Q3 2021 Holdings
Filed 2021-10-07 | 40 holdings | $1.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Okta Inc | NOTE 0.125% 9/0 | 679295AD7 | $101.0K | $71,350,000 | 7.6% |
| Cyberark Software LTD | NOTE 11/1 | 23248VAB1 | $74.3K | $62,593,000 | 5.6% |
| Fireeye Inc | NOTE 0.875% 6/0 | 31816QAF8 | $72.5K | $68,041,000 | 5.4% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $68.1K | $58,273,000 | 5.1% |
| Zscaler Inc | NOTE 0.125% 7/0 | 98980GAB8 | $66.2K | $36,250,000 | 5.0% |
| Interdigital Inc | NOTE 2.000% 6/0 | 45867GAB7 | $58.8K | $54,437,000 | 4.4% |
| Winnebago Inds Inc | NOTE 1.500% 4/0 | 974637AB6 | $57.1K | $43,000,000 | 4.3% |
| Twitter Inc | NOTE 0.250% 6/1 | 90184LAF9 | $54.9K | $43,684,000 | 4.1% |
| Zendesk Inc | NOTE 0.625% 6/1 | 98936JAD3 | $50.8K | $40,000,000 | 3.8% |
| SEA LTD | NOTE 0.250% 9/1 | 81141RAG5 | $50.7K | $50,000,000 | 3.8% |
| Workiva Inc | NOTE 1.125% 8/1 | 98139AAB1 | $47.0K | $25,000,000 | 3.5% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $45.5K | $25,000,000 | 3.4% |
| Datadog Inc | NOTE 0.125% 6/1 | 23804LAB9 | $45.1K | $27,357,000 | 3.4% |
| Palo Alto Networks Inc | NOTE 0.375% 6/0 | 697435AF2 | $39.8K | $24,000,000 | 3.0% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $39.1K | $37,590,000 | 2.9% |
| Altair Engr Inc | NOTE 0.250% 6/0 | 021369AA1 | $38.8K | $25,000,000 | 2.9% |
| Pacira Biosciences Inc | NOTE 0.750% 8/0 | 695127AF7 | $35.3K | $32,500,000 | 2.6% |
| Everbridge Inc | NOTE 0.125%12/1 | 29978AAC8 | $33.5K | $22,885,000 | 2.5% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $30.5K | $30,000,000 | 2.3% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $29.5K | $20,254,000 | 2.2% |
| Turning PT Brands Inc | NOTE 2.500% 7/1 | 90041LAE5 | $28.3K | $25,000,000 | 2.1% |
| Ionis Pharmaceuticals Inc | NOTE 0.125%12/1 | 462222AB6 | $25.7K | $28,000,000 | 1.9% |
| Coupa Software Inc | NOTE 0.125% 6/1 | 22266LAC0 | $24.9K | $16,500,000 | 1.9% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $23.9K | $20,592,000 | 1.8% |
| Sailpoint Technologies Hldgs | NOTE 0.125% 9/1 | 78781PAB1 | $22.6K | $14,000,000 | 1.7% |
| Collegium Pharmaceutical Inc | NOTE 2.625% 2/1 | 19459JAA2 | $21.1K | $21,000,000 | 1.6% |
| Pinduoduo Inc | NOTE 12/0 | 722304AC6 | $18.8K | $20,250,000 | 1.4% |
| Guidewire Software Inc | NOTE 1.250% 3/1 | 40171VAA8 | $18.1K | $15,000,000 | 1.4% |
| Smart Global Hldgs Inc | NOTE 2.250% 2/1 | 83205YAB0 | $15.1K | $11,500,000 | 1.1% |
| Royal Caribbean Group | NOTE 4.250% 6/1 | 780153BB7 | $15.0K | $10,674,000 | 1.1% |
| Guess Inc | NOTE 2.000% 4/1 | 401617AD7 | $14.5K | $13,000,000 | 1.1% |
| New MTN FIN Corp | NOTE 5.750% 8/1 | 647551AC4 | $11.9K | $11,216,000 | 0.9% |
| 8X8 Inc New | NOTE 0.500% 2/0 | 282914AB6 | $11.3K | $10,000,000 | 0.8% |
| Jazz Investments I LTD | NOTE 1.500% 8/1 | 472145AD3 | $9.9K | $9,727,000 | 0.7% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $9.8K | $12,000,000 | 0.7% |
| Ares Capital Corp | NOTE 3.750% 2/0 | 04010LAT0 | $9.1K | $8,442,000 | 0.7% |
| PAR Technology Corp | NOTE 1.500%10/1 | 698884AE3 | $5.4K | $5,000,000 | 0.4% |
| Karyopharm Therapeutics Inc | NOTE 3.000%10/1 | 48576UAA4 | $5.3K | $7,000,000 | 0.4% |
| RBC Bearings Inc | 5% CNV PFD SR A | 75524B203 | $3.3K | 30,000 | 0.2% |
| Precigen Inc(PGEN) | COM | 74017N105 | $58 | 11,615 | 0.0% |