Q2 2013 Holdings
Filed 2013-08-13 | 98 holdings | $1.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Advanced Micro Devices Inc(AMD) | COM | 007903107 | $982.0K | 240,606 | 64.8% |
| Lions Gate Entmt Inc | NOTE 3.625% 3/1 | 53626YAA6 | $46.1K | $13,831,000 | 3.0% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $37.7K | $15,905,000 | 2.5% |
| Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | $36.4K | $16,101,000 | 2.4% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $30.6K | $12,440,000 | 2.0% |
| PDL Biopharma Inc | NOTE 2.875% 2/1 | 69329YAE4 | $28.9K | $21,021,000 | 1.9% |
| Western Refng Inc | NOTE 5.750% 6/1 | 959319AC8 | $25.9K | $8,920,000 | 1.7% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $25.7K | $17,710,000 | 1.7% |
| United Therapeutics Corp del | NOTE 1.000% 9/1 | 91307CAF9 | $17.3K | $11,900,000 | 1.1% |
| Equinix Inc | NOTE 4.750% 6/1 | 29444UAH9 | $15.4K | $6,800,000 | 1.0% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AG6 | $13.5K | $8,895,000 | 0.9% |
| Omnicare Cap TR II | PFD B TR 4.00% | 68214Q200 | $12.6K | 214,490 | 0.8% |
| Micron Technology Inc | NOTE 1.500% 8/0 | 595112AQ6 | $11.1K | $7,200,000 | 0.7% |
| Viropharma Inc | NOTE 2.000% 3/1 | 928241AH1 | $10.8K | $6,560,000 | 0.7% |
| Developers Diversified Rlty | NOTE 1.750%11/1 | 251591AX1 | $10.7K | $9,175,000 | 0.7% |
| Hercules Tech Growth Cap Inc | NOTE 6.000% 4/1 | 427096AB8 | $10.1K | $8,492,000 | 0.7% |
| Omnicare Inc | NOTE 3.750% 4/0 | 681904AP3 | $9.9K | $8,000,000 | 0.7% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $9.3K | $6,615,000 | 0.6% |
| Enpro Inds Inc | DBCV 3.938%10/1 | 29355XAB3 | $9.0K | $5,700,000 | 0.6% |
| Priceline COM Inc | OTE 1.250% 3/1 | 741503AN6 | $9.0K | $3,300,000 | 0.6% |
| Covanta Hldg Corp | NOTE 3.250% 6/0 | 22282EAC6 | $8.5K | $6,550,000 | 0.6% |
| Omnicare Inc | NOTE 3.750%12/1 | 681904AN8 | $8.3K | $4,500,000 | 0.6% |
| National Finl Partners Corp | NOTE 4.000% 6/1 | 63607PAC3 | $8.0K | $3,900,000 | 0.5% |
| Cadence Design System Inc | NOTE 2.625% 6/0 | 127387AJ7 | $7.8K | $4,000,000 | 0.5% |
| Salesforce COM Inc | NOTE 0.750% 1/1 | 79466LAB0 | $7.2K | $4,000,000 | 0.5% |
| Kohlberg Capital Corp | NOTE 8.750% 3/1 | 500233AB7 | $7.0K | $5,051,000 | 0.5% |
| Cubist Pharmaceuticals Inc | NOTE 2.500%11/0 | 229678AD9 | $7.0K | $4,000,000 | 0.5% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $6.1K | $6,000,000 | 0.4% |
| Endo Health Solutions Inc | NOTE 1.750% 4/1 | 29264FAB2 | $6.0K | $4,500,000 | 0.4% |
| Beazer Homes USA Inc | UNIT 99/99/9999 | 07556Q709 | $6.0K | 208,377 | 0.4% |
| United Microelectronics Corp Spon(UMC) | ADR NEW | 910873405 | $5.8K | $6,000,000 | 0.4% |
| Mastec Inc | NOTE 4.000% 6/1 | 576323AL3 | $5.3K | $2,500,000 | 0.3% |
| Prospect Capital Corporation | MTNF 5.375%10/1 | 74348TAK8 | $4.5K | $4,300,000 | 0.3% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $4.0K | 25,000 | 0.3% |
| Cenveo Corp | OTE 7.000% 5/1 | 15671BAJ0 | $4.0K | $4,500,000 | 0.3% |
| Navistar Intl Corp New | NOTE 3.000%10/1 | 63934EAL2 | $3.9K | $4,000,000 | 0.3% |
| Micron Technology Inc D | EBT 1.875% 6/0 | 595112AK9 | $3.3K | $2,500,000 | 0.2% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $3.2K | 20,000 | 0.2% |
| Dominion RES Inc VA New | UNIT 07/01/2016 | 25746U885 | $3.0K | 61,100 | 0.2% |
| Select Sector Spdr TR(XLF)Put | SBI INT-FINL | 81369Y605 | $2.9K | 150,000 | 0.2% |
| Dominion RES Inc VA New | UNIT 04/01/2013 | 25746U703 | $2.9K | 58,250 | 0.2% |
| Hyde PK Acquisition Corp II | COM | 448640102 | $2.6K | 250,000 | 0.2% |
| Hf2 Finl Mgmt Inc | CL A | 40421A104 | $2.5K | 250,000 | 0.2% |
| Capitol Acquisition Corp II | UNIT 99/99/9999 | 14056V204 | $2.5K | 250,000 | 0.2% |
| Chart Acquisition Corp | COM | 161151105 | $2.5K | 250,000 | 0.2% |
| Affymetrix Inc | NOTE 4.000% 7/0 | 00826TAH1 | $2.5K | $2,500,000 | 0.2% |
| Array Biopharma Inc | OTE 3.000% 6/0 | 04269XAA3 | $2.4K | $2,500,000 | 0.2% |
| BPZ Resources Inc | MTNF 6.500% 3/0 | 055639AB4 | $2.3K | $2,950,000 | 0.2% |
| Medivation Inc | COM | 58501N101 | $2.2K | 44,000 | 0.1% |
| EPR Pptys COM(EPR) | SH BEN INT | 26884U109 | $2.1K | 41,169 | 0.1% |