Q3 2019 Holdings
Filed 2019-11-14 | 89 holdings | $413.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Chegg Inc(CHGG) | Common Stock | 163092109 | $156.0K | 5,195 | 37.7% |
| Wells Fargo & Co(WFC) | Convertible Preferred | 949746804 | $14.3K | 9,402 | 3.5% |
| Bank of America Corp(BAC) | Convertible Preferred | 060505682 | $14.0K | 9,346 | 3.4% |
| Novellus Systems Inc | Convertible Bonds | 670008AD3 | $13.9K | $1,940,000 | 3.4% |
| Southern Co | Preferred Stock | 842587602 | $13.4K | 250,220 | 3.2% |
| Dominion Energy Inc | Preferred Stock | 25746U133 | $13.3K | 125,780 | 3.2% |
| Stanley Black & Decker Inc | Convertible Preferred | 854502887 | $13.2K | 131,380 | 3.2% |
| Western Digital Corp | Convertible Bonds | 958102AP0 | $13.1K | $13,645,000 | 3.2% |
| American Electric Power Co Inc | Preferred Stock | 025537127 | $12.9K | 233,900 | 3.1% |
| CenterPoint Energy Inc | Preferred Stock | 15189T503 | $10.7K | 204,590 | 2.6% |
| Anthem Inc | Convertible Bonds | 94973VBG1 | $10.4K | $3,095,000 | 2.5% |
| Priceline Group Inc | Convertible Bonds | 741503AS5 | $8.3K | $5,545,000 | 2.0% |
| Vereit Inc | Convertible Bonds | 02917TAB0 | $8.2K | $8,065,000 | 2.0% |
| Becton Dickinson and Co | Convertible Preferred | 075887208 | $8.0K | 129,495 | 1.9% |
| Crown Castle International Corp | Convertible Preferred | 22822V309 | $7.8K | 6,165 | 1.9% |
| Illumina Inc | Convertible Bonds | 452327AH2 | $7.3K | $5,533,000 | 1.8% |
| Ares Capital Corp | Convertible Bonds | 04010LAT0 | $7.0K | $6,745,000 | 1.7% |
| FireEye Inc | Convertible Bonds | 31816QAD3 | $5.8K | $6,140,000 | 1.4% |
| Spirit Realty Capital Inc | Convertible Bonds | 84860WAB8 | $4.7K | $4,640,000 | 1.1% |
| Echo Global Logistics Inc | Convertible Bonds | 27875TAA9 | $4.2K | $4,180,000 | 1.0% |
| Microchip Technology Inc | Convertible Bonds | 595017AF1 | $3.9K | $3,050,000 | 0.9% |
| Prospect Capital Corp | Convertible Bonds | 74348TAR3 | $3.7K | $3,565,000 | 0.9% |
| Prospect Capital Corp | Convertible Bonds | 74348TAQ5 | $3.4K | $3,400,000 | 0.8% |
| New Mountain Finance Corp | Convertible Bonds | 647551AC4 | $2.8K | $2,680,000 | 0.7% |
| Apollo Commercial Real Estate Finance Inc | Convertible Bonds | 03762UAB1 | $2.7K | $2,645,000 | 0.6% |
| Splunk Inc | Convertible Bonds | 848637AD6 | $2.6K | $2,355,000 | 0.6% |
| Alexandria Real Estate Equities Inc | Preferred Stock | 015271505 | $2.4K | 62,651 | 0.6% |
| Spdr Gold Shares(GLD) | ETF | 78463V107 | $2.3K | 16,800 | 0.6% |
| TPG Specialty Lending Inc | Convertible Bonds | 87265KAD4 | $1.9K | $1,780,000 | 0.4% |
| Silicon Laboratories Inc | Convertible Bonds | 826919AB8 | $1.8K | $1,395,000 | 0.4% |
| Two Harbors Investment Corp | Convertible Bonds | 90187BAA9 | $1.6K | $1,560,000 | 0.4% |
| Model N Inc(MODNEUR) | Common Stock | 607525102 | $1.6K | 56,945 | 0.4% |
| NuVasive Inc | Convertible Bonds | 670704AG0 | $1.4K | $1,205,000 | 0.3% |
| Wright Medical Group Inc | Convertible Bonds | 98235TAE7 | $1.2K | $1,235,000 | 0.3% |
| Monolithic Power Systems Inc(MPWR) | Common Stock | 609839105 | $1.2K | 7,903 | 0.3% |
| Asgn Inc(ASGN) | Common Stock | 00191U102 | $1.2K | 18,305 | 0.3% |
| Ares Commercial Real Estate Corp(ACRE) | Common Stock | 04013V108 | $1.1K | 70,600 | 0.3% |
| Insulet Corp | Convertible Bonds | 45784PAH4 | $1.1K | $570,000 | 0.3% |
| InterXion Holding NV | Common Stock | N47279109 | $1.0K | 12,520 | 0.2% |
| Evo Payments Inc(EVOP1EUR) | Common Stock | 26927E104 | $967 | 34,381 | 0.2% |
| iShares Phlx Semiconductor ETF(SOXX) | ETF | 464287523 | $962 | 4,550 | 0.2% |
| Anixter International Inc(AXE3EUR) | Common Stock | 035290105 | $961 | 13,900 | 0.2% |
| Euronet Worldwide Inc(EEFT) | Common Stock | 298736109 | $960 | 6,565 | 0.2% |
| CenterState Bank Corp(CSFLUSD) | Common Stock | 15201P109 | $935 | 38,980 | 0.2% |
| Synaptics Inc | Convertible Bonds | 87157DAD1 | $927 | $995,000 | 0.2% |
| TriNet Group Inc(TNET) | Common Stock | 896288107 | $906 | 14,565 | 0.2% |
| Etsy Inc(ETSY) | Common Stock | 29786A106 | $894 | 15,831 | 0.2% |
| HubSpot Inc(HUBS) | Common Stock | 443573100 | $890 | 5,870 | 0.2% |
| New Relic Inc(NEWREUR) | Common Stock | 64829B100 | $880 | 14,315 | 0.2% |
| Webster Financial Corp(WBS) | Common Stock | 947890109 | $849 | 18,110 | 0.2% |