Q1 2021 Holdings
Filed 2021-05-12 | 39 holdings | $1.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Okta Inc | NOTE 0.125% 9/0 | 679295AD7 | $99.8K | $73,850,000 | 7.6% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $91.8K | $80,000,000 | 6.9% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $91.1K | $68,800,000 | 6.9% |
| Mongodb Inc | NOTE 0.250% 1/1 | 60937PAD8 | $76.6K | $53,177,000 | 5.8% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $75.2K | $73,550,000 | 5.7% |
| Cyberark Software LTD | NOTE 11/1 | 23248VAB1 | $66.9K | $61,653,000 | 5.1% |
| Fireeye Inc | NOTE 0.875% 6/0 | 31816QAF8 | $63.7K | $56,550,000 | 4.8% |
| Workiva Inc | NOTE 1.125% 8/1 | 98139AAB1 | $62.1K | $47,000,000 | 4.7% |
| Interdigital Inc | NOTE 2.000% 6/0 | 45867GAB7 | $57.9K | $54,437,000 | 4.4% |
| Weibo Corp | NOTE 1.250%11/1 | 948596AC5 | $48.7K | $49,799,000 | 3.7% |
| Altair Engr Inc | NOTE 0.250% 6/0 | 021369AA1 | $48.5K | $33,500,000 | 3.7% |
| Proofpoint Inc | NOTE 0.250% 8/1 | 743424AF0 | $41.6K | $38,971,000 | 3.1% |
| Momo Inc | NOTE 1.250% 7/0 | 60879BAB3 | $39.5K | $44,969,000 | 3.0% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $38.2K | $34,614,000 | 2.9% |
| Ionis Pharmaceuticals Inc | NOTE 0.125%12/1 | 462222AB6 | $37.0K | $38,686,000 | 2.8% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $34.0K | $32,981,000 | 2.6% |
| Everbridge Inc | NOTE 0.125%12/1 | 29978AAC8 | $27.5K | $21,542,000 | 2.1% |
| Jazz Investments I LTD | NOTE 1.500% 8/1 | 472145AD3 | $26.6K | $24,477,000 | 2.0% |
| Pinduoduo Inc | NOTE 12/0 | 722304AC6 | $26.2K | $24,750,000 | 2.0% |
| Sailpoint Technologies Hldgs | NOTE 0.125% 9/1 | 78781PAB1 | $26.0K | $14,000,000 | 2.0% |
| Twitter Inc | NOTE 0.250% 6/1 | 90184LAF9 | $24.7K | $18,500,000 | 1.9% |
| Greenbrier COS Inc | NOTE 2.875% 2/0 | 393657AK7 | $23.3K | $21,281,000 | 1.8% |
| Collegium Pharmaceutical Inc | NOTE 2.625% 2/1 | 19459JAA2 | $22.9K | $21,000,000 | 1.7% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $22.8K | $20,606,000 | 1.7% |
| Winnebago Inds Inc | NOTE 1.500% 4/0 | 974637AB6 | $18.9K | $13,614,000 | 1.4% |
| Coupa Software Inc | NOTE 0.125% 6/1 | 22266LAC0 | $17.0K | $10,000,000 | 1.3% |
| Karyopharm Therapeutics Inc | NOTE 3.000%10/1 | 48576UAA4 | $16.7K | $16,000,000 | 1.3% |
| Jazz Investments I LTD | NOTE 1.875% 8/1 | 472145AB7 | $16.5K | $16,200,000 | 1.2% |
| Alteryx Inc | NOTE 0.500% 8/0 | 02156BAD5 | $12.1K | $12,985,000 | 0.9% |
| Smart Global Hldgs Inc | NOTE 2.250% 2/1 | 83205YAB0 | $11.9K | $9,000,000 | 0.9% |
| New MTN FIN Corp | NOTE 5.750% 8/1 | 647551AC4 | $11.6K | $11,100,000 | 0.9% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $10.3K | $10,504,000 | 0.8% |
| Ares Capital Corp | NOTE 3.750% 2/0 | 04010LAT0 | $8.7K | $8,442,000 | 0.7% |
| Nutanix Inc | NOTE 1/1 | 67059NAB4 | $8.5K | $8,642,000 | 0.6% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $7.0K | $8,000,000 | 0.5% |
| AES Corp | UNIT 99/99/9999 | 00130H204 | $5.1K | 50,000 | 0.4% |
| OAK STR Health Inc(OSH3EUR) | COM | 67181A107 | $3.3K | 60,700 | 0.2% |
| Itron Inc(ITRI) | COM | 465741106 | $1.9K | 21,100 | 0.1% |
| Precigen Inc(PGEN) | COM | 74017N105 | $238 | 34,576 | 0.0% |