Q3 2013 Holdings
Filed 2013-11-12 | 3347 holdings | $1.9B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Enbridge Energy Management L | SHS UNITS LLI | 29250X103 | $0 | 2 | 0.0% |
| BlackRock Build Amer BD TR(BBN) | SHS | 09248X100 | $0 | 6 | 0.0% |
| HSBC Hldgs PLC | ADR A 1/40PF A | 404280604 | $0 | 12 | 0.0% |
| BlackRock Munivest FD II Inc(MVT) | COM | 09253T101 | $0 | 1 | 0.0% |
| BlackRock Muni Income TR II(BLE) | COM | 09249N101 | $0 | 1 | 0.0% |
| Cedar Fair L P | DEPOSITRY UNIT | 150185106 | $0 | 1 | 0.0% |
| Invesco PA Value MUN Income(VPV) | COM | 46132K109 | $0 | 1 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $0 | 84 | 0.0% |
| SK Telecom LTD | SPONSORED ADR | 78440P108 | $0 | 1 | 0.0% |
| Dynegy Inc New del | *W EXP 99/99/999 | 26817R116 | $0 | 5 | 0.0% |
| Nuveen Build Amer BD FD(NBB) | COM | 67074C103 | $0 | 8 | 0.0% |
| Royal BK Scotland Group PLC | ADR PREF SHS R | 780097747 | $0 | 12 | 0.0% |
| Brookfield Ppty Partners L P | UNIT LTD PARTN | G16249107 | $0 | 17 | 0.0% |
| Pokertek Inc | COM NEW | 730864204 | $1 | 1,000 | 0.0% |
| Royal BK Scotland Group PLC | SP ADR L RP PF | 780097788 | $1 | 74 | 0.0% |
| Royal BK Scotland Group PLC | ADR PREF SER N | 780097770 | $1 | 25 | 0.0% |
| AXT Inc(AXTI) | COM | 00246W103 | $1 | 585 | 0.0% |
| Barclays Bank PLC | ADS7.75%PFD S4 | 06739H511 | $1 | 24 | 0.0% |
| BB&T Corp | DP SHS RP PF G | 054937800 | $1 | 29 | 0.0% |
| Barclays Bank PLC | SP ADR 7.1%PF3 | 06739H776 | $1 | 33 | 0.0% |
| Barclays BK PLC | ADR 2 PREF 2 | 06739F390 | $1 | 26 | 0.0% |
| Barclays PLC(BCS) | ADR | 06738E204 | $2 | 144 | 0.0% |
| Delhaize Group | SPONSORED ADR | 29759W101 | $2 | 28 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $2 | 92 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $2 | 92 | 0.0% |
| Ecopetrol S A(EC) | SPONSORED ADS | 279158109 | $2 | 52 | 0.0% |
| Vanguard Index FDS(VB) | SMALL CP ETF | 922908751 | $2 | 24 | 0.0% |
| Global Partners LP(GLP) | COM UNITS | 37946R109 | $3 | 98 | 0.0% |
| Ishares(TLT) | 20+ YR TR BD ETF | 464287432 | $3 | 24 | 0.0% |
| Nice SYS LTD(NSY) | SPONSORED ADR | 653656108 | $3 | 82 | 0.0% |
| Ishares(QLTA) | A RATE CP BD ETF | 46429B291 | $3 | 54 | 0.0% |
| Smith & Nephew PLC(SNN) | SPDN ADR NEW | 83175M205 | $3 | 54 | 0.0% |
| Prudential PLC(PUKN) | ADR | 74435K204 | $3 | 76 | 0.0% |
| Shire PLC | SPONSORED ADR | 82481R106 | $3 | 22 | 0.0% |
| Reed Elsevier N V | SPONS ADR NEW | 758204200 | $4 | 98 | 0.0% |
| Siemens A G(SIEB) | SPONSORED ADR | 826197501 | $4 | 35 | 0.0% |
| Mellanox Technologies LTD | SHS | M51363113 | $4 | 106 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $4 | 844 | 0.0% |
| Heico Corp New(HEI/A) | CL A | 422806208 | $5 | 90 | 0.0% |
| Ishares(IBB) | NASDQ BIOTEC ETF | 464287556 | $5 | 23 | 0.0% |
| Ishares(EWY) | MSCI STH KOR ETF | 464286772 | $5 | 75 | 0.0% |
| Ishares(EMIF) | EMGR MKT INF ETF | 464288216 | $5 | 150 | 0.0% |
| Cole Real Estate Invts Inc | COM | 19329V105 | $6 | 509 | 0.0% |
| Spdr Series Trust(SPSB) | BARC SHT TR CP | 78464A474 | $6 | 183 | 0.0% |
| Select Sector Spdr TR(XLE) | SBI INT-ENERGY | 81369Y506 | $6 | 72 | 0.0% |
| QAD Inc(QADB) | CL B | 74727D207 | $6 | 505 | 0.0% |
| American Intl Group Inc | *W EXP 01/19/202 | 026874156 | $6 | 310 | 0.0% |
| Ishares(IGLB) | 10+ YR CR BD ETF | 464289511 | $7 | 124 | 0.0% |
| Ishares(EFG) | EAFE GRWTH ETF | 464288885 | $7 | 100 | 0.0% |
| Putnam Managed MUN Incom TR(PMM) | COM | 746823103 | $7 | 1,000 | 0.0% |