Q1 2020 Holdings
Filed 2020-05-15 | 44 holdings | $1.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Inphi Corp | NOTE 1.125%12/0 | 45772FAB3 | $79.9K | $40,219,000 | 7.9% |
| Dexcom Inc | NOTE 0.750%12/0 | 252131AH0 | $59.0K | $34,000,000 | 5.8% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $56.9K | $51,338,000 | 5.6% |
| Inphi Corp | NOTE 0.750% 9/0 | 45772FAC1 | $51.9K | $35,250,000 | 5.1% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $49.7K | $59,956,000 | 4.9% |
| Twitter Inc | NOTE 0.250% 6/1 | 90184LAF9 | $47.9K | $53,500,000 | 4.7% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $46.8K | $50,045,000 | 4.6% |
| Weibo Corp | NOTE 1.250%11/1 | 948596AC5 | $43.8K | $50,931,000 | 4.3% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $42.1K | $45,761,000 | 4.1% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $37.2K | $34,500,000 | 3.7% |
| Karyopharm Therapeutics Inc | NOTE 3.000%10/1 | 48576UAA4 | $35.3K | $24,250,000 | 3.5% |
| Zendesk Inc | NOTE 0.250% 3/1 | 98936JAB7 | $34.3K | $29,000,000 | 3.4% |
| Sarepta Therapeutics Inc | DBCV 1.500%11/1 | 803607AB6 | $29.6K | $19,300,000 | 2.9% |
| Docusign Inc | NOTE 0.500% 9/1 | 256163AB2 | $28.6K | $20,230,000 | 2.8% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $28.5K | $29,913,000 | 2.8% |
| Nutanix Inc | NOTE 1/1 | 67059NAB4 | $28.1K | $34,742,000 | 2.8% |
| Momo Inc | NOTE 1.250% 7/0 | 60879BAB3 | $27.3K | $34,069,000 | 2.7% |
| Twilio Inc | NOTE 0.250% 6/0 | 90138FAB8 | $25.1K | $18,000,000 | 2.5% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $21.7K | $25,000,000 | 2.1% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $18.9K | $20,882,000 | 1.9% |
| Sunpower Corp | DBCV 4.000% 1/1 | 867652AL3 | $18.5K | $23,424,000 | 1.8% |
| Perficient Inc | NOTE 2.375% 9/1 | 71375UAB7 | $17.2K | $18,000,000 | 1.7% |
| Rapid7 Inc | NOTE 1.250% 8/0 | 753422AB0 | $16.9K | $14,000,000 | 1.7% |
| Cytokinetics Inc | NOTE 4.000%11/1 | 23282WAA8 | $16.8K | $12,750,000 | 1.7% |
| New MTN FIN Corp | NOTE 5.750% 8/1 | 647551AC4 | $15.4K | $18,850,000 | 1.5% |
| Illumina Inc | NOTE 8/1 | 452327AK5 | $15.1K | $15,500,000 | 1.5% |
| Collegium Pharmaceutical Inc | NOTE 2.625% 2/1 | 19459JAA2 | $13.5K | $15,000,000 | 1.3% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $13.0K | $13,500,000 | 1.3% |
| Altair Engr Inc | NOTE 0.250% 6/0 | 021369AA1 | $11.6K | $13,171,000 | 1.1% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $11.2K | $13,200,000 | 1.1% |
| Nextera Energy Inc | UNIT 99/99/9999 | 65339F770 | $10.8K | $250,000 | 1.1% |
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $10.4K | $11,854,000 | 1.0% |
| BlackRock Cap Invt Corp | NOTE 5.000% 6/1 | 092533AC2 | $10.4K | $12,353,000 | 1.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $9.4K | 32,018,227 | 0.9% |
| Redfin Corp | NOTE 1.750% 7/1 | 75737FAA6 | $7.4K | $8,053,000 | 0.7% |
| Zillow Group Inc | NOTE 1.500% 7/0 | 98954MAC5 | $6.3K | $7,401,000 | 0.6% |
| Repligen Corp | NOTE 0.375% 7/1 | 759916AB5 | $5.3K | $5,000,000 | 0.5% |
| Exact Sciences Corp | NOTE 0.375% 3/0 | 30063PAC9 | $4.7K | $6,000,000 | 0.5% |
| Sunpower Corp | DBCV 0.875% 6/0 | 867652AJ8 | $2.8K | $3,015,000 | 0.3% |
| Ares Capital Corp | NOTE 4.625% 3/0 | 04010LAW3 | $2.3K | $2,650,000 | 0.2% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $2.3K | $2,800,000 | 0.2% |
| Pacira Biosciences | NOTE 2.375% 4/0 | 695127AD2 | $1.7K | $1,800,000 | 0.2% |
| Square Inc | NOTE 0.500% 5/1 | 852234AD5 | $1.3K | $1,275,000 | 0.1% |
| Oaktree Strategic Income COR(OCSI) | COM | 67402D104 | $898 | 162,169 | 0.1% |