Q2 2014 Holdings
Filed 2014-08-12 | 129 holdings | $36.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Theratechnologies Inc COM | COM | 88338H100 | $6 | 15,000 | 0.0% |
| Leapfrog Enter | COM | 52186N106 | $73 | 10,000 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $110 | 10,000 | 0.0% |
| Delaware Invsmts. Colorado MUN | TAX-FREE | 246101109 | $136 | 10,000 | 0.0% |
| Invesco Dynamic Credit OPP | BOND | 921166104 | $175 | 13,500 | 0.0% |
| Vanguard Emerg. Markets ETF(VWO) | COM | 922042858 | $203 | 4,700 | 0.0% |
| Stanley Black & Decker Inc. | COM | 854616109 | $207 | 2,357 | 0.0% |
| Spdr Barclays Muni Bond ETF | TAX-FREE | 78464A458 | $208 | 8,800 | 0.0% |
| Amerisourcebergen(COR) | COM | 03073E105 | $218 | 3,000 | 0.0% |
| Spdr Emerging Markets Dividend(EDIV) | COM | 78463X533 | $222 | 5,550 | 0.0% |
| Anadarko Pete(APC3EUR) | COM | 032511107 | $228 | 2,084 | 0.0% |
| Vanguard REIT ETF(VNQ) | MUTUAL | 922908553 | $230 | 3,068 | 0.0% |
| iSHARES Tips Bond ETF(TIP) | BOND | 464287176 | $231 | 2,000 | 0.0% |
| iSHARES Intermed. Credit(IGIB) | BOND | 464288638 | $242 | 2,200 | 0.0% |
| Facebook(META) | COM | 30303M102 | $244 | 3,620 | 0.0% |
| Bristol-Myers(BMY) | COM | 110122108 | $249 | 5,135 | 0.0% |
| iSHARES Dividend(DVY) | MUTUAL | 464287168 | $252 | 3,271 | 0.0% |
| Nanoviricides | COM | 630087203 | $254 | 60,000 | 0.0% |
| Illinois Tool WKS(ITW) | COM | 452308109 | $257 | 2,938 | 0.0% |
| Genworth Finl(GNW) | COM | 37247D106 | $261 | 15,000 | 0.0% |
| Spdr S&P 500 ETF(SPY) | MUTUAL | 78462F103 | $274 | 1,400 | 0.0% |
| Telsa Motors(TSLA) | COM | 88160R101 | $276 | 1,150 | 0.0% |
| Phillips 66(PSX) | COM | 718546104 | $282 | 3,500 | 0.0% |
| Etfs Platinum Trust | ALTCOM | 26922V101 | $289 | 2,000 | 0.0% |
| Merck & Co. Inc.(MRK) | COM | 58933Y105 | $310 | 5,365 | 0.0% |
| Wynn Resorts LTD(WYNN) | COM | 983134107 | $311 | 1,500 | 0.0% |
| Federated Invs.(FHI) | COM | 314211103 | $323 | 10,447 | 0.0% |
| Intl. Bus. Machines(IBM) | COM | 459200101 | $326 | 1,797 | 0.0% |
| BP PLC | COM | 056622104 | $329 | 6,238 | 0.0% |
| Caterpillar Inc(CAT) | COM | 149123101 | $337 | 3,100 | 0.0% |
| BlackRock Muniyield INV Fund | TAX-FREE | 09254R104 | $353 | 24,000 | 0.0% |
| Solarcity Corp | COM | 83416T100 | $353 | 5,000 | 0.0% |
| Ishares Msci Emerging Mkts(EEM) | COM | 464287234 | $355 | 8,207 | 0.0% |
| Procter & Gamble(PG) | COM | 742718109 | $357 | 4,537 | 0.0% |
| iSHARES National Amt-Free Muni(MUB) | TAX-FREE | 464288414 | $380 | 3,500 | 0.0% |
| Tristate Cap Hldgs Inc | COM | 89668F100 | $382 | 27,000 | 0.0% |
| Nuveen Muni Value(NUV) | TAX-FREE | 670928100 | $395 | 41,000 | 0.0% |
| Allstate Corp. | COM | 020021010 | $411 | 7,000 | 0.0% |
| Mondelez Intl(MDLZ) | COM | 609207105 | $413 | 10,971 | 0.0% |
| Spdr S&P 400 Midcap(MDY) | MUTUAL | 78467Y107 | $417 | 1,600 | 0.0% |
| Guggenheim Global Timber | ALTCOM | 18383Q879 | $421 | 16,700 | 0.0% |
| Ishares Core S&P Mid-Cap(IJH) | MUTUAL | 464287507 | $429 | 3,000 | 0.0% |
| Putnam Muni Opport Trust(PMO) | TAX-FREE | 746922103 | $443 | 37,720 | 0.0% |
| Eaton Vance Limited Duration(XEVVX) | BOND | 27828H105 | $463 | 29,700 | 0.0% |
| Vanguard Total Stock Market(VTI) | MUTUAL | 922908769 | $477 | 4,687 | 0.0% |
| Mcdonald's Corp.(MCD) | COM | 580135101 | $479 | 4,759 | 0.0% |
| Market Vectors Agribusiness | ALTCOM | 57060U605 | $520 | 9,450 | 0.0% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $536 | 30,000 | 0.0% |
| Tocqueville Gold Fund | ALTCOM | 888894862 | $552 | 12,271 | 0.0% |
| Albany Molecular | COM | 012423109 | $604 | 30,000 | 0.0% |