Q2 2016 Holdings
Filed 2016-08-04 | 812 holdings | $470.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health Systems-Cvr | WARRANT AND RIGH | 203668116 | $0 | 26,800 | 0.0% |
| Kinder Morgan Inc WT EXP 05/25 | WARRANT AND RIGH | 49456B119 | $6 | 276,152 | 0.0% |
| Sanofi-Aventis-Cvr | WARRANT AND RIGH | 80105N113 | $16 | 65,100 | 0.0% |
| GSE SYS Inc COM | COM | 36227K106 | $24 | 10,621 | 0.0% |
| Hutchinson Technology Inc COM | COM | 448407106 | $41 | 12,000 | 0.0% |
| Emmis Communications Corp | COM | 291525103 | $65 | 90,000 | 0.0% |
| American DG Energy Inc COM | COM | 025398108 | $65 | 280,000 | 0.0% |
| Intevac Inc COM | COM | 461148108 | $68 | 12,000 | 0.0% |
| Infusystem Hldgs Inc COM(INFU) | COM | 45685K102 | $75 | 28,980 | 0.0% |
| Mitek SYS Inc COM New(MITK) | COM | 606710200 | $85 | 12,000 | 0.0% |
| Accuride Corp New | COM | 00439T206 | $93 | 75,000 | 0.0% |
| Yume Inc COM | COM | 98872B104 | $99 | 27,000 | 0.0% |
| Hennessy Capital ACQ | COM | 42588J209 | $100 | 10,000 | 0.0% |
| Napco SEC SYS Inc COM(NSSC) | COM | 630402105 | $106 | 16,600 | 0.0% |
| Progenics Pharmaceuticals Inco | COM | 743187106 | $106 | 25,000 | 0.0% |
| Biolase Technology Inc COM | COM | 090911108 | $107 | 91,455 | 0.0% |
| Intricon Corp COM | COM | 46121H109 | $117 | 22,000 | 0.0% |
| Digi Intl Inc COM(DGII) | COM | 253798102 | $118 | 11,040 | 0.0% |
| California RES Corp COM New(CRCEUR) | COM | 13057Q206 | $122 | 10,032 | 0.0% |
| Sunopta Inc COM(STKL) | COM | 8676EP108 | $123 | 29,300 | 0.0% |
| A H Belo Corp COM CL A | COM | 001282102 | $125 | 25,000 | 0.0% |
| Jason Inds Inc COM(JASNQ) | COM | 471172106 | $128 | 35,500 | 0.0% |
| Gas NAT Inc COM | COM | 367204104 | $136 | 19,500 | 0.0% |
| Pain Therapeutics Inc COM | COM | 69562K100 | $142 | 65,000 | 0.0% |
| Dover Downs Gaming & Entmt Inc | COM | 260095104 | $149 | 140,692 | 0.0% |
| Taylor Morrison Home Corp CL A(TMHC) | COM | 87724P106 | $169 | 11,400 | 0.0% |
| Videocon D2h LTD ADR | COM | 92657J101 | $170 | 20,000 | 0.0% |
| Gabelli GLB SML & MD CP VAL Co(GGZ) | MUTUAL FUNDS | 36249W104 | $173 | 16,644 | 0.0% |
| Sorl Auto PTS Inc COM | COM | 78461U101 | $174 | 95,000 | 0.0% |
| Capitol Federal Financial Inc(CFFN) | COM | 14057J101 | $174 | 12,500 | 0.0% |
| Platform Specialty Prods Corco | COM | 72766Q105 | $178 | 20,000 | 0.0% |
| New York Cmnty Bancorp Inc COM(NYCBEUR) | COM | 649445103 | $184 | 12,287 | 0.0% |
| Syneron Medical LTD ORD SHS | COM | M87245102 | $185 | 24,000 | 0.0% |
| Keycorp New PFD 7.75% SR A | CONVERTIBLE PREF | 493267405 | $201 | 1,500 | 0.0% |
| Webster Finl Corp Waterbury Co(WBS) | COM | 947890109 | $204 | 6,000 | 0.0% |
| Ajrd 4.0625% 12/31/2039 | CONVERTIBLE BOND | 368682AN0 | $204 | $100,000 | 0.0% |
| Loews Corp(L) | COM | 540424108 | $218 | 5,300 | 0.0% |
| Kinross Gold Corp COM NO PAR(KGC) | COM | 496902404 | $220 | 45,000 | 0.0% |
| AEP Inds Inc COM | COM | 001031103 | $221 | 2,750 | 0.0% |
| Wells Fargo CV PFD L 7.500%(WFC) | CONVERTIBLE PREF | 949746804 | $227 | 175 | 0.0% |
| Xenoport Inc COM | COM | 98411C100 | $229 | 32,500 | 0.0% |
| Terex Corp New COM(TEX) | COM | 880779103 | $230 | 11,300 | 0.0% |
| Barnes & Noble ED Inc COM(BNEDUSD) | COM | 06777U101 | $231 | 22,752 | 0.0% |
| Lexicon Pharmaceuticals Inc(LXRX) | COM | 528872302 | $231 | 16,100 | 0.0% |
| Intel Corp 3.25% 8/1/39 144A | CONVERTIBLE BOND | 458140AF7 | $244 | $150,000 | 0.0% |
| Aspen Insurance Holdings Ltdsh | COM | G05384105 | $246 | 5,300 | 0.0% |
| Heico Corp New CL A(HEI/A) | COM | 422806208 | $247 | 4,600 | 0.0% |
| Tower Intl Inc COM(TOWR) | COM | 891826109 | $247 | 12,000 | 0.0% |
| Innovative Solutions & Suppoco(ISSC) | COM | 45769N105 | $248 | 88,000 | 0.0% |
| Qlogic Corp COM | COM | 747277101 | $248 | 16,850 | 0.0% |