Q1 2019 Holdings
Filed 2019-05-15 | 96 holdings | $1.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Chegg Inc(CHGG) | COM | 163092109 | $874.0K | 22,920 | 80.2% |
| Novellus Systems Inc | NOTE 2.625% 5/1 | 670008AD3 | $12.1K | $2,195,000 | 1.1% |
| Wells Fargo Co New(WFC) | PERP PFD CNV A | 949746804 | $12.0K | 9,300 | 1.1% |
| Bank of America Corp(BAC) | 7.25%CNV PFD L | 060505682 | $12.0K | 9,220 | 1.1% |
| NextEra Energy Inc | UNIT 09/01/2019 | 65339F820 | $12.0K | 193,710 | 1.1% |
| Dominion Resources Inc | UNIT 08/15/2019 | 25746U836 | $11.0K | 220,940 | 1.0% |
| Anthem Inc | NOTE 2.750%10/1 | 94973VBG1 | $11.0K | $2,760,000 | 1.0% |
| Stanley Black & Decker Inc | UNIT 05/15/2020 | 854502887 | $9.9K | 101,995 | 0.9% |
| DTE Energy Co | UNIT 99/99/9999 | 233331883 | $9.8K | 177,100 | 0.9% |
| Euronet Worldwide Inc | NOTE 1.500%10/0 | 298736AH2 | $9.8K | $4,970,000 | 0.9% |
| Priceline Group Inc | NOTE 0.350% 6/1 | 741503AS5 | $8.8K | $6,530,000 | 0.8% |
| Vereit Inc | NOTE 3.750%12/1 | 02917TAB0 | $7.9K | $7,940,000 | 0.7% |
| Macquarie Infrastructure Corp | NOTE 2.875% 7/1 | 55608BAA3 | $6.2K | $6,249,000 | 0.6% |
| CenterPoint Energy Inc | DEP RP PFD CV B | 15189T503 | $6.2K | 117,290 | 0.6% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $5.9K | $4,363,000 | 0.5% |
| FireEye Inc | NOTE 1.625% 6/0 | 31816QAD3 | $4.6K | $4,960,000 | 0.4% |
| Spirit Realty Capital Inc | NOTE 3.750% 5/1 | 84860WAB8 | $4.6K | $4,640,000 | 0.4% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $4.2K | $4,180,000 | 0.4% |
| Becton Dickinson and Co | PFD SHS CONV A | 075887208 | $3.6K | 58,275 | 0.3% |
| Prospect Capital Corp | NOTE 4.750% 4/1 | 74348TAQ5 | $3.4K | $3,400,000 | 0.3% |
| Prospect Capital Corp | NOTE 4.950% 7/1 | 74348TAR3 | $3.4K | $3,415,000 | 0.3% |
| TPG Specialty Lending Inc | NOTE 4.500%12/1 | 87265KAB8 | $2.5K | $2,531,000 | 0.2% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AF1 | $2.5K | $2,285,000 | 0.2% |
| Apollo Commercial Real Estate Finance Inc | NOTE 4.750% 8/2 | 03762UAB1 | $2.4K | $2,500,000 | 0.2% |
| NuVasive Inc | NOTE 2.250% 3/1 | 670704AG0 | $2.4K | $2,125,000 | 0.2% |
| Silicon Laboratories Inc | NOTE 1.375% 3/0 | 826919AB8 | $1.8K | $1,650,000 | 0.2% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $1.7K | $1,700,000 | 0.2% |
| Pros Holdings Inc | NOTE 2.000% 6/0 | 74346YAD5 | $1.6K | $1,465,000 | 0.1% |
| BlackRock Capital Investment Corp | NOTE 5.000% 6/1 | 092533AC2 | $1.5K | $1,525,000 | 0.1% |
| Red Hat Inc | NOTE 0.250%10/0 | 756577AD4 | $1.4K | $556,000 | 0.1% |
| Wright Medical Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $1.4K | $1,195,000 | 0.1% |
| Alexandria Real Estate Equities Inc | PFD CONV SER D | 015271505 | $1.2K | 32,851 | 0.1% |
| Evo Payments Inc(EVOP1EUR) | CL A COM | 26927E104 | $1.2K | 41,080 | 0.1% |
| Helix Energy Solutions Group Inc | NOTE 4.250% 5/0 | 42330PAH0 | $1.2K | $1,170,000 | 0.1% |
| Mellanox Technologies Ltd | SHS | M51363113 | $1.1K | 9,475 | 0.1% |
| Model N Inc(MODNEUR) | COM | 607525102 | $1.1K | 61,463 | 0.1% |
| Ares Commercial Real Estate Corp(ACRE) | COM | 04013V108 | $1.1K | 70,600 | 0.1% |
| Shutterfly Inc(SFLY) | COM | 82568P304 | $973 | 23,953 | 0.1% |
| Talend SA | ADS | 874224207 | $944 | 18,670 | 0.1% |
| Green Dot Corp(GDOT) | CL A | 39304D102 | $943 | 15,545 | 0.1% |
| Farmland Partners Inc(FPI) | COM | 31154R109 | $926 | 144,673 | 0.1% |
| Splunk Inc(SPLKCHF) | COM | 848637104 | $926 | 7,430 | 0.1% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $918 | $995,000 | 0.1% |
| Heron Therapeutics Inc(HRTX) | COM | 427746102 | $865 | 35,375 | 0.1% |
| InterXion Holding NV | SHS | N47279109 | $861 | 12,905 | 0.1% |
| Roku Inc(ROKU) | COM CL A | 77543R102 | $843 | 13,070 | 0.1% |
| Asgn Inc(ASGN) | COM | 00191U102 | $843 | 13,285 | 0.1% |
| Denali Therapeutics Inc(DNLI) | COM | 24823R105 | $834 | 35,930 | 0.1% |
| Mimecast Ltd | ORD SHS | G14838109 | $828 | 17,490 | 0.1% |
| Pros Holdings Inc(PRO) | COM | 74346Y103 | $825 | 19,530 | 0.1% |