Q3 2013 Holdings
Filed 2013-11-13 | 95 holdings | $790.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| AMC Networks Inc(AMCX) | CL A | 00164V103 | $218.0K | 3,185 | 27.6% |
| Lions Gate Entmt Inc | NOTE 3.625% 3/1 | 53626YAA6 | $58.8K | $13,831,000 | 7.4% |
| Western Refng Inc | NOTE 5.750% 6/1 | 959319AC8 | $33.5K | $10,713,000 | 4.2% |
| PDL Biopharma Inc | NOTE 2.875% 2/1 | 69329YAE4 | $33.3K | $23,221,000 | 4.2% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $29.3K | $18,710,000 | 3.7% |
| Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | $20.8K | $7,500,000 | 2.6% |
| Spdr S&P 500(SPY)Put | ETF TR TR UNIT | 78462F103 | $20.2K | 120,000 | 2.5% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $19.8K | $7,230,000 | 2.5% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $18.8K | $6,500,000 | 2.4% |
| Viropharma Inc | NOTE 2.000% 3/1 | 928241AH1 | $18.7K | $8,750,000 | 2.4% |
| United Therapeutics Corp del | NOTE 1.000% 9/1 | 91307CAF9 | $17.0K | $10,000,000 | 2.1% |
| Omnicare Cap TR II | PFD B TR 4.00% | 68214Q200 | $16.6K | 243,712 | 2.1% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AG6 | $13.9K | $8,895,000 | 1.8% |
| Omnicare Inc | NOTE 3.750% 4/0 | 681904AP3 | $12.7K | $9,000,000 | 1.6% |
| Developers Diversified Rlty | NOTE 1.750%11/1 | 251591AX1 | $12.6K | $11,175,000 | 1.6% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $11.9K | $7,615,000 | 1.5% |
| Equinix Inc | NOTE 4.750% 6/1 | 29444UAH9 | $11.7K | $5,200,000 | 1.5% |
| Hercules Tech Growth Cap Inc | NOTE 6.000% 4/1 | 427096AB8 | $11.6K | $8,992,000 | 1.5% |
| Micron Technology Inc | NOTE 1.500% 8/0 | 595112AQ6 | $11.5K | $6,200,000 | 1.5% |
| Priceline COM Inc | NOTE 1.250% 3/1 | 741503AN6 | $11.0K | $3,300,000 | 1.4% |
| Covanta Hldg Corp | NOTE 3.250% 6/0 | 22282EAC6 | $9.7K | $7,050,000 | 1.2% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $9.5K | $6,000,000 | 1.2% |
| Micron Technology Inc | NOTE 1.875% 8/0 | 595112AR4 | $9.4K | $5,000,000 | 1.2% |
| Enpro Inds Inc | DBCV 3.938%10/1 | 29355XAB3 | $9.1K | $4,950,000 | 1.2% |
| Endo Health Solutions Inc | NOTE 1.750% 4/1 | 29264FAB2 | $7.9K | $5,000,000 | 1.0% |
| Omnicare Inc | NOTE 3.750%12/1 | 681904AN8 | $6.6K | $3,085,000 | 0.8% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $6.1K | $6,000,000 | 0.8% |
| Ascent Cap Group Inc | OTE 4.000% 7/1 | 043632AA6 | $5.2K | $5,000,000 | 0.7% |
| Starwood Ppty TR Inc | OTE 4.000% 1/1 | 85571BAB1 | $5.2K | $5,000,000 | 0.7% |
| Cenveo Corp | NOTE 7.000% 5/1 | 15671BAJ0 | $5.0K | $5,000,000 | 0.6% |
| Beazer Homes USA Inc | UNIT 99/99/9999 | 07556Q709 | $4.9K | 170,110 | 0.6% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $4.9K | $3,500,000 | 0.6% |
| Salesforce COM Inc | NOTE 0.750% 1/1 | 79466LAB0 | $4.9K | $2,000,000 | 0.6% |
| Xilinx Inc | SDCV 3.125% 3/1 | 983919AD3 | $4.8K | $3,000,000 | 0.6% |
| Micron Technology Inc D | EBT 1.875% 6/0 | 595112AK9 | $4.7K | $2,900,000 | 0.6% |
| Merrimack Pharmaceuticals in | OTE 4.500% 7/1 | 590328AA8 | $4.5K | $5,000,000 | 0.6% |
| Cubist Pharmaceuticals Inc | NOTE 2.500%11/0 | 229678AD9 | $4.5K | $2,000,000 | 0.6% |
| Prospect Capital Corporation | MTNF 5.375%10/1 | 74348TAK8 | $4.5K | $4,300,000 | 0.6% |
| American Rlty Cap Pptys Inc | OTE 3.000% 8/0 | 02917TAA2 | $4.3K | $4,500,000 | 0.5% |
| Spdr S&P 500(SPY) | ETF TR TR UNIT | 78462F103 | $4.2K | 25,000 | 0.5% |
| Jetblue Airways Corp | DBCV 5.500%10/1 | 477143AE1 | $3.6K | $2,240,000 | 0.5% |
| Kohlberg Capital Corp | NOTE 8.750% 3/1 | 500233AB7 | $3.5K | $3,000,000 | 0.4% |
| Dollar Finl Corp | NOTE 3.000% 4/0 | 256664AC7 | $3.4K | $3,500,000 | 0.4% |
| Affymetrix Inc | NOTE 4.000% 7/0 | 00826TAH1 | $3.3K | $2,640,000 | 0.4% |
| Health Care REIT IncPut | COM | 42217K106 | $3.1K | 50,000 | 0.4% |
| Accuray Inc | NOTE 3.750% 8/0 | 004397AB1 | $3.1K | $3,000,000 | 0.4% |
| Stewart Enterprises Inc | NOTE 3.125% 7/1 | 860370AH8 | $3.1K | $2,500,000 | 0.4% |
| Hf2 Finl Mgmt Inc | CL A | 40421A104 | $3.0K | 300,000 | 0.4% |
| Mastec Inc | NOTE 4.000% 6/1 | 576323AL3 | $2.9K | $1,500,000 | 0.4% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $2.7K | $1,500,000 | 0.3% |