| Kemet Corporation CMN | COM | 488360207 | $1 | 100 | 0.0% |
| DEL Taco Restaurants Inc CMN(TACOEUR) | COM | 245496104 | $1 | 100 | 0.0% |
| Civeo Corp CMN(CVEO1EUR) | COM | 17878Y108 | $2 | 1,000 | 0.0% |
| Ocwen Financial Corporation CMN | COM | 675746309 | $2 | 1,000 | 0.0% |
| Histogenics Corp CMN | COM | 43358V109 | $2 | 1,000 | 0.0% |
| Full House Resorts CMN(FLL) | COM | 359678109 | $2 | 1,000 | 0.0% |
| U.S. Global Investors Inc A CMN(GROW) | COM | 902952100 | $2 | 1,000 | 0.0% |
| Aralez Pharmaceuticals Inc. CMN | COM | 03852X100 | $4 | 1,076 | 0.0% |
| Call @ 30 EXP 01/19/2018(TWTRUSD)Call | CALL | 90184L102 | $4 | 40 | 0.0% |
| Dixie Group Inc CMN Class A(DXYN) | COM | 255519100 | $4 | 1,000 | 0.0% |
| Lubys Inc CMN Stock CMN | COM | 549282101 | $5 | 900 | 0.0% |
| Resolute Forest Products Inc CMN(RFPUSD) | COM | 76117W109 | $5 | 1,000 | 0.0% |
| Genvec Inc CMN | COM | 37246C307 | $7 | 11,800 | 0.0% |
| Royal Gold, Inc. CMN(RGLD) | COM | 780287108 | $7 | 100 | 0.0% |
| Alpha PRO Tech LTD CMN(APT) | COM | 020772109 | $8 | 3,600 | 0.0% |
| Pennantpark Investment Corp Mutual Fund(PNNT) | COM | 708062104 | $10 | 1,405 | 0.0% |
| Blucora Inc CMN(BCOREUR) | COM | 095229100 | $10 | 1,000 | 0.0% |
| Hudson Global, Inc. CMN | COM | 443787106 | $10 | 4,845 | 0.0% |
| Nationstar MTG Hldgs Inc CMN | COM | 63861C109 | $11 | 1,000 | 0.0% |
| Heartland Finl USA Inc CMN(HTLFEUR) | COM | 42234Q102 | $12 | 326 | 0.0% |
| Hercules Capital Inc.(HTGC) | COM | 427096508 | $12 | 1,000 | 0.0% |
| Moduslink Global Solutions, In*c CMN | COM | 60786L206 | $12 | 10,000 | 0.0% |
| New Mountain Finance Corp Mutual Fund(NMFC) | COM | 647551100 | $13 | 1,000 | 0.0% |
| TCP Cap Corp Mutual Fund | COM | 87238Q103 | $15 | 1,000 | 0.0% |
| Park Electrochemical CRP CMN | COM | 700416209 | $15 | 1,000 | 0.0% |
| Dover Downs Gaming & Entmt Inc CMN | COM | 260095104 | $17 | 16,157 | 0.0% |
| Morgan Stanley China A Share Fund, Inc.(XCAFX) | COM | 617468103 | $18 | 1,000 | 0.0% |
| Harvard Bioscience Inc CMN(HBIO) | COM | 416906105 | $18 | 6,200 | 0.0% |
| Triangle Capital Corporation Mutual Fund | COM | 895848109 | $19 | 1,000 | 0.0% |
| MRV Communications, Inc. CMN | COM | 553477407 | $20 | 1,800 | 0.0% |
| Vanguard Ftse All-World Ex-US Index Fund ETF(VEU) | ETF | 922042775 | $23 | 542 | 0.0% |
| Radiant Logistics Inc CMN(RLGT) | COM | 75025X100 | $25 | 8,410 | 0.0% |
| QCR Holdings Inc CMN(QCRH) | COM | 74727A104 | $27 | 1,000 | 0.0% |
| Apple, Inc. CMN(AAPL) | COM | 037833100 | $29 | 300 | 0.0% |
| National Oilwell Varco, Inc. Common Stock CMN(NOVEUR) | COM | 637071101 | $34 | 1,000 | 0.0% |
| Safeguard Scientifics Inc CMN | COM | 786449207 | $35 | 2,800 | 0.0% |
| Axcelis Technologies, Inc. CMN | COM | 054540109 | $36 | 13,516 | 0.0% |
| Essent Group Ltd. CMN(ESNT) | COM | G3198U102 | $44 | 2,000 | 0.0% |
| ARI Network Services Inc (New) CMN | COM | 001930205 | $51 | 12,200 | 0.0% |
| Loral Space &communication Inc*. CMN | COM | 543881106 | $69 | 1,957 | 0.0% |
| Continental Materials Corp CMN | COM | 211615307 | $73 | 4,771 | 0.0% |
| Insperity Inc CMN(NSP) | COM | 45778Q107 | $77 | 1,000 | 0.0% |
| Pennantpark Floating Rate Cap LTD(PFLT) | COM | 70806A106 | $77 | 6,245 | 0.0% |
| Jakks Pacific Inc CMN | COM | 47012E106 | $78 | 9,900 | 0.0% |
| Guaranty Federal Bancshares Inc | COM | 40108P101 | $80 | 5,000 | 0.0% |
| Call @ 85 EXP 01/20/2017(YUM)Call | CALL | 988498101 | $94 | 200 | 0.0% |
| Solar Capital Ltd. Mutual Fund(SLRC) | COM | 83413U100 | $95 | 5,000 | 0.0% |
| Capital Southwest Corporation Mutual Fund(CSWC) | COM | 140501107 | $102 | 7,477 | 0.0% |
| Pepsico Inc CMN(PEP) | COM | 713448108 | $106 | 1,000 | 0.0% |
| Great ELM Capital Group Inc CMN | COM | 39036P100 | $110 | 16,666 | 0.0% |