Q4 2019 Holdings
Filed 2020-02-14 | 47 holdings | $3.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Allscripts Healthcare Solutn(MDRX) | COM | 01988P108 | $1.7M | 171,600 | 53.9% |
| Advanced Micro Devices Inc(AMD) | COM | 007903107 | $307.0K | 6,702 | 9.8% |
| Twitter Inc | NOTE 0.250% 6/1 | 90184LAF9 | $58.5K | $60,277,000 | 1.9% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $56.8K | $37,557,000 | 1.8% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $55.7K | $64,118,000 | 1.8% |
| Dexcom Inc | NOTE 0.750%12/0 | 252131AH0 | $54.1K | $36,500,000 | 1.7% |
| Inphi Corp | NOTE 0.750% 9/0 | 45772FAC1 | $50.0K | $35,250,000 | 1.6% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $45.1K | $43,612,000 | 1.4% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $42.7K | $41,470,000 | 1.4% |
| Nutanix Inc | NOTE 1/1 | 67059NAB4 | $38.6K | $38,742,000 | 1.2% |
| Sarepta Therapeutics Inc | DBCV 1.500%11/1 | 803607AB6 | $37.6K | $19,300,000 | 1.2% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $36.9K | $36,785,000 | 1.2% |
| Karyopharm Therapeutics Inc | NOTE 3.000%10/1 | 48576UAA4 | $36.6K | $25,500,000 | 1.2% |
| Inphi Corp | NOTE 1.125%12/0 | 45772FAB3 | $35.8K | $19,219,000 | 1.1% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $35.6K | $29,500,000 | 1.1% |
| New MTN FIN Corp | NOTE 5.750% 8/1 | 647551AC4 | $35.5K | $33,850,000 | 1.1% |
| Zillow Group Inc | NOTE 1.500% 7/0 | 98954MAC5 | $34.2K | $35,642,000 | 1.1% |
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $33.9K | $32,854,000 | 1.1% |
| Zendesk Inc | NOTE 0.250% 3/1 | 98936JAB7 | $33.6K | $24,500,000 | 1.1% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $29.5K | $23,038,000 | 0.9% |
| Momo Inc | NOTE 1.250% 7/0 | 60879BAB3 | $29.2K | $31,335,000 | 0.9% |
| Weibo Corp | NOTE 1.250%11/1 | 948596AC5 | $29.0K | $30,639,000 | 0.9% |
| Twilio Inc | NOTE 0.250% 6/0 | 90138FAB8 | $25.3K | $16,500,000 | 0.8% |
| Sunpower Corp | DBCV 4.000% 1/1 | 867652AL3 | $24.1K | $29,062,000 | 0.8% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $22.5K | $17,617,000 | 0.7% |
| Perficient Inc | NOTE 2.375% 9/1 | 71375UAB7 | $21.8K | $16,000,000 | 0.7% |
| Rapid7 Inc | NOTE 1.250% 8/0 | 753422AB0 | $20.9K | $14,000,000 | 0.7% |
| BlackRock Capital Investment | NOTE 5.000% 6/1 | 092533AC2 | $19.9K | $19,853,000 | 0.6% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $19.4K | $19,400,000 | 0.6% |
| Sunpower Corp | DBCV 0.875% 6/0 | 867652AJ8 | $18.6K | $19,948,000 | 0.6% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $18.2K | $18,702,000 | 0.6% |
| Rambus Inc del | NOTE 1.375% 2/0 | 750917AG1 | $17.1K | $16,808,000 | 0.5% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $16.6K | 32,018,227 | 0.5% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $15.3K | $14,382,000 | 0.5% |
| Square Inc | NOTE 0.500% 5/1 | 852234AD5 | $12.5K | $11,200,000 | 0.4% |
| Pacira Biosciences | NOTE 2.375% 4/0 | 695127AD2 | $11.7K | $11,250,000 | 0.4% |
| Docusign Inc | NOTE 0.500% 9/1 | 256163AB2 | $11.2K | $8,994,000 | 0.4% |
| Altair Engr Inc | NOTE 0.250% 6/0 | 021369AA1 | $10.7K | $10,421,000 | 0.3% |
| Redfin Corp | NOTE 1.750% 7/1 | 75737FAA6 | $8.6K | $8,625,000 | 0.3% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $8.5K | $8,777,000 | 0.3% |
| Repligen Corp | NOTE 0.375% 7/1 | 759916AB5 | $6.6K | $6,126,000 | 0.2% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $5.4K | $6,300,000 | 0.2% |
| Mesa Labs Inc | NOTE 1.375% 8/1 | 59064RAA7 | $3.1K | $2,775,000 | 0.1% |
| Silver STD RES Inc | NOTE 2.875% 2/0 | 82823LAC0 | $2.4K | $2,342,000 | 0.1% |
| Oaktree Strategic Income COR(OCSI) | COM | 67402D104 | $1.5K | 183,729 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.750%12/1 | 02917TAB0 | $1.3K | $1,325,000 | 0.0% |
| Ares Cap Corp | NOTE 4.625% 3/0 | 04010LAW3 | $694 | $650,000 | 0.0% |