Q3 2019 Holdings
Filed 2019-11-15 | 494 holdings | $7.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| B. Riley Wealth Management, Inc.(BABA) | ALIBABA GROUP HLDG LTD | 01609W102 | $1.3M | 8,094 | 17.2% |
| B. Riley Wealth Management, Inc.(CSCO) | CISCO SYS INC | 17275R102 | $1.1M | 22,920 | 15.2% |
| B. Riley Wealth Management, Inc.(COST) | COSTCO WHOLESALE CORP | 22160K105 | $1.1M | 3,890 | 15.1% |
| B. Riley Wealth Management, Inc.(GOOS) | CANADA GOOSE HOLDINGS INC SHS SUB VTG | 135086106 | $875.0K | 19,910 | 11.8% |
| B. Riley Wealth Management, Inc.(CCI) | CROWN CASTLE INTL CORP | 22822V101 | $821.0K | 5,905 | 11.0% |
| B. Riley Wealth Management, Inc.(ABBV) | ABBVIE INC | 00287Y109 | $796.0K | 10,510 | 10.7% |
| B. Riley Wealth Management, Inc.(COP) | CONOCOPHILLIPS COM | 20825C104 | $266.0K | 4,798 | 3.6% |
| B. Riley Wealth Management, Inc.(STZ) | CONSTELLATION BRANDS INC CL A | 21036P108 | $256.0K | 1,234 | 3.4% |
| B. Riley Wealth Management, Inc.(GLW) | CORNING INC COM | 219350105 | $221.0K | 7,732 | 3.0% |
| B. Riley Wealth Management, Inc.(ATOM) | ATOMERA INC COM | 04965B100 | $101.0K | 26,900 | 1.4% |
| B. Riley Wealth Management, Inc.(VCSH) | VANGUARD SCOTTSDALE FDS | 92206C409 | $29.4K | 362,933 | 0.4% |
| B. Riley Wealth Management, Inc.(VUG) | VANGUARD GROWTH ETF | 922908736 | $25.3K | 152,180 | 0.3% |
| B. Riley Wealth Management, Inc.(VTV) | VANGUARD VALUE ETF | 922908744 | $19.6K | 175,874 | 0.3% |
| B. Riley Wealth Management, Inc.(AAPL) | APPLE INC | 037833100 | $12.8K | 57,177 | 0.2% |
| B. Riley Wealth Management, Inc.(CSM) | PROSHARES TR PSHS CS 130/30 | 74347R248 | $10.8K | 152,402 | 0.1% |
| B. Riley Wealth Management, Inc.(BOND) | PIMCO ACTIVE BOND EXCHANGE-TRADED FUND | 72201R775 | $10.7K | 98,043 | 0.1% |
| B. Riley Wealth Management, Inc.(AMZN) | AMAZON COM INC | 023135106 | $10.7K | 6,144 | 0.1% |
| B. Riley Wealth Management, Inc.(MSFT) | MICROSOFT | 594918104 | $10.3K | 74,263 | 0.1% |
| B. Riley Wealth Management, Inc.(MINT) | PIMCO ENHANCED SHORT MATURITY ETF | 72201R833 | $10.1K | 99,461 | 0.1% |
| B. Riley Wealth Management, Inc.(VV) | VANGUARD LARGE CAP | 922908637 | $10.0K | 73,321 | 0.1% |
| B. Riley Wealth Management, Inc.(EFA) | ISHARES MSCI EAFE ETF | 464287465 | $10.0K | 152,844 | 0.1% |
| B. Riley Wealth Management, Inc.(HYZD) | WISDOMTREE BOFA MERRILL LYNCH HIGH YIELD BOND ZERO DURATION FUND | 97717W430 | $9.8K | 426,304 | 0.1% |
| B. Riley Wealth Management, Inc.(IWR) | ISHARES TR RUS MID CAP ETF | 464287499 | $8.5K | 151,923 | 0.1% |
| B. Riley Wealth Management, Inc.(MNA) | MNAEXIQ ETF TR IQ ARB MERGER ARBITRAGEETF | 45409B800 | $8.0K | 250,717 | 0.1% |
