Q4 2017 Holdings
Filed 2018-02-14 | 25 holdings | $675.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Twitter, Inc. | CONVRT BOND | 90184LAB8 | $108.3K | $113,255,000 | 16.0% |
| Brookdale Senior Living Inc. | CONVRT BOND | 112463AA2 | $81.2K | $81,353,000 | 12.0% |
| Prospect Capital Corp | CONVRT BOND | 74348TAM4 | $74.2K | $72,503,000 | 11.0% |
| New Mountain Finance Corporation | CONVRT BOND | 647551AB6 | $47.6K | $46,234,000 | 7.1% |
| Ares Capital Corporation | CONVRT BOND | 04010LAJ2 | $36.8K | $36,716,000 | 5.4% |
| Ares Capital Corporation | CONVRT BOND | 04010LAM5 | $35.7K | $34,926,000 | 5.3% |
| Prospect Capital Corp | CONVRT BOND | 74348TAR3 | $35.0K | $35,000,000 | 5.2% |
| Iconix Brand Group, Inc. | CONVRT BOND | 451055AF4 | $32.7K | $39,950,000 | 4.8% |
| Prospect Capital Corp | CONVRT BOND | 74348TAQ5 | $32.3K | $32,148,000 | 4.8% |
| TCP Capital Corp | CONVRT BOND | 87238QAB9 | $31.1K | $29,800,000 | 4.6% |
| Web.com Group Inc | CONVRT BOND | 94733AAA2 | $30.4K | $30,723,000 | 4.5% |
| Goldman Sachs BDC Inc. | CONVRT BOND | 38147UAB3 | $21.8K | $21,050,000 | 3.2% |
| TCP Capital Corp | CONVRT BOND | 87238QAD5 | $21.3K | $20,750,000 | 3.2% |
| PDL BioPharma, Inc | CONVRT BOND | 69329YAF1 | $20.9K | $20,913,000 | 3.1% |
| BlackRock Capital Investment Corp | CONVRT BOND | 092533AC2 | $20.8K | $20,000,000 | 3.1% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAB8 | $19.8K | $19,210,000 | 2.9% |
| Twitter, Inc. | CONVRT BOND | 90184LAD4 | $13.3K | $14,309,000 | 2.0% |
| Navistar International | CONVRT BOND | 63934EAQ1 | $6.9K | $6,644,000 | 1.0% |
| CalAtlantic Group, Inc. | CONVRT BOND | 783764AS2 | $2.0K | $2,000,000 | 0.3% |
| Shutterfly, Inc. | CONVRT BOND | 82568PAB2 | $1.3K | $1,300,000 | 0.2% |
| TiVo Corporation | CONVRT BOND | 779376AD4 | $1.1K | $1,204,000 | 0.2% |
| Firsthand Technology Value Fund, Inc.(SVVC) | COMMON | 33766Y100 | $411 | 45,844 | 0.1% |
| Medallion Financial Corp(MFIN) | COMMON | 583928106 | $160 | 45,430 | 0.0% |
| Oaktree Specialty Lending Corp | COMMON | 67401P108 | $124 | 25,400 | 0.0% |
| Iconix Brand Group, Inc. | COMMON | 451055107 | $28 | 21,700 | 0.0% |