Q3 2019 Holdings
Filed 2019-11-14 | 47 holdings | $1.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Advanced Micro Devices Inc(AMD) | COM | 007903107 | $638.0K | 22,000 | 36.8% |
| Twitter Inc | NOTE 0.250% 6/1 | 90184LAF9 | $66.7K | $62,777,000 | 3.8% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $59.9K | $52,496,000 | 3.5% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $45.9K | $55,050,000 | 2.7% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $44.9K | $43,612,000 | 2.6% |
| TPG Specialty Lending Inc | NOTE 4.500%12/1 | 87265KAB8 | $44.9K | $44,702,000 | 2.6% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $42.7K | $41,490,000 | 2.5% |
| Inphi Corp | NOTE 0.750% 9/0 | 45772FAC1 | $38.6K | $31,000,000 | 2.2% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $36.9K | $36,785,000 | 2.1% |
| New MTN FIN Corp | NOTE 5.750% 8/1 | 647551AC4 | $35.5K | $33,850,000 | 2.0% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $34.4K | $32,000,000 | 2.0% |
| Sunpower Corp | DBCV 4.000% 1/1 | 867652AL3 | $34.1K | $37,062,000 | 2.0% |
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $33.8K | $32,854,000 | 2.0% |
| SEA LTD | NOTE 2.250% 7/0 | 81141RAB6 | $33.6K | $19,300,000 | 1.9% |
| Zendesk Inc | NOTE 0.250% 3/1 | 98936JAB7 | $32.4K | $24,500,000 | 1.9% |
| Zillow Group Inc | NOTE 1.500% 7/0 | 98954MAC5 | $31.4K | $35,642,000 | 1.8% |
| Nutanix Inc | NOTE 1/1 | 67059NAB4 | $29.9K | $31,961,000 | 1.7% |
| Inphi Corp | NOTE 1.125%12/0 | 45772FAB3 | $28.5K | $18,193,000 | 1.6% |
| Sarepta Therapeutics Inc | DBCV 1.500%11/1 | 803607AB6 | $28.2K | $21,300,000 | 1.6% |
| Twilio Inc | NOTE 0.250% 6/0 | 90138FAB8 | $27.6K | $16,500,000 | 1.6% |
| American Rlty Cap Pptys Inc | NOTE 3.750%12/1 | 02917TAB0 | $27.3K | $26,878,000 | 1.6% |
| BlackRock TCP Capital Corp | NOTE 5.250%12/1 | 87238QAB9 | $27.2K | $27,089,000 | 1.6% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $21.9K | $22,231,000 | 1.3% |
| Pacira Biosciences | NOTE 2.375% 4/0 | 695127AD2 | $19.8K | $20,100,000 | 1.1% |
| Perficient Inc | NOTE 2.375% 9/1 | 71375UAB7 | $19.2K | $16,000,000 | 1.1% |
| Rapid7 Inc | NOTE 1.250% 8/0 | 753422AB0 | $18.2K | $14,000,000 | 1.0% |
| Square Inc | NOTE 0.500% 5/1 | 852234AD5 | $18.1K | $16,200,000 | 1.0% |
| Rambus Inc del | NOTE 1.375% 2/0 | 750917AG1 | $16.8K | $16,808,000 | 1.0% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $16.5K | $16,777,000 | 1.0% |
| Sunpower Corp | DBCV 0.875% 6/0 | 867652AJ8 | $16.3K | $17,433,000 | 0.9% |
| Momo Inc | NOTE 1.250% 7/0 | 60879BAB3 | $15.9K | $17,714,000 | 0.9% |
| Ares Cap Corp | NOTE 4.625% 3/0 | 04010LAW3 | $15.7K | $14,808,000 | 0.9% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $15.1K | $14,382,000 | 0.9% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $14.4K | $17,300,000 | 0.8% |
| Repligen Corp | NOTE 0.375% 7/1 | 759916AB5 | $13.8K | $14,000,000 | 0.8% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $13.2K | 32,018,227 | 0.8% |
| Weibo Corp | NOTE 1.250%11/1 | 948596AC5 | $13.1K | $13,900,000 | 0.8% |
| Gopro Inc | NOTE 3.500% 4/1 | 38268TAB9 | $11.8K | $11,904,000 | 0.7% |
| Exact Sciences Corp | NOTE 1.000% 1/1 | 30063PAA3 | $9.5K | $6,689,000 | 0.5% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $9.0K | $7,284,000 | 0.5% |
| Redfin Corp | NOTE 1.750% 7/1 | 75737FAA6 | $7.9K | $8,595,000 | 0.5% |
| BlackRock Capital Investment | NOTE 5.000% 6/1 | 092533AC2 | $7.3K | $7,300,000 | 0.4% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $6.6K | $7,000,000 | 0.4% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $3.8K | $2,500,000 | 0.2% |
| Mesa Labs Inc | NOTE 1.375% 8/1 | 59064RAA7 | $3.0K | $2,775,000 | 0.2% |
| Silver STD RES Inc | NOTE 2.875% 2/0 | 82823LAC0 | $2.4K | $2,342,000 | 0.1% |
| Oaktree Strategic Income COR(OCSI) | COM | 67402D104 | $1.5K | 183,729 | 0.1% |