Q3 2013 Holdings
Filed 2013-11-15 | 3 holdings | $4.8K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2015-02-17) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Philip Morris Intl Inc(PM) | COM | 718172109 | $3.8K | 44,300 | 0.0% |
| Molex Inc | CL A | 608554200 | $3.9K | 101,300 | 0.0% |
| Select Sector Spdr TR(XLB) | SBI MATERIALS | 81369Y100 | $4.0K | 95,000 | 0.0% |
| Masco Corp(MAS) | COM | 574599106 | $4.0K | 190,000 | 0.0% |
| Ishares(EEM)Put | MSCI EMG MKT ETF | 464287234 | $4.1K | 100,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $4.1K | $4,000,000 | 0.0% |
| NV Energy Inc | COM | 67073Y106 | $4.1K | 174,710 | 0.0% |
| EQT Corp(EQT) | COM | 26884L109 | $4.2K | 47,696 | 0.0% |
| Ascent Cap Group Inc | NOTE 4.000% 7/1 | 043632AA6 | $4.3K | $4,000,000 | 0.0% |
| Omnicare Inc | NOTE 3.500% 2/1 | 681904AQ1 | $4.3K | $4,500,000 | 0.0% |
| Arris Group Inc | NOTE 2.000%11/1 | 04269QAC4 | $4.3K | $4,000,000 | 0.0% |
| Laredo Pete Hldgs Inc | COM | 516806106 | $4.4K | 147,200 | 0.0% |
| Spdr Series Trust(XHB)Put | S&P HOMEBUILD | 78464A888 | $4.4K | 144,600 | 0.0% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $4.5K | $4,000,000 | 0.0% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AC9 | $4.5K | $3,000,000 | 0.0% |
| Coca Cola Co(KO) | COM | 191216100 | $4.6K | 122,003 | 0.0% |
| Dell Inc | COM | 24702R101 | $4.8K | 349,328 | 0.0% |
| U S Airways Group IncPut | COM | 90341W108 | $4.9K | 258,500 | 0.0% |
| Newmont Mining Corp | NOTE 1.250% 7/1 | 651639AH9 | $5.1K | $5,000,000 | 0.0% |
| Morgan Stanley China A SH FD(XCAFX) | COM | 617468103 | $5.1K | 230,300 | 0.0% |
| Johnson & Johnson(JNJ)Put | COM | 478160104 | $5.1K | 59,300 | 0.0% |
| Schlumberger LTD(SLB) | COM | 806857108 | $5.3K | 59,500 | 0.0% |
| Cameco Corp(CCJ)Call | COM | 13321L108 | $5.4K | 300,000 | 0.0% |
| Omnicom Group Inc | NOTE 7/3 | 681919AV8 | $5.5K | $4,500,000 | 0.0% |
| Halliburton Co(HAL) | COM | 406216101 | $5.7K | 118,000 | 0.0% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $6.1K | $3,823,000 | 0.0% |
| Lorillard IncPut | COM | 544147101 | $6.7K | 150,000 | 0.0% |
| 3M Co(MMM)Put | COM | 88579Y101 | $6.9K | 58,100 | 0.0% |
| Covanta Hldg Corp | NOTE 3.250% 6/0 | 22282EAC6 | $6.9K | $5,000,000 | 0.0% |
| Cisco SYS Inc(CSCO)Put | COM | 17275R102 | $7.0K | 300,000 | 0.1% |
| Metlife Inc(MET)Put | COM | 59156R108 | $7.0K | 150,000 | 0.1% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $7.3K | $4,611,000 | 0.1% |
| EOG RES Inc(EOG) | COM | 26875P101 | $7.4K | 43,700 | 0.1% |
| Barrick Gold Corp(ABX)Call | COM | 067901108 | $7.4K | 400,000 | 0.1% |
| Iconix Brand Group Inc | NOTE 2.500% 6/0 | 451055AE7 | $7.5K | $6,000,000 | 0.1% |
| Toyota Motor Corp(TM)Call | SP ADR REP2COM | 892331307 | $7.7K | 60,000 | 0.1% |
| Weyerhaeuser Co(WY) | COM | 962166104 | $7.9K | 275,000 | 0.1% |
| Life Technologies Corp | COM | 53217V109 | $8.0K | 106,447 | 0.1% |
| General Cable Corp del New | NOTE 0.875%11/1 | 369300AD0 | $8.0K | $8,000,000 | 0.1% |
| L-3 Communications Corp | DEBT 3.000% 8/0 | 502413AW7 | $8.2K | $7,500,000 | 0.1% |
| United Parcel Service Inc(UPS)Put | CL B | 911312106 | $8.2K | 90,000 | 0.1% |
| United Therapeutics Corp del | NOTE 1.000% 9/1 | 91307CAF9 | $8.9K | $5,250,000 | 0.1% |
| Penney J C IncCall | COM | 708160106 | $8.9K | 1,015,000 | 0.1% |
| Ishares(EWZ)Put | MSCI BRZ CAP ETF | 464286400 | $9.6K | 200,000 | 0.1% |
| Fresenius MED Care AG&CO KGA(FMS)Call | SPONSORED ADR | 358029106 | $9.6K | 200,000 | 0.1% |
| Tesla Mtrs Inc(TSLA)Put | COM | 88160R101 | $9.7K | 50,000 | 0.1% |
| Cadence Design System Inc | NOTE 1.500%12/1 | 127387AF5 | $10.1K | $10,050,000 | 0.1% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $10.1K | $7,162,000 | 0.1% |
| Cadence Design System Inc | NOTE 2.625% 6/0 | 127387AJ7 | $11.0K | $6,000,000 | 0.1% |
| Assured Guaranty LTD(AGO) | COM | G0585R106 | $11.2K | 597,575 | 0.1% |