Q4 2013 Holdings
Filed 2016-05-16 | 121 holdings | $4.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Conocophillips(COP) | COM | 20825C104 | $3.0M | 42,000 | 61.3% |
| Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | $113.5K | $34,350,000 | 2.3% |
| Linear Technology Corp | NOTE 3.000% 5/0 | 535678AC0 | $112.7K | $98,345,000 | 2.3% |
| Cemex SAB de CV | NOTE 4.875% 3/1 | 151290AV5 | $102.9K | $87,000,000 | 2.1% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $97.6K | $96,207,000 | 2.0% |
| MGM Resorts International | NOTE 4.250% 4/1 | 55303QAE0 | $95.2K | $69,600,000 | 2.0% |
| Priceline COM Inc | DEBT 1.000% 3/1 | 741503AQ9 | $90.3K | $65,300,000 | 1.9% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $86.7K | $64,000,000 | 1.8% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $77.9K | $57,750,000 | 1.6% |
| International Game Technolog | NOTE 3.250% 5/0 | 459902AQ5 | $75.7K | $71,100,000 | 1.6% |
| Archer Daniels Midland Co | NOTE 0.875% 2/1 | 039483AW2 | $74.4K | $70,200,000 | 1.5% |
| Prologis | NOTE 3.250% 3/1 | 74340XAT8 | $67.7K | $59,850,000 | 1.4% |
| Trinity Inds Inc | NOTE 3.875% 6/0 | 896522AF6 | $60.1K | $45,285,000 | 1.2% |
| Omnicare Inc | DBCV 3.250%12/1 | 681904AL2 | $57.8K | $54,000,000 | 1.2% |
| Electronic Arts Inc | NOTE 0.750% 7/1 | 285512AA7 | $57.1K | $53,580,000 | 1.2% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $41.0K | $38,357,000 | 0.8% |
| Developers Diversified Rlty | NOTE 1.750%11/1 | 251591AX1 | $37.8K | $33,700,000 | 0.8% |
| Omnicom Group Inc | NOTE 7/3 | 681919AV8 | $35.0K | $26,050,000 | 0.7% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $33.4K | $30,300,000 | 0.7% |
| Allegheny Technologies Inc | NOTE 4.250% 6/0 | 01741RAD4 | $31.1K | $30,000,000 | 0.6% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $30.7K | $28,900,000 | 0.6% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $29.8K | $28,100,000 | 0.6% |
| Covanta Hldg Corp | NOTE 3.250% 6/0 | 22282EAC6 | $29.4K | $25,000,000 | 0.6% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $29.1K | $27,500,000 | 0.6% |
| Jarden Corp | NOTE 1.875% 9/1 | 471109AH1 | $27.5K | $19,600,000 | 0.6% |
| Lifepoint Hospitals Inc | NOTE 3.500% 5/1 | 53219LAH2 | $24.8K | $22,700,000 | 0.5% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $24.4K | $23,950,000 | 0.5% |
| Hologic Inc | FRNT 2.000%12/1 | 436440AB7 | $23.5K | $20,050,000 | 0.5% |
| Prospect Capital Corporation | MTNF 5.375%10/1 | 74348TAK8 | $21.1K | $20,000,000 | 0.4% |
| Ares Cap Corp | NOTE 4.875% 3/1 | 04010LAG8 | $19.1K | $18,000,000 | 0.4% |
| LAM Research Corp | NOTE 0.500% 5/1 | 512807AJ7 | $17.6K | $15,500,000 | 0.4% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $16.2K | $14,500,000 | 0.3% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $13.6K | $8,550,000 | 0.3% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $12.7K | $12,500,000 | 0.3% |
| Hologic Inc | FRNT 4.000%12/1 | 436440AG6 | $9.3K | $9,000,000 | 0.2% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $9.2K | $2,840,000 | 0.2% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $8.4K | $7,824,000 | 0.2% |
| Ford MTR Co del | NOTE 4.250%11/1 | 345370CN8 | $8.3K | $4,550,000 | 0.2% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167BZ9 | $7.9K | $7,800,000 | 0.2% |
| Tibco Software Inc | NOTE 2.250% 5/0 | 88632QAB9 | $7.8K | $7,725,000 | 0.2% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $6.6K | 6,000 | 0.1% |
| Ares Cap Corp | NOTE 5.125% 6/0 | 04010LAD5 | $6.2K | $5,800,000 | 0.1% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $6.2K | $5,800,000 | 0.1% |
| BGC Partners Inc | NOTE 4.500% 7/1 | 05541TAD3 | $6.0K | $5,773,000 | 0.1% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $5.9K | $3,550,000 | 0.1% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $5.5K | $4,450,000 | 0.1% |
| Noble Energy Inc(NBL2EUR) | COM | 655044105 | $4.9K | 71,810 | 0.1% |
| Nuvasive Inc | NOTE 2.750% 7/0 | 670704AC9 | $4.9K | $4,500,000 | 0.1% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $4.5K | $4,000,000 | 0.1% |
| Schlumberger LTD(SLB) | COM | 806857108 | $4.4K | 49,103 | 0.1% |