Q3 2017 Holdings
Filed 2017-11-09 | 167 holdings | $116.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Protea Biosciences GRO | COM | 74365B109 | $1 | 50,000 | 0.0% |
| Nanoviricides | COM | 630087203 | $68 | 60,000 | 0.0% |
| Theratechnologies | COM | 88338H100 | $91 | 15,000 | 0.0% |
| Southwstrn Energy(SWN1EUR) | COM | 845467109 | $92 | 15,000 | 0.0% |
| Fibrocell Science | COM | 315721209 | $92 | 30,000 | 0.0% |
| Annaly Capital Mgmt REIT(NLYEUR) | REIT | 035710409 | $126 | 10,340 | 0.0% |
| Neuberger Brmn. MLP Income(NML) | MASTER LP | 64129H104 | $162 | 17,050 | 0.0% |
| Stonemor Partners L.P. | MASTER LP | 86183Q100 | $163 | 25,000 | 0.0% |
| Twitter Inc(TWTRUSD) | COM | 90184L102 | $173 | 10,245 | 0.0% |
| Innoviva Inc COM(INVA) | COM | 45781M101 | $181 | 12,807 | 0.0% |
| Putnam Muni Opport Trust(PMO) | CLOSED END | 746922103 | $189 | 15,000 | 0.0% |
| Templeton Emerg. Income(TEI) | CLOSED END | 880192109 | $192 | 16,600 | 0.0% |
| Visa Inc CL A(V) | COM | 92826C839 | $209 | 1,989 | 0.0% |
| BlackRock Muni Interm(XMUIX) | CLOSED END | 09253X102 | $213 | 15,000 | 0.0% |
| Spdr Barclays Muni Bond ETF | ETF | 78464A458 | $215 | 4,400 | 0.0% |
| J2 Global Inc(ZD) | COM | 48123V102 | $217 | 2,940 | 0.0% |
| iSHARES Tips Bond ETF(TIP) | ETF | 464287176 | $227 | 2,000 | 0.0% |
| Eaton Corp(ETN) | COM | G29183103 | $229 | 2,988 | 0.0% |
| Lowe's Companies(LOW) | COM | 548661107 | $232 | 2,900 | 0.0% |
| iSHARES Preferred Stock(PFF) | ETF | 464288687 | $233 | 6,000 | 0.0% |
| Spdr Emerging Markets Dividend(EDIV) | ETF | 78463X533 | $242 | 7,950 | 0.0% |
| Invesco Dynamic Credit OPP | CLOSED END | 46132R104 | $244 | 20,500 | 0.0% |
| Bank of America(BAC) | COM | 060505104 | $246 | 9,710 | 0.0% |
| Tesla Motors(TSLA) | COM | 88160R101 | $249 | 730 | 0.0% |
| Vanguard Small Cap Value ETF(VBR) | ETF | 922908611 | $256 | 2,000 | 0.0% |
| Kirby Corp(KEX) | COM | 497266106 | $262 | 3,972 | 0.0% |
| Nuveen NY Amt-Free MUN(NRK) | CLOSED END | 670656107 | $264 | 20,000 | 0.0% |
| Adtalem Global Educ(ATGE) | COM | 00737L103 | $265 | 7,393 | 0.0% |
| Standard AVB Finl(STND) | COM | 85303B100 | $270 | 9,152 | 0.0% |
| PRA Group Inc | COM | 73640Q105 | $271 | 9,476 | 0.0% |
| Intl. Bus. Machines(IBM) | COM | 459200101 | $271 | 1,867 | 0.0% |
| Schwab Intl Equity ETF(SCHF) | ETF | 808524805 | $279 | 8,345 | 0.0% |
| Halliburton Co.(HAL) | COM | 406216101 | $284 | 6,162 | 0.0% |
| CNO Financial(CNO) | COM | 12621E103 | $296 | 12,700 | 0.0% |
| Mondelez Intl(MDLZ) | COM | 609207105 | $306 | 7,534 | 0.0% |
| Vaneck Vectors Agribusiness(MOO) | ETF | 92189F700 | $310 | 5,250 | 0.0% |
| Republic Svcs Inc(RSG) | COM | 760759100 | $317 | 4,800 | 0.0% |
| Vanguard REIT ETF(VNQ) | REIT | 922908553 | $317 | 3,812 | 0.0% |
| Aecom Tech(ACM) | COM | 00766T100 | $319 | 8,657 | 0.0% |
| Phillips 66(PSX) | COM | 718546104 | $321 | 3,500 | 0.0% |
| BP PLC | COM | 056622104 | $328 | 8,538 | 0.0% |
| Schwab Emerging Market ETF(SCHE) | ETF | 808524706 | $331 | 12,309 | 0.0% |
| F5 Networks Inc(FFIV) | COM | 315616102 | $334 | 2,768 | 0.0% |
| Merck & Co. Inc.(MRK) | COM | 58933Y105 | $344 | 5,380 | 0.0% |
| Colgate Palmolive Co(CL) | COM | 194162103 | $349 | 4,788 | 0.0% |
| Nuveen Quality Muni Income FUN(NAD) | CLOSED END | 67066V101 | $355 | 25,000 | 0.0% |
| Illinois Tool WKS(ITW) | COM | 452308109 | $358 | 2,417 | 0.0% |
| Emcor Group Inc(EME) | COM | 29084Q100 | $360 | 5,190 | 0.0% |
| Becton Dickinson(BDX) | COM | 075887109 | $382 | 1,950 | 0.0% |
| Ishares Russell 1000 ETF(IWB) | ETF | 464287622 | $384 | 2,744 | 0.0% |