Q4 2020 Holdings
Filed 2021-02-16 | 42 holdings | $1.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Okta Inc | NOTE 0.125% 9/0 | 679295AD7 | $110.5K | $73,850,000 | 7.4% |
| Blackline Inc | NOTE 0.125% 8/0 | 09239BAB5 | $109.2K | $58,000,000 | 7.4% |
| Pinduoduo Inc | NOTE 12/0 | 722304AC6 | $87.8K | $71,000,000 | 5.9% |
| Interdigital Inc | NOTE 2.000% 6/0 | 45867GAB7 | $74.0K | $70,437,000 | 5.0% |
| Cyberark Software LTD | NOTE 11/1 | 23248VAB1 | $69.7K | $57,203,000 | 4.7% |
| Lumentum Hldgs Inc | NOTE 0.500%12/1 | 55024UAD1 | $67.9K | $55,500,000 | 4.6% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $67.2K | $47,500,000 | 4.5% |
| Ionis Pharmaceuticals Inc | NOTE 0.125%12/1 | 462222AB6 | $67.1K | $65,391,000 | 4.5% |
| Fireeye Inc | NOTE 0.875% 6/0 | 31816QAF8 | $65.0K | $53,442,000 | 4.4% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $61.4K | $64,562,000 | 4.1% |
| Workiva Inc | NOTE 1.125% 8/1 | 98139AAB1 | $60.5K | $45,000,000 | 4.1% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $55.4K | $53,495,000 | 3.7% |
| Sailpoint Technologies Hldgs | NOTE 0.125% 9/1 | 78781PAB1 | $54.4K | $28,000,000 | 3.7% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $43.5K | $42,371,000 | 2.9% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $38.2K | $34,500,000 | 2.6% |
| Alteryx Inc | NOTE 0.500% 8/0 | 02156BAD5 | $37.9K | $36,355,000 | 2.5% |
| Twitter Inc | NOTE 0.250% 6/1 | 90184LAF9 | $36.4K | $30,000,000 | 2.4% |
| Everbridge Inc | NOTE 0.125%12/1 | 29978AAC8 | $34.1K | $23,000,000 | 2.3% |
| Altair Engr Inc | NOTE 0.250% 6/0 | 021369AA1 | $33.9K | $24,694,000 | 2.3% |
| Jazz Investments I LTD | NOTE 1.500% 8/1 | 472145AD3 | $30.1K | $28,100,000 | 2.0% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $28.4K | $27,759,000 | 1.9% |
| Nutanix Inc | NOTE 1/1 | 67059NAB4 | $27.1K | $26,742,000 | 1.8% |
| Karyopharm Therapeutics Inc | NOTE 3.000%10/1 | 48576UAA4 | $25.2K | $20,000,000 | 1.7% |
| Weibo Corp | NOTE 1.250%11/1 | 948596AC5 | $24.9K | $25,585,000 | 1.7% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $20.7K | $20,948,000 | 1.4% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $18.6K | $17,116,000 | 1.3% |
| Momo Inc | NOTE 1.250% 7/0 | 60879BAB3 | $16.0K | $18,969,000 | 1.1% |
| Greenbrier COS Inc | NOTE 2.875% 2/0 | 393657AK7 | $15.6K | $15,322,000 | 1.0% |
| Jazz Investments I LTD | NOTE 1.875% 8/1 | 472145AB7 | $15.1K | $14,700,000 | 1.0% |
| Collegium Pharmaceutical Inc | NOTE 2.625% 2/1 | 19459JAA2 | $14.4K | $14,500,000 | 1.0% |
| Cree Inc | NOTE 0.875% 9/0 | 225447AB7 | $13.2K | $7,251,000 | 0.9% |
| New MTN FIN Corp | NOTE 5.750% 8/1 | 647551AC4 | $11.4K | $11,100,000 | 0.8% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $11.1K | $8,500,000 | 0.7% |
| Ares Capital Corp | NOTE 3.750% 2/0 | 04010LAT0 | $8.7K | $8,442,000 | 0.6% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $8.4K | 24,941,802 | 0.6% |
| Shopify Inc | NOTE 0.125%11/0 | 82509LAA5 | $8.3K | $7,000,000 | 0.6% |
| Neogenomics Inc | NOTE 1.250% 5/0 | 64049MAA8 | $6.5K | $4,000,000 | 0.4% |
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $4.0K | $3,888,000 | 0.3% |
| Ares Capital Corp | NOTE 4.625% 3/0 | 04010LAW3 | $2.1K | $1,960,000 | 0.1% |
| Select Sector Spdr TR(XLF) | SBI INT-FINL | 81369Y605 | $1.0K | 35,000 | 0.1% |
| Hercules Capital Inc(HTGC) | COM | 427096508 | $515 | 35,709 | 0.0% |
| Oaktree Strategic Income COR(OCSI) | COM | 67402D104 | $389 | 50,233 | 0.0% |