Q3 2020 Holdings
Filed 2020-11-16 | 42 holdings | $1.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Okta Inc | NOTE 0.125% 9/0 | 679295AD7 | $93.7K | $70,850,000 | 8.0% |
| Blackline Inc | NOTE 0.125% 8/0 | 09239BAB5 | $88.2K | $64,000,000 | 7.5% |
| Interdigital Inc | NOTE 2.000% 6/0 | 45867GAB7 | $72.7K | $70,437,000 | 6.2% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $58.7K | $64,562,000 | 5.0% |
| Alteryx Inc | NOTE 0.500% 8/0 | 02156BAD5 | $57.4K | $57,500,000 | 4.9% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $56.1K | $36,338,000 | 4.8% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $54.2K | $53,225,000 | 4.6% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $50.9K | $45,000,000 | 4.3% |
| Weibo Corp | NOTE 1.250%11/1 | 948596AC5 | $46.8K | $49,028,000 | 4.0% |
| Workiva Inc | NOTE 1.125% 8/1 | 98139AAB1 | $45.0K | $45,000,000 | 3.8% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $44.9K | $43,780,000 | 3.8% |
| Twitter Inc | NOTE 0.250% 6/1 | 90184LAF9 | $44.5K | $40,000,000 | 3.8% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $39.6K | $39,759,000 | 3.4% |
| Fireeye Inc | NOTE 0.875% 6/0 | 31816QAF8 | $36.1K | $38,750,000 | 3.1% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $33.3K | $34,500,000 | 2.8% |
| Jazz Investments I LTD | NOTE 1.500% 8/1 | 472145AD3 | $28.5K | $28,100,000 | 2.4% |
| Altair Engr Inc | NOTE 0.250% 6/0 | 021369AA1 | $27.4K | $24,694,000 | 2.3% |
| Karyopharm Therapeutics Inc | NOTE 3.000%10/1 | 48576UAA4 | $26.3K | $22,000,000 | 2.2% |
| Nutanix Inc | NOTE 1/1 | 67059NAB4 | $25.2K | $26,742,000 | 2.1% |
| Rapid7 Inc | NOTE 1.250% 8/0 | 753422AB0 | $21.8K | $14,000,000 | 1.9% |
| Sunpower Corp | DBCV 4.000% 1/1 | 867652AL3 | $21.7K | $22,910,000 | 1.9% |
| Cytokinetics Inc | NOTE 4.000%11/1 | 23282WAA8 | $20.6K | $9,250,000 | 1.8% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $20.0K | $20,948,000 | 1.7% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $18.7K | $18,136,000 | 1.6% |
| Redfin Corp | NOTE 1.750% 7/1 | 75737FAA6 | $15.9K | $9,158,000 | 1.4% |
| Momo Inc | NOTE 1.250% 7/0 | 60879BAB3 | $14.9K | $18,969,000 | 1.3% |
| Jazz Investments I LTD | NOTE 1.875% 8/1 | 472145AB7 | $14.9K | $14,700,000 | 1.3% |
| Collegium Pharmaceutical Inc | NOTE 2.625% 2/1 | 19459JAA2 | $14.3K | $14,500,000 | 1.2% |
| Cree Inc | NOTE 0.875% 9/0 | 225447AB7 | $14.1K | $11,348,000 | 1.2% |
| Ares Capital Corp | NOTE 3.750% 2/0 | 04010LAT0 | $13.5K | $13,211,000 | 1.1% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $11.8K | $8,500,000 | 1.0% |
| New MTN FIN Corp | NOTE 5.750% 8/1 | 647551AC4 | $8.6K | $8,600,000 | 0.7% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $7.8K | 25,440,309 | 0.7% |
| Greenbrier COS Inc | NOTE 2.875% 2/0 | 393657AK7 | $5.6K | $6,115,000 | 0.5% |
| Neogenomics Inc | NOTE 1.250% 5/0 | 64049MAA8 | $5.0K | $4,000,000 | 0.4% |
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $3.9K | $3,854,000 | 0.3% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $2.9K | $2,570,000 | 0.2% |
| Ares Capital Corp | NOTE 4.625% 3/0 | 04010LAW3 | $2.0K | $1,960,000 | 0.2% |
| Viavi Solutions Inc | NOTE 1.750% 6/0 | 925550AE5 | $1.8K | $1,585,000 | 0.2% |
| Select Sector Spdr TR(XLF) | SBI INT-FINL | 81369Y605 | $963 | 40,000 | 0.1% |
| Sunpower Corp | DBCV 0.875% 6/0 | 867652AJ8 | $665 | $685,000 | 0.1% |
| Oaktree Strategic Income COR(OCSI) | COM | 67402D104 | $338 | 51,877 | 0.0% |