Q4 2014 Holdings
Filed 2015-02-09 | 131 holdings | $39.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Theratechnologies Inc COM | COM | 88338H100 | $5 | 15,000 | 0.0% |
| Aethlon MED Inc COM | COM | 00808Y109 | $21 | 80,000 | 0.0% |
| Leapfrog Enter | COM | 52186N106 | $47 | 10,000 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $52 | 10,000 | 0.0% |
| Genworth Finl(GNW) | COM | 37247D106 | $127 | 15,000 | 0.0% |
| Delaware Invsmts. Colorado MUN | TAX-FREE | 246101109 | $142 | 10,000 | 0.0% |
| Invesco Dynamic Credit OPP | BOND | 46132R104 | $160 | 13,500 | 0.0% |
| Nanoviricides | COM | 630087203 | $163 | 60,000 | 0.0% |
| Intl. Bus. Machines(IBM) | COM | 459200101 | $200 | 1,247 | 0.0% |
| Anadarko Pete(APC3EUR) | COM | 032511107 | $202 | 2,454 | 0.0% |
| Home Depot Inc.(HD) | COM | 437076102 | $212 | 2,022 | 0.0% |
| Bank of America(BAC) | COM | 060505104 | $214 | 11,965 | 0.0% |
| Ishares TR S&P Smlcap 600(IJR) | MUTUAL | 464287804 | $217 | 1,900 | 0.0% |
| Amazon.com(AMZN) | COM | 023135106 | $223 | 719 | 0.0% |
| Wynn Resorts LTD(WYNN) | COM | 983134107 | $223 | 1,500 | 0.0% |
| Ishares Msci Eafe Index(EFA) | COM | 464287465 | $224 | 3,680 | 0.0% |
| Stanley Black & Decker Inc. | COM | 854616109 | $226 | 2,357 | 0.0% |
| Pimco Municipal Income II(PML) | TAX-FREE | 72200W106 | $232 | 19,500 | 0.0% |
| Etfs Platinum | ALTCOM | 26922V101 | $234 | 2,000 | 0.0% |
| BP PLC | COM | 056622104 | $238 | 6,238 | 0.0% |
| Pharmerica | COM | 71714F104 | $239 | 11,556 | 0.0% |
| iSHARES Dividend(DVY) | MUTUAL | 464287168 | $246 | 3,100 | 0.0% |
| Pepsico Inc(PEP) | COM | 713448108 | $247 | 2,614 | 0.0% |
| Unitedhealth Group(UNH) | COM | 91324P102 | $247 | 2,440 | 0.0% |
| Vanguard REIT ETF(VNQ) | MUTUAL | 922908553 | $249 | 3,068 | 0.0% |
| Phillips 66(PSX) | COM | 718546104 | $251 | 3,500 | 0.0% |
| Tesla Motors(TSLA) | COM | 88160R101 | $256 | 1,150 | 0.0% |
| Solarcity Corp | COM | 83416T100 | $267 | 5,000 | 0.0% |
| Tristate Cap Hldgs Inc | COM | 89668F100 | $276 | 27,000 | 0.0% |
| Illinois Tool WKS(ITW) | COM | 452308109 | $278 | 2,938 | 0.0% |
| Wells Fargo Co.(WFC) | COM | 949746101 | $288 | 5,251 | 0.0% |
| Caterpillar Inc(CAT) | COM | 149123101 | $292 | 3,186 | 0.0% |
| Bristol-Myers(BMY) | COM | 110122108 | $303 | 5,135 | 0.0% |
| Facebook(META) | COM | 30303M102 | $307 | 3,940 | 0.0% |
| iSHARES National Amt-Free Muni(MUB) | TAX-FREE | 464288414 | $309 | 2,800 | 0.0% |
| Halcon RES Corp | COM | 40537Q209 | $323 | 181,200 | 0.0% |
| Halliburton Co.(HAL) | COM | 406216101 | $341 | 8,662 | 0.0% |
| BlackRock Muniyield INV Fund | TAX-FREE | 09254R104 | $372 | 24,000 | 0.0% |
| Merck & Co. Inc.(MRK) | COM | 58933Y105 | $372 | 6,554 | 0.0% |
| Mondelez Intl(MDLZ) | COM | 609207105 | $405 | 11,146 | 0.0% |
| Guggenheim Global Timber | ALTCOM | 18383Q879 | $405 | 16,700 | 0.0% |
| Nuveen Muni Value(NUV) | TAX-FREE | 670928100 | $415 | 43,000 | 0.0% |
| Spdr S&P 400 Midcap(MDY) | MUTUAL | 78467Y107 | $422 | 1,600 | 0.0% |
| Intrexon Corp | COM | 46122T102 | $427 | 15,500 | 0.0% |
| Eaton Vance Limited Duration(XEVVX) | BOND | 27828H105 | $431 | 30,500 | 0.0% |
| Ishares Msci Emerging Mkts(EEM) | COM | 464287234 | $440 | 11,207 | 0.0% |
| Putnam Muni Opport Trust(PMO) | TAX-FREE | 746922103 | $452 | 37,720 | 0.0% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $468 | 30,000 | 0.0% |
| Mcdonald's Corp.(MCD) | COM | 580135101 | $469 | 5,009 | 0.0% |
| Procter & Gamble(PG) | COM | 742718109 | $483 | 5,302 | 0.0% |