Q4 2018 Holdings
Filed 2019-02-11 | 100 holdings | $1.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Chegg Inc(CHGG) | COM | 163092109 | $629.0K | 22,125 | 55.2% |
| BofI Holding Inc(AX) | COM | 05465C100 | $315.0K | 12,520 | 27.6% |
| NextEra Energy Inc | UNIT 09/01/2019 | 65339F820 | $11.7K | 203,160 | 1.0% |
| Bank of America Corp(BAC) | 7.25%CNV PDF L | 060505682 | $11.1K | $8,880 | 1.0% |
| Wells Fargo Co New(WFC) | PERP PFD CNV A | 949746804 | $11.1K | 8,811 | 1.0% |
| Dominion Energy Inc | UNIT 08/15/2019 | 25746U836 | $10.6K | 220,940 | 0.9% |
| Anthem Inc | NOTE 2.750% 10/1 | 94973VBG1 | $10.5K | $2,895,000 | 0.9% |
| Stanley Black & Decker Inc | UNIT 05/15/2020 | 854502887 | $9.3K | $101,995 | 0.8% |
| DTE Energy Co | UNIT 99/99/9999 | 233331883 | $9.1K | 177,100 | 0.8% |
| Priceline Group Inc | NOTE 0.350% 6/1 | 741503AS5 | $8.8K | $6,530,000 | 0.8% |
| Citrix Systems Inc | NOTE 0.500% 4/1 | 177376AD2 | $8.3K | $5,840,000 | 0.7% |
| American Realty Cap Properties Inc | NOTE 3.750 12/1 | 02917TAB0 | $7.8K | $7,940,000 | 0.7% |
| Red Hat Inc | NOTE 0.25% 10/0 | 756577AD4 | $6.8K | $2,856,000 | 0.6% |
| Prospect Capital Corp | NOTE 4.750% 4/1 | 74348TAQ5 | $6.7K | $6,800,000 | 0.6% |
| Macquarie Infrastructure Corp | NOTE 2.875% 7/1 | 55608BAA3 | $6.2K | $6,249,000 | 0.5% |
| Novellus Systems Inc | NOTE 2.625% 5/1 | 670008AD3 | $6.2K | $1,495,000 | 0.5% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $5.7K | $4,363,000 | 0.5% |
| Spirit Realty Capital Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $4.5K | $4,640,000 | 0.4% |
| Prospect Capital Corp | NOTE 4.950% 7/1 | 74348TAR3 | $3.3K | $3,475,000 | 0.3% |
| Becton Dickinson and Co | PFD SHS CONV A | 075887208 | $3.3K | 57,015 | 0.3% |
| Euronet Worldwide Inc | NOTE 1.500% 10/0 | 298736AH2 | $3.1K | $2,170,000 | 0.3% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $3.0K | $3,080,000 | 0.3% |
| FireEye Inc | NOTE 1.625% 6/0 | 31816QAD3 | $2.9K | $3,190,000 | 0.3% |
| TPG Specialty Lending Inc | NOTE 4.500% 12/1 | 87265KAB8 | $2.5K | $2,531,000 | 0.2% |
| Pandora Media Inc | NOTE 1.750% 12/0 | 698354AB3 | $2.4K | $2,525,000 | 0.2% |
| Apollo Commercial Real Estate Finance Inc | NOTE 4.750% 8/2 | 03762UAB1 | $2.3K | $2,500,000 | 0.2% |
| Verint Systems Inc | NOTE 1.500% 6/0 | 92343XAA8 | $2.3K | $2,405,000 | 0.2% |
| Microchip Technology Inc. | NOTE 1.625% 2/1 | 595017AF1 | $2.2K | $2,285,000 | 0.2% |
| Hess Corp | DEP PFD SR A | 42809H404 | $1.9K | 37,970 | 0.2% |
| Silicon Laboratories Inc | NOTE 1.375% 3/0 | 826919AB8 | $1.7K | $1,650,000 | 0.2% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $1.7K | $1,700,000 | 0.1% |
| BlackRock Capital Investment Corp | NOTE 5.000% 6/1 | 092533AC2 | $1.5K | $1,525,000 | 0.1% |
| Farmland Partners Inc(FPI) | COM | 31154R109 | $1.4K | 303,039 | 0.1% |
| CenterPoint Energy Inc | DEP RP PF CV B ADDED | 15189T503 | $1.4K | 27,090 | 0.1% |
| Pros Holdings Inc | NOTE 2.000% 6/0 | 74346YAD5 | $1.4K | $1,465,000 | 0.1% |
| Helix Energy Solutions Group Inc | NOTE 4.25% 5/0 | 42330PAH0 | $1.1K | $1,170,000 | 0.1% |
| HubSpot Inc | NOTE 0.250% 6/0 | 443573AB6 | $1.0K | $705,000 | 0.1% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $873 | $995,000 | 0.1% |
| Priceline Group Inc | NOTE 0.900% 9/1 | 741503AX4 | $689 | $624,000 | 0.1% |
| Green Dot Corp(GDOT) | COM | 39304D102 | $653 | 8,215 | 0.1% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAB7 | $637 | $590,000 | 0.1% |
| Etsy Inc(ETSY) | COM | 29786A106 | $633 | 13,306 | 0.1% |
| Community Bank System Inc(CBU) | COM | 203607106 | $629 | 10,790 | 0.1% |
| InterXion Holding NV | COM | N47279109 | $618 | 11,405 | 0.1% |
| Model N Inc(MODNEUR) | COM | 607525102 | $614 | 46,417 | 0.1% |
| Pros Holdings Inc(PRO) | COM | 74346Y103 | $613 | 19,530 | 0.1% |
| Splunk Inc(SPLKCHF) | COM | 848637104 | $600 | 5,725 | 0.1% |
| Asgn Inc(ASGN) | COM | 00191U102 | $589 | 10,815 | 0.1% |
| Hamilton Lane Inc(HLNE) | COM | 407497106 | $582 | 15,724 | 0.1% |
| Mimecast Ltd | COM | G14838109 | $568 | 16,880 | 0.0% |