Q4 2019 Holdings
Filed 2020-02-05 | 44 holdings | $25.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Babcock & Wilcox Enterpris I(BW) | COM | 05614L209 | $25.2M | 6,911,608 | 97.3% |
| Aehr Test Systems(AEHR) | COM | 00760J108 | $314.0K | 157,011 | 1.2% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $165.7K | 1,000,000 | 0.6% |
| Franchise Group Inc(FRG1EUR) | COM | 35180X105 | $95.3K | 4,105,728 | 0.4% |
| Select Interior Concepts Inc(2677370D) | CL A | 816120307 | $27.6K | 3,066,351 | 0.1% |
| Global Ship Lease Inc New(GSL) | COM CL A | Y27183600 | $18.4K | 2,089,226 | 0.1% |
| National Holdings Corp | COM NEW | 636375206 | $15.7K | 6,159,550 | 0.1% |
| Hc2 Hldgs Inc | COM | 404139107 | $9.0K | 4,161,055 | 0.0% |
| Sonim Technologies Inc | COM | 83548F101 | $8.0K | 2,212,743 | 0.0% |
| Health INS Innovations Inc | COM CL A | 42225K106 | $7.3K | 377,608 | 0.0% |
| B Riley Principal Merger COR | UNIT 99/99/9999 | 05586Y205 | $4.6K | 462,500 | 0.0% |
| Ranger Energy Svcs Inc(RNGR) | COM CL A | 75282U104 | $3.2K | 490,111 | 0.0% |
| Eagle PT CR Co LLC(ECC) | COM | 269808101 | $3.1K | 210,000 | 0.0% |
| 180 Degree Cap Corp(TURNEUR) | COM | 68235B109 | $3.0K | 1,379,915 | 0.0% |
| Potbelly Corp(PTB) | COM | 73754Y100 | $1.9K | 450,000 | 0.0% |
| Tuesday Morning Corp | COM NEW | 899035505 | $1.6K | 889,276 | 0.0% |
| Lonestar RES US Inc | CL A VTG | 54240F103 | $1.5K | 580,640 | 0.0% |
| Immersion Corp(IMMR) | COM | 452521107 | $650 | 87,500 | 0.0% |
| RTW Retailwinds Inc | COM | 74980D100 | $584 | 729,452 | 0.0% |
| Vectoiq Acquisition Corp | COM | 92243N103 | $568 | 55,000 | 0.0% |
| Leisure Acquisition Corp | COM | 52539T107 | $521 | 50,000 | 0.0% |
| NET 1 Ueps Technologies Inc(LSAK) | COM NEW | 64107N206 | $513 | 137,985 | 0.0% |
| Churchill Cap Corp II(CCXGBP) | CL A | 17143G106 | $512 | 49,543 | 0.0% |
| Fiesta Restaurant Group Inc | COM | 31660B101 | $495 | 50,000 | 0.0% |
| Flotek Inds Inc del | COM | 343389102 | $350 | 175,000 | 0.0% |
| A10 Networks Inc(ATEN) | COM | 002121101 | $344 | 50,000 | 0.0% |
| Emcore Corp(EMKREUR) | COM NEW | 290846203 | $304 | 100,000 | 0.0% |
| Collier Creek Holdings | COM CL A | G22707106 | $257 | 25,000 | 0.0% |
| B Riley Principal Merger COR | CL A | 05586Y106 | $250 | 25,000 | 0.0% |
| Highland Income Fund(HFRO) | HIGHLAND INCOME | 43010E404 | $249 | 20,000 | 0.0% |
| Harte-Hanks Inc(HHS) | COM | 416196202 | $233 | 65,000 | 0.0% |
| Broadmark Rlty Cap Inc | *W EXP 11/15/202 | 11135B118 | $209 | 550,000 | 0.0% |
| Realnetworks Inc | COM NEW | 75605L708 | $180 | 150,000 | 0.0% |
| Horizon Global Corp | NOTE 2.750% 7/0 | 44052WAA2 | $105 | $132,000 | 0.0% |
| Finjan Hldgs Inc(FNJNUSD) | COM NEW | 31788H303 | $101 | 50,000 | 0.0% |
| Destination XL Group Inc(DXLG) | COM | 25065K104 | $35 | 27,000 | 0.0% |
| B Riley Principal Merger COR | *W EXP 04/08/202 | 05586Y114 | $20 | 24,200 | 0.0% |