Q2 2017 Holdings
Filed 2017-08-14 | 177 holdings | $767.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Great ELM Cap Corp | COM | 390320109 | $416 | 39,141 | 0.1% |
| Zions Bancorporation | *W EXP 11/14/201 | 989701131 | $420 | 50,000 | 0.1% |
| Boulevard Acquisition | UNIT 99/99/9999 | 10157Q201 | $507 | 49,120 | 0.1% |
| Bison Cap Acquisition Corp | UNIT 99/99/9999T | G1142P120 | $510 | 50,000 | 0.1% |
| Ramco-Gershenson Pptys TRPut | COM SH BEN INT | 751452202 | $525 | 40,700 | 0.1% |
| Double Eagle Acquisition COR | UNIT 99/99/9999 | G28195108 | $532 | 50,000 | 0.1% |
| Aegean Marine Petroleum NetwPut | SHS | Y0017S102 | $585 | 100,000 | 0.1% |
| Forum Merger Corp | COM CL A | 34985B103 | $634 | 65,300 | 0.1% |
| Innoviva Inc(INVA)Put | COM | 45781M101 | $640 | 50,000 | 0.1% |
| ON Semiconductor Corp(ON) | COM | 682189105 | $658 | 46,900 | 0.1% |
| National Energy Services REU(NESR) | SHS | G6375R107 | $661 | 69,400 | 0.1% |
| GTY Technology Holdings Inc | UNIT 99/99/9999 | G4182A110 | $700 | 66,692 | 0.1% |
| Axar Acquisition Corp | COM | 05455L102 | $739 | 75,000 | 0.1% |
| Vodafone Group PLC New(VOD)Call | SPONSORED ADR | 92857W308 | $756 | 26,300 | 0.1% |
| Stellar Acquisition III Inc | COM | Y8172W107 | $844 | 84,018 | 0.1% |
| New York MTG TR Inc | NOTE 6.250% 1/1 | 649604AD7 | $1.0K | $1,000,000 | 0.1% |
| Arbor Rlty TR Inc | NOTE 6.500%10/0 | 038923AA6 | $1.1K | $1,000,000 | 0.1% |
| Constellation Alpha Capital | UNIT 99/99/9999 | G2379F124 | $1.1K | 105,000 | 0.1% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $1.1K | $640,000 | 0.1% |
| Fintech Acquisition Corp II | UNIT 99/99/9999 | 31810G208 | $1.3K | 120,857 | 0.2% |
| Golar LNG LTD Bermuda(GLNG)Put | SHS | G9456A100 | $1.3K | 56,700 | 0.2% |
| Proofpoint Inc(PFPT) | COM | 743424103 | $1.3K | 15,000 | 0.2% |
| TPG Pace Energy Hldgs Corp | CL A | 872656103 | $1.5K | 150,000 | 0.2% |
| CF Corp | SHS CL A | G20307107 | $1.5K | 135,887 | 0.2% |
| KBL Merger Corp IV | UNIT 01/15/2024 | 48242A203 | $1.5K | 150,100 | 0.2% |
| Priceline GRP Inc | COM NEW | 741503403 | $1.5K | 820 | 0.2% |
| Modern Media Acquisition(MMDM) | COM | 60765P103 | $1.7K | 170,000 | 0.2% |
| Hologic Inc | FRNT | 436440AG6 | $1.7K | $1,350,000 | 0.2% |
| Pattern Energy Group Inc | NOTE 4.000% 7/1 | 70338PAB6 | $1.7K | $1,665,000 | 0.2% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $1.7K | $1,625,000 | 0.2% |
| Pacific SPL Acquisition Corp | SHS | G68588105 | $1.7K | 170,659 | 0.2% |
| Pattern Energy Group IncPut | CL A | 70338P100 | $1.8K | 75,000 | 0.2% |
| Ship Finance International L | NOTE 3.250% 2/0 | G81075AE6 | $1.8K | $1,693,000 | 0.2% |
| Modern Media Acquisition | UNIT 99/99/9999 | 60765P202 | $1.8K | 177,750 | 0.2% |
| Starwood Ppty TR Inc | NOTE 4.375% 4/0 | 85571BAH8 | $1.9K | $1,850,000 | 0.2% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $1.9K | $1,625,000 | 0.2% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $2.0K | $2,000,000 | 0.3% |
| Fireeye Inc | NOTE 1.625% 6/0 | 31816QAD3 | $2.0K | $2,230,000 | 0.3% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $2.1K | $1,945,000 | 0.3% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $2.2K | $2,900,000 | 0.3% |
| Vector Group LTD | NOTE 1.750% 4/1 | 92240MBC1 | $2.3K | $2,000,000 | 0.3% |
| Brookdale SR Living Inc | NOTE 2.750% 6/1 | 112463AA2 | $2.3K | $2,320,000 | 0.3% |
| Harmony Merger Corp | COM | 413247107 | $2.4K | 235,896 | 0.3% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $2.5K | $1,750,000 | 0.3% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $2.5K | $2,500,000 | 0.3% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $2.5K | $2,935,000 | 0.3% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $2.7K | $2,000,000 | 0.4% |
| Blackstone MTG TR Inc | NOTE 4.375% 5/0 | 09257WAB6 | $2.8K | $2,710,000 | 0.4% |
| BlackRock Capital Investment | NOTE 5.000% 6/1 | 092533AC2 | $3.0K | $2,925,000 | 0.4% |
| Andina Acquisition Corp II | SHS | G0441P104 | $3.0K | 299,809 | 0.4% |