Q1 2014 Holdings
Filed 2014-05-13 | 106 holdings | $547.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $42.3K | $22,780,000 | 7.7% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $42.1K | $11,458,000 | 7.7% |
| Lions Gate Entmt Inc | NOTE 3.625% 3/1 | 53626YAA6 | $41.6K | $12,831,000 | 7.6% |
| SBA Communications Corp | NOTE 4.000%10/0 | 78388JAM8 | $29.8K | $10,000,000 | 5.5% |
| Omnicare Inc | NOTE 3.750% 4/0 | 681904AP3 | $28.6K | $19,000,000 | 5.2% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $24.9K | $14,000,000 | 4.5% |
| D R Horton Inc | NOTE 2.000% 5/1 | 23331ABB4 | $20.8K | $12,500,000 | 3.8% |
| Omnicare Inc | NOTE 3.750%12/1 | 681904AN8 | $18.2K | $7,985,000 | 3.3% |
| Hawaiian Holdings Inc | NOTE 5.000% 3/1 | 419879AD3 | $15.9K | $8,640,000 | 2.9% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AG6 | $15.2K | $7,895,000 | 2.8% |
| Micron Technology Inc | NOTE 1.875% 8/0 | 595112AR4 | $13.8K | $5,500,000 | 2.5% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $10.7K | $6,500,000 | 1.9% |
| Dealertrack Technologies Inc | NOTE 1.500% 3/1 | 242309AB8 | $10.0K | $7,000,000 | 1.8% |
| United Therapeutics Corp del | NOTE 1.000% 9/1 | 91307CAF9 | $9.9K | $5,000,000 | 1.8% |
| Hercules Tech Growth Cap Inc | NOTE 6.000% 4/1 | 427096AB8 | $9.8K | $7,992,000 | 1.8% |
| Equinix Inc | NOTE 4.750% 6/1 | 29444UAH9 | $9.6K | $4,234,000 | 1.7% |
| MGM Resorts International | NOTE 4.250% 4/1 | 55303QAE0 | $9.5K | $6,500,000 | 1.7% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $8.5K | $5,000,000 | 1.6% |
| Horsehead Hldg Corp | NOTE 3.800% 7/0 | 440694AB3 | $8.3K | $6,394,000 | 1.5% |
| Cash Amer Intl Inc | OTE 5.250% 5/1 | 14754DAF7 | $7.2K | $4,750,000 | 1.3% |
| International Game Technolog | NOTE 3.250% 5/0 | 459902AQ5 | $7.0K | $6,950,000 | 1.3% |
| Jarden Corp | NOTE 1.875% 9/1 | 471109AH1 | $6.9K | $5,000,000 | 1.3% |
| CAL Dive Intl Inc del | OTE 5.000% 7/1 | 12802TAB7 | $6.2K | $6,500,000 | 1.1% |
| Encore Cap Group Inc | OTE 3.000%11/2 | 292554AD4 | $5.8K | $3,750,000 | 1.1% |
| Micron Technology Inc | OTE 2.125% 2/1 | 595112AV5 | $5.6K | $2,500,000 | 1.0% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AF8 | $5.4K | $3,000,000 | 1.0% |
| Callaway Golf Co | NOTE 3.750% 8/1 | 131193AC8 | $5.1K | $3,645,000 | 0.9% |
| Altra Indl Motion Corp | NOTE 2.750% 3/0 | 02208RAE6 | $5.0K | $3,500,000 | 0.9% |
| Take-Two Interactive Softwar | NOTE 1.750%12/0 | 874054AC3 | $5.0K | $3,770,000 | 0.9% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $4.7K | 25,000 | 0.9% |
| Prospect Capital Corporation | MTNF 5.375%10/1 | 74348TAK8 | $4.5K | $4,300,000 | 0.8% |
| Jetblue Airways Corp | DBCV 5.500%10/1 | 477143AE1 | $4.5K | $2,240,000 | 0.8% |
| Affymetrix Inc | NOTE 4.000% 7/0 | 00826TAH1 | $4.4K | $3,115,000 | 0.8% |
| PDL Biopharma Inc | OTE 4.000% 2/0 | 69329YAF1 | $4.2K | $4,050,000 | 0.8% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $4.2K | 22,500 | 0.8% |
| Callidus Software Inc | NOTE 4.750% 6/0 | 13123EAB0 | $3.8K | $2,350,000 | 0.7% |
| TTM Technologies Inc | OTE 1.750%12/1 | 87305RAD1 | $3.7K | $3,405,000 | 0.7% |
| Vipshop Hldgs LTD | OTE 1.500% 3/1 | 92763WAA1 | $3.6K | $3,500,000 | 0.6% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $3.5K | $3,400,000 | 0.6% |
| Rait Financial Trust | NOTE 4.000%10/0 | 749227AB0 | $3.4K | $3,500,000 | 0.6% |
| ROI Acquisition Corp II | COM | 74966G101 | $3.4K | 350,168 | 0.6% |
| Home Inns & Hotels Mgmt Inc | NOTE 2.000%12/1 | 43713WAB3 | $3.4K | $3,500,000 | 0.6% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $3.3K | $2,500,000 | 0.6% |
| Hf2 Finl Mgmt Inc | CL A | 40421A104 | $3.1K | 300,000 | 0.6% |
| Ascent Cap Group Inc | NOTE 4.000% 7/1 | 043632AA6 | $3.0K | $3,000,000 | 0.5% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $3.0K | 359,672 | 0.5% |
| Dollar Finl Corp | NOTE 3.000% 4/0 | 256664AC7 | $2.9K | $3,100,000 | 0.5% |
| Ramco-Gershenson Pptys | TR PERP PFD-D CV | 751452608 | $2.8K | 46,518 | 0.5% |
| Hyde PK Acquisition Corp II | COM | 448640102 | $2.6K | 250,000 | 0.5% |
| Chart Acquisition Corp | COM | 161151105 | $2.5K | 250,000 | 0.5% |