Q3 2017 Holdings
Filed 2017-10-19 | 105 holdings | $873.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Autodesk Inc(ADSK) | COM | 052769106 | $365.0K | 3,248 | 41.8% |
| Akamai Technologies Inc(AKAM) | COM | 00971T101 | $251.0K | 5,157 | 28.7% |
| Dominion Resources Inc | UNIT 08/15/2019 | 25746U836 | $13.9K | 273,000 | 1.6% |
| Red Hat Inc | NOTE 0.250%10/0 | 756577AD4 | $13.5K | $8,749,000 | 1.5% |
| Novellus Systems Inc | NOTE 2.625% 5/1 | 670008AD3 | $12.6K | $2,295,000 | 1.4% |
| Anthem Inc | UNIT 05/01/20188 | 036752202 | $12.2K | 233,361 | 1.4% |
| Becton Dickinson and Co | PFD SHS CONV A | 075887208 | $12.1K | 220,599 | 1.4% |
| Wells Fargo & Co(WFC) | PERP PFD CNV A | 949746804 | $11.4K | 8,655 | 1.3% |
| Ares Capital Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $10.7K | $10,670,000 | 1.2% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $8.7K | $4,730,000 | 1.0% |
| Stanley Black & Decker Inc | UNIT 05/15/2020 | 854502887 | $8.6K | 74,950 | 1.0% |
| Vereit Inc | NOTE 3.750%12/1 | 02917TAB0 | $8.3K | $7,955,000 | 0.9% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $7.7K | 121,990 | 0.9% |
| DTE Energy Co | UNIT 99/99/9999 | 233331883 | $7.7K | 142,500 | 0.9% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $7.6K | $6,716,000 | 0.9% |
| Prospect Capital Corp | NOTE 5.750% 3/1 | 74348TAL6 | $7.1K | $7,015,000 | 0.8% |
| Old Republic International Corp | NOTE 3.750% 3/1 | 680223AH7 | $6.7K | $5,267,000 | 0.8% |
| Fidelity National Financial Inc | NOTE 4.250% 8/1 | 31620RAE5 | $6.6K | $2,469,000 | 0.8% |
| NextEra Energy Inc | UNIT 08/31/2018 | 65339F846 | $6.6K | 99,850 | 0.8% |
| Macquarie Infrastructure Corp | NOTE 2.875% 7/1 | 55608BAA3 | $6.6K | $6,194,000 | 0.8% |
| Jefferies Group LLC | DBCV 3.875%11/0 | 472319AG7 | $5.5K | $5,530,000 | 0.6% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $5.5K | $5,210,000 | 0.6% |
| Prospect Capital Corp | NOTE 4.750% 4/1 | 74348TAQ5 | $5.4K | $5,400,000 | 0.6% |
| Priceline Group Inc | NOTE 0.350% 6/1 | 741503AS5 | $5.2K | $3,600,000 | 0.6% |
| TPG Specialty Lending Inc | NOTE 4.500%12/1 | 87265KAB8 | $4.9K | $4,705,000 | 0.6% |
| Priceline Group Inc | NOTE 1.000% 3/1 | 741503AQ9 | $4.9K | $2,512,000 | 0.6% |
| Spirit Realty Capital Inc | NOTE 3.750% 5/1 | 84860WAB8 | $4.7K | $4,640,000 | 0.5% |
| FireEye Inc | NOTE 1.625% 6/0 | 31816QAD3 | $4.2K | $4,560,000 | 0.5% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $3.7K | $2,120,000 | 0.4% |
| BioMarin Pharmaceutical Inc | NOTE 1.500%10/1 | 09061GAF8 | $3.0K | $2,478,000 | 0.3% |
| Alza Corp | SDCV 7/2 | 02261WAB5 | $2.9K | $1,606,000 | 0.3% |
| BlackRock Capital Investment Corp | NOTE 5.000% 6/1 | 092533AC2 | $2.7K | $2,600,000 | 0.3% |
| Apollo Commercial Real Estate Finance Inc | NOTE 4.750% 8/2 | 03762UAB1 | $2.5K | $2,500,000 | 0.3% |
| Danaher Corp | DBCV 1/2 | 235851AF9 | $2.3K | $693,000 | 0.3% |
| Gramercy Property Trust | COM | 385002308 | $2.2K | 71,788 | 0.2% |
| Royal Gold Inc | NOTE 2.875% 6/1 | 780287AA6 | $2.1K | $1,900,000 | 0.2% |
| Janus Capital Group Inc | NOTE 0.750% 7/1 | 47102XAH8 | $1.1K | $738,000 | 0.1% |
| RPM International Inc | NOTE 2.250%12/1 | 749685AT0 | $1.1K | $970,000 | 0.1% |
| Citrix Systems Inc | NOTE 0.500% 4/1 | 177376AD2 | $951 | $820,000 | 0.1% |
| ON Semiconductor Corp | NOTE 1.625%10/1 | 682189AN5 | $765 | $659,000 | 0.1% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $747 | $800,000 | 0.1% |
| Priceline Group Inc | NOTE 0.900% 9/1 | 741503AX4 | $716 | $624,000 | 0.1% |
| RingCentral Inc(RNG) | COM | 76680R206 | $645 | 15,460 | 0.1% |
| Model N Inc(MODNEUR) | COM | 607525102 | $627 | 41,924 | 0.1% |
| Time Warner Inc | COM | 887317303 | $620 | 6,048 | 0.1% |
| E-Trade Financial Corp(ETRA) | COM | 269246401 | $601 | 13,791 | 0.1% |
| Cornerstone OnDemand Inc(CSOD) | COM | 21925Y103 | $593 | 14,608 | 0.1% |
| Apptio Inc | COM | 03835C108 | $581 | 31,440 | 0.1% |
| InterXion Holding NV | COM | N47279109 | $562 | 11,025 | 0.1% |
| Salesforce.com Inc(CRM) | COM | 79466L302 | $551 | 5,898 | 0.1% |