Q3 2015 Holdings
Filed 2015-11-16 | 42 holdings | $436.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $54.9K | $27,000 | 12.6% |
| Hudson City Bancorp | COM | 443683107 | $54.2K | 5,326,806 | 12.4% |
| Hatteras Finl Corp | COM | 41902R103 | $22.7K | 1,497,500 | 5.2% |
| Echostar Corp(SATS) | CL A | 278768106 | $20.5K | 475,991 | 4.7% |
| Invesco Mortgage Capital Inc(IVREUR) | COM | 46131B100 | $20.1K | 1,643,259 | 4.6% |
| American Cap MTG Invt Corp | COM | 02504A104 | $17.5K | 1,186,426 | 4.0% |
| Equity Comwlth(HP5A) | COM SH BEN INT | 294628102 | $16.3K | 600,000 | 3.7% |
| Ryman Hospitality Pptys Inc(RHP) | COM | 78377T107 | $15.0K | 304,908 | 3.4% |
| American Cap LTD | COM | 02503Y103 | $14.3K | 1,173,716 | 3.3% |
| Suncoke Energy Inc(SXC) | COM | 86722A103 | $13.9K | 1,785,313 | 3.2% |
| Bridgepoint ED Inc | COM | 10807M105 | $13.2K | 1,726,872 | 3.0% |
| Apollo Residential MTG Inc | COM | 03763V102 | $12.9K | 1,016,569 | 3.0% |
| Newfield Expl Co | COM | 651290108 | $12.7K | 387,200 | 2.9% |
| Career Education Corp(CECO1EUR) | COM | 141665109 | $12.3K | 3,273,886 | 2.8% |
| State Natl COS Inc | COM | 85711T305 | $12.2K | 1,300,044 | 2.8% |
| Atlantic PWR Corp(AT) | COM NEW | 04878Q863 | $11.5K | 6,192,961 | 2.6% |
| Asta FDG Inc(ASFI) | COM | 046220109 | $10.1K | 1,189,037 | 2.3% |
| KLX Inc | COM | 482539103 | $8.9K | 249,742 | 2.0% |
| PDC Energy Inc(PDCEUSD) | COM | 69327R101 | $8.2K | 154,000 | 1.9% |
| Steel Partners Hldgs L P | LTD PRTRSHIP U | 85814R107 | $7.0K | 422,888 | 1.6% |
| Anworth Mortgage Asset CP(ANH) | COM | 037347101 | $6.5K | 1,319,175 | 1.5% |
| Fifth Street Finance Corp | COM | 31678A103 | $6.1K | 987,490 | 1.4% |
| RPX Corp | COM | 74972G103 | $5.7K | 415,899 | 1.3% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $5.4K | 753,321 | 1.2% |
| Fifth STR SR Floatng Rate Co | COM | 31679F101 | $5.3K | 610,877 | 1.2% |
| OM Asset Mgmt PLC | SHS | G67506108 | $5.2K | 339,689 | 1.2% |
| Westmoreland Coal Co | COM | 960878106 | $5.1K | 360,503 | 1.2% |
| Solarcity Corp | NOTE 2.750%11/0 | 83416TAA8 | $4.6K | $5,000 | 1.1% |
| Ticc Capital Corp | COM | 87244T109 | $4.6K | 684,250 | 1.1% |
| Medley Cap Corp | COM | 58503F106 | $4.6K | 615,714 | 1.1% |
| Medley Mgmt Inc | CL A COM | 58503T106 | $4.3K | 652,980 | 1.0% |
| Fifth STR Asset Mgmt Inc | CL A COM | 31679P109 | $3.7K | 497,739 | 0.9% |
| Teladoc Inc(TDOC) | COM | 87918A105 | $3.6K | 159,900 | 0.8% |
| Calamos Asset Mgmt Inc | CL A | 12811R104 | $2.7K | 281,684 | 0.6% |
| Cherry Hill MTG Invt Corp(CHMI) | COM | 164651101 | $2.5K | 162,092 | 0.6% |
| Amerco(UHAL) | COM | 023586100 | $2.4K | 6,103 | 0.6% |
| Amedisys Inc(AMED) | COM | 023436108 | $1.5K | 40,400 | 0.4% |
| Clean Energy Fuels Corp(CLNE)Put | COM | 184499101 | $1.1K | 244,800 | 0.3% |
| PTC Therapeutics Inc(PTCT)Put | COM | 69366J200 | $959 | 35,900 | 0.2% |
| NL Inds Inc(NL) | COM NEW | 629156407 | $927 | 309,933 | 0.2% |
| Peabody Energy Corp | SDCV 4.750%12/1 | 704549AG9 | $766 | $7,181 | 0.2% |
| Organovo Hldgs Inc | COM | 68620A104 | $268 | 100,000 | 0.1% |