Q4 2017 Holdings
Filed 2018-01-25 | 108 holdings | $1.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Akamai Technologies Inc(AKAM) | COM | 00971T101 | $581.0K | 8,937 | 42.9% |
| Autodesk Inc(ADSK) | COM | 052769106 | $506.0K | 4,823 | 37.4% |
| Red Hat Inc | NOTE 0.250%10/0 | 756577AD4 | $14.4K | $8,749,000 | 1.1% |
| Citrix Systems Inc | NOTE 0.500% 4/1 | 177376AD2 | $13.6K | $10,520,000 | 1.0% |
| Becton Dickinson and Co | PFD SHS CONV A | 075887208 | $12.9K | 221,494 | 1.0% |
| Wells Fargo & Co(WFC) | PERP PFD CNV A | 949746804 | $11.4K | 8,695 | 0.8% |
| Dominion Resources Inc | UNIT 08/15/2019 | 25746U836 | $11.3K | 218,800 | 0.8% |
| Anthem Inc | UNIT 05/01/20188 | 036752202 | $11.2K | 199,861 | 0.8% |
| Novellus Systems Inc | NOTE 2.625% 5/1 | 670008AD3 | $9.8K | $1,775,000 | 0.7% |
| Vereit Inc | NOTE 3.750%12/1 | 02917TAB0 | $8.0K | $7,830,000 | 0.6% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $7.9K | $6,716,000 | 0.6% |
| DTE Energy Co | UNIT 99/99/9999 | 233331883 | $7.8K | 142,500 | 0.6% |
| Stanley Black & Decker Inc | UNIT 05/15/2020 | 854502887 | $7.8K | 63,350 | 0.6% |
| Fidelity National Financial Inc | NOTE 4.250% 8/1 | 31620RAE5 | $7.6K | $2,469,000 | 0.6% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $7.5K | $3,380,000 | 0.6% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $7.3K | 122,490 | 0.5% |
| Prospect Capital Corp | NOTE 5.750% 3/1 | 74348TAL6 | $7.1K | $7,015,000 | 0.5% |
| NextEra Energy Inc | UNIT 08/31/2018 | 65339F846 | $7.0K | 99,850 | 0.5% |
| Prospect Capital Corp | NOTE 5.750% 3/1 | 74348TAQ5 | $6.8K | $6,800,000 | 0.5% |
| Macquarie Infrastructure Corp | NOTE 2.875% 7/1 | 55608BAA3 | $6.4K | $6,194,000 | 0.5% |
| Vereit Inc | NOTE 3.750%12/1 | 02917TAA2 | $5.8K | $5,750,000 | 0.4% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AF6 | $5.7K | $5,210,000 | 0.4% |
| Jefferies Group LLC | DBCV 3.875%11/0 | 472319AG7 | $5.5K | $5,530,000 | 0.4% |
| Priceline Group Inc | NOTE 1.000% 3/1 | 741503AS5 | $5.0K | $3,600,000 | 0.4% |
| TPG Specialty Lending Inc | NOTE 4.500%12/1 | 87265KAB8 | $4.9K | $4,735,000 | 0.4% |
| Spirit Realty Capital Inc | NOTE 3.750% 5/1 | 84860WAB8 | $4.8K | $4,640,000 | 0.4% |
| Old Republic International Corp | NOTE 3.750% 3/1 | 680223AH7 | $4.8K | $3,437,000 | 0.4% |
| Priceline Group Inc | NOTE 1.000% 3/1 | 741503AQ9 | $4.6K | $2,512,000 | 0.3% |
| FireEye Inc | COM | 31816QAD3 | $4.3K | $4,660,000 | 0.3% |
| Alza Corp | SDCV 7/2 | 02261WAB5 | $3.8K | $1,991,000 | 0.3% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $3.1K | $1,685,000 | 0.2% |
| BioMarin Pharmaceutical Inc | NOTE 1.500%10/1 | 09061GAH4 | $3.0K | $3,030,000 | 0.2% |
| BlackRock Capital Investment Corp | NOTE 5.000% 6/1 | 092533AC2 | $2.7K | $2,600,000 | 0.2% |
| Apollo Commercial Real Estate Finance Inc | NOTE 4.750% 8/2 | 03762UAB1 | $2.5K | $2,500,000 | 0.2% |
| Danaher Corp | DBCV 1/2 | 235851AF9 | $2.5K | $693,000 | 0.2% |
| Wayfair Inc | COM | 94419LAA9 | $2.3K | $2,220,000 | 0.2% |
| Royal Gold Inc | NOTE 2.875% 6/1 | 780287AA6 | $2.0K | $1,900,000 | 0.2% |
| Solarcity Corp | NOTE 1.625%11/0 | 83416TAC4 | $2.0K | $2,170,000 | 0.1% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $1.5K | $1,450,000 | 0.1% |
| Ctrip.com International Ltd | NOTE 1.250%10/1 | 22943FAD2 | $1.5K | $1,250,000 | 0.1% |
| Janus Capital Group Inc | NOTE 0.750% 7/1 | 47102XAH8 | $1.3K | $758,000 | 0.1% |
| Pandora Media Inc | COM | 698354AB3 | $1.1K | $1,275,000 | 0.1% |
| RPM International Inc | NOTE 2.250%12/1 | 749685AT0 | $1.1K | $970,000 | 0.1% |
| Mellanox Technologies Ltd | COM | M51363113 | $769 | 11,885 | 0.1% |
| Verint Systems Inc | NOTE 1.500% 6/0 | 92343XAA8 | $758 | $780,000 | 0.1% |
| Priceline Group Inc | NOTE 1.000% 3/1 | 741503AX4 | $730 | $624,000 | 0.1% |
| InterXion Holding NV | COM | N47279109 | $645 | 10,940 | 0.0% |
| MercadoLibre Inc(MELI) | COM | 58733R102 | $636 | 2,020 | 0.0% |
| Citrix Systems Inc(CTXSEUR) | NOTE 0.500% 4/1 | 177376100 | $622 | 7,070 | 0.0% |
| Monolithic Power Systems Inc(MPWR) | COM | 609839105 | $608 | 5,413 | 0.0% |