| B. Riley Wealth Management, Inc.(EFG) | ISHARES MSCI EAFE GROWTH INDEX ETF | 464288885 | $7.6K | 93,937 | 0.1% |
| B. Riley Wealth Management, Inc.(SPY) | SPDR S&P 500 ETF | 78462F103 | $7.4K | 24,892 | 0.1% |
| B. Riley Wealth Management, Inc.(VNQ) | VANGUARD REIT INDEX ETF | 922908553 | $6.5K | 69,546 | 0.1% |
| B. Riley Wealth Management, Inc.(HD) | HOME DEPOT | 437076102 | $6.3K | 27,134 | 0.1% |
| B. Riley Wealth Management, Inc.(IVV) | ISHARES S&P 500 INDEX | 464287200 | $6.1K | 20,267 | 0.1% |
| B. Riley Wealth Management, Inc.(IWP) | ISHARES RUSSELL MIDCAP GROWTH | 464287481 | $5.9K | 41,637 | 0.1% |
| B. Riley Wealth Management, Inc.(FPE) | FIRST TR EXCHANGE-TRADED FD III FIRST TR PFD SECS & INCOME ETF | 33739E108 | $5.8K | 294,250 | 0.1% |
| B. Riley Wealth Management, Inc.(CVX) | CHEVRON CORP NEW | 166764100 | $5.7K | 47,944 | 0.1% |
| B. Riley Wealth Management, Inc.(XOM) | EXXON MOBIL CORP | 30231G102 | $5.7K | 80,224 | 0.1% |
| B. Riley Wealth Management, Inc.(V) | VISA INC | 92826C839 | $5.2K | 30,410 | 0.1% |
| B. Riley Wealth Management, Inc.(VBK) | VANGUARD SMALL-CAP GROWTH INDEX FUND | 922908595 | $5.0K | 27,704 | 0.1% |
| B. Riley Wealth Management, Inc. | SOLAR SR CAP LTD | 83416M105 | $4.8K | 268,028 | 0.1% |
| B. Riley Wealth Management, Inc.(EWX) | SPDR INDEX SHS FDS S&P EMERGING MKTS SM CAP ETF | 78463X756 | $4.7K | 107,940 | 0.1% |
| B. Riley Wealth Management, Inc.(JPST) | JPMORGAN ULTRA-SHORT INCOME ETF | 46641Q837 | $4.3K | 86,165 | 0.1% |
| B. Riley Wealth Management, Inc.(META) | FACEBOOK INC | 30303M102 | $4.3K | 24,354 | 0.1% |
| B. Riley Wealth Management, Inc.(VO) | VANGUARD MID CAP | 922908629 | $4.3K | 25,635 | 0.1% |
| B. Riley Wealth Management, Inc.(VTI) | VANGUARD TOTAL STK MKT | 922908769 | $4.0K | 26,568 | 0.1% |
| B. Riley Wealth Management, Inc.(VB) | VANGUARD SMALL CAP ETF | 922908751 | $3.8K | 24,902 | 0.1% |
| B. Riley Wealth Management, Inc.(WMT) | WALMART INC COM | 931142103 | $3.8K | 32,237 | 0.1% |
| B. Riley Wealth Management, Inc.(VCIT) | VANGUARD SCOTTSDALE FDS | 92206C870 | $3.8K | 41,866 | 0.1% |
| B. Riley Wealth Management, Inc.(RSP) | GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT | 46137V357 | $3.7K | 34,443 | 0.1% |
| B. Riley Wealth Management, Inc.(FTSM) | FIRST TRUST ENHANCED SHORT MATURITY ETF | 33739Q408 | $3.7K | 60,820 | 0.0% |
| B. Riley Wealth Management, Inc.(VZ) | VERIZON COMMUNICATIONS | 92343V104 | $3.6K | 59,939 | 0.0% |
| B. Riley Wealth Management, Inc.(IWY) | ISHARES TRUST RUSSELL 200 GROWTH INDEX FD | 464289438 | $3.6K | 41,430 | 0.0% |
| B. Riley Wealth Management, Inc.(JNJ) | JOHNSON & JOHNSON COM | 478160104 | $3.5K | 27,371 | 0.0% |
| B. Riley Wealth Management, Inc.(QQQ) | INVESCO QQQ TR | 46090E103 | $3.3K | 17,667 | 0.0% |