Q4 2021 Holdings
Filed 2022-02-14 | 136 holdings | $194.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| B Riley Principal 150 Merger | UNIT 99/99/9999 | 05601V202 | $0 | 9 | 0.0% |
| Ftac Hera Acquisition Corp | UNIT 02/28/2026 | G3728Y129 | $0 | 9 | 0.0% |
| Insu Acquisition Corp III | UNIT 12/31/2026 | 457817302 | $0 | 4 | 0.0% |
| Metromile Inc | *W EXP 02/09/202 | 591697115 | $78 | 558,296 | 0.0% |
| Roth CH Acquisition III Co | *W EXP 02/26/202 | 77867Q110 | $109 | 99,749 | 0.0% |
| Falcon Minerals Corp | *W EXP 07/21/202 | 30607B208 | $122 | 878,022 | 0.0% |
| B Riley Principal 150 Merger | *W EXP 03/01/202 | 05601V111 | $181 | 124,997 | 0.0% |
| Insu Acquisition Corp III | *W EXP 12/31/202 | 457817112 | $185 | 333,332 | 0.0% |
| Ftac Hera Acquisition Corp | *W EXP 02/28/202 | G3728Y111 | $237 | 249,997 | 0.0% |
| Ocugen Inc(OCGN) | COM | 67577C105 | $289 | 63,606 | 0.0% |
| Guardforce AI Co LTD | *W EXP 09/01/202 | G4236L120 | $333 | 600,000 | 0.0% |
| Kintara Therapeutics Inc | COM | 49720K101 | $338 | 663,279 | 0.0% |
| Bakkt Holdings Inc | COM CL A | 05759B107 | $447 | 52,499 | 0.0% |
| Fintech Acquisition Corp V | *W EXP 12/31/202 | 31810Q115 | $490 | 333,331 | 0.0% |
| Galmed Pharmaceuticals LTD(GLMD) | SHS | M47238106 | $542 | 297,947 | 0.0% |
| Eloxx Pharmaceuticals Inc | COM | 29014R103 | $632 | 894,659 | 0.0% |
| Transact Technologies Inc(TACT) | COM | 892918103 | $835 | 76,583 | 0.0% |
| Tango Therapeutics Inc(TNGX) | COM | 87583X109 | $1.1K | 100,000 | 0.0% |
| Hookipa Pharma Inc | COM | 43906K100 | $1.1K | 473,566 | 0.0% |
| Avenue Therapeutics Inc | COM NEW | 05360L205 | $1.3K | 1,453,166 | 0.0% |
| Perella Weinberg Partners | *W EXP 12/31/202 | 71367G110 | $1.4K | 400,000 | 0.0% |
| Unicycive Therapeutics Inc | COM | 90466Y103 | $1.4K | 686,756 | 0.0% |
| In8bio Inc | COM | 45674E109 | $1.6K | 373,169 | 0.0% |
| 5 01 Acquisition Corp | COM CL A | 33836P105 | $1.8K | 181,927 | 0.0% |
| HTG Molecular Diagnostics in | COM NEW | 40434H203 | $1.8K | 335,015 | 0.0% |
| Faraday Futre Intlgt Elctr I | COM | 307359109 | $1.9K | 350,000 | 0.0% |
| Lava Therapeutics NV | SHS | N51517105 | $2.0K | 360,808 | 0.0% |
| Acer Therapeutics Inc(OPXAEUR) | COM | 00444P108 | $2.1K | 901,290 | 0.0% |
| Exagen Inc(XGN) | COM | 30068X103 | $2.2K | 186,936 | 0.0% |
| Merrimack Pharmaceuticals in(MACKEUR) | COM NEW | 590328209 | $2.2K | 569,971 | 0.0% |
| Akebia Therapeutics Inc(AKBA)Call | COM | 00972D105 | $2.3K | 1,000,000 | 0.0% |
| Keros Therapeutics Inc(KROS)Call | COM | 492327101 | $2.3K | 39,700 | 0.0% |
| Lucid Diagnostics Inc(LUCD) | COM | 54948X109 | $2.3K | 435,055 | 0.0% |
| Metromile Inc | COM | 591697107 | $2.5K | 1,119,612 | 0.0% |
| IDW Media Hldgs Inc | CL B | 44951N106 | $2.5K | 1,229,243 | 0.0% |
| IMV Inc | COM | 44974L103 | $2.5K | 2,055,212 | 0.0% |
| Catalyst Biosciences Inc | COM NEW | 14888D208 | $2.5K | 2,761,660 | 0.0% |
| Imac Hldgs Inc | COM | 44967K104 | $2.7K | 2,392,094 | 0.0% |
| Wave Life Sciences LTD(WVE) | SHS | Y95308105 | $2.8K | 907,094 | 0.0% |
| Payoneer Global Inc(PAYO) | COM | 70451X104 | $2.9K | 398,684 | 0.0% |
| Neuropace Inc(NPCE) | COM | 641288105 | $3.1K | 305,906 | 0.0% |
| Kura Oncology Inc(KURA)Call | COM | 50127T109 | $3.5K | 250,000 | 0.0% |
| B Riley Principal 150 Merger | COM CL A | 05601V103 | $3.5K | 349,649 | 0.0% |
| Perella Weinberg Partners(PWP) | CLASS A COM | 71367G102 | $3.6K | 278,140 | 0.0% |
| Harpoon Therapeutics Inc | COM | 41358P106 | $3.6K | 475,467 | 0.0% |
| Peloton Interactive Inc(PTON) | CL A COM | 70614W100 | $3.7K | 102,342 | 0.0% |
| Angion Biomedica Corp | COM | 03476J107 | $3.7K | 1,267,029 | 0.0% |
| Zovio Inc(ZVOI) | COM | 98979V102 | $3.8K | 2,980,767 | 0.0% |
| BIG 5 Sporting Goods Corp(BG3)Put | COM | 08915P101 | $3.8K | 200,000 | 0.0% |
| Zogenix IncCall | COM NEW | 98978L204 | $3.8K | 236,400 | 0.0% |