Q1 2023 Holdings
Filed 2023-05-15 | 161 holdings | $327.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Occidental Pete Corp(OXY)Put | COM | 674599105 | $33.0M | 527,800 | 10.1% |
| Occidental Pete Corp(OXY) | COM | 674599105 | $28.0M | 449,276 | 8.6% |
| Occidental Pete Corp(OXY)Call | COM | 674599105 | $21.5M | 344,000 | 6.6% |
| RBC Bearings Inc | 5% CNV PFD SR A | 75524B203 | $17.1M | 151,345 | 5.2% |
| Garrett Motion Inc | PFD CONV SER A | 366505204 | $15.1M | 1,693,363 | 4.6% |
| Nextera Energy Inc(NEE)Put | COM | 65339F101 | $12.9M | 167,000 | 3.9% |
| Spirit Airls Inc | NOTE 4.750% 5/1 | 848577AA0 | $12.6M | $7,592,000 | 3.8% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $10.8M | $10,618,000 | 3.3% |
| Nextera Energy Inc | UNIT 09/01/2023 | 65339F739 | $10.7M | 218,415 | 3.3% |
| RBC Bearings Inc(RBC)Call | COM | 75524B104 | $10.3M | 44,400 | 3.2% |
| RBC Bearings Inc(RBC)Put | COM | 75524B104 | $9.6M | 41,400 | 2.9% |
| EPR Pptys | PFD C CV 5.75% | 26884U208 | $9.3M | 524,435 | 2.8% |
| American Airlines Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $8.7M | $7,500,000 | 2.6% |
| Sabre Corp | 6.50% CONV PFD A | 78573M203 | $6.5M | 103,322 | 2.0% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $6.1M | 15,000 | 1.9% |
| United States STL Corp | NOTE 5.000%11/0 | 912909AT5 | $6.1M | $3,001,000 | 1.9% |
| Mercadolibre Inc | NOTE 2.000% 8/1 | 58733RAD4 | $5.9M | $1,950,000 | 1.8% |
| Occidental Pete Corp(OXY/WS) | *W EXP 08/03/202 | 674599162 | $5.0M | 122,161 | 1.5% |
| Block Inc | NOTE 0.500% 5/1 | 852234AD5 | $4.7M | $4,560,000 | 1.4% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $4.1M | 10,000 | 1.2% |
| Nextera Energy Inc(NEE)Call | COM | 65339F101 | $4.1M | 52,800 | 1.2% |
| Brookdale SR Living Inc | UNIT 11/15/2023 | 112463302 | $4.0M | 87,200 | 1.2% |
| Coherent Corp(COHR)Put | COM | 19247G107 | $3.8M | 100,000 | 1.2% |
| Aptiv PLC(APTV)Put | SHS | G6095L109 | $3.6M | 32,000 | 1.1% |
| Novavax Inc(NVAX)Put | COM NEW | 670002401 | $3.6M | 514,000 | 1.1% |
| Vertex Energy Inc(VTNRUSD)Call | COM | 92534K107 | $3.1M | 315,600 | 1.0% |
| Ready Capital Corp | 7% CN SR NT 2023 | 75574U200 | $3.1M | 124,537 | 0.9% |
| Coherent Corp | 6% CONV PFD A | 19247G206 | $3.0M | 16,859 | 0.9% |
| Block Inc(XYZ)Call | CL A | 852234103 | $2.8M | 40,700 | 0.9% |
| Encore Cap Group Inc | NOTE 3.250%10/0 | 292554AM4 | $2.7M | $2,000,000 | 0.8% |
| Target Hospitality Corp | *W EXP 03/15/202 | 87615L115 | $2.6M | 672,625 | 0.8% |
| Garrett Motion Inc(GTX)Put | COM | 366505105 | $2.5M | 332,800 | 0.8% |
| Sabre Corp(SABR)Call | COM | 78573M104 | $2.5M | 582,200 | 0.8% |
| AST Spacemobile Inc | *W EXP 04/06/202 | 00217D118 | $2.5M | 1,511,895 | 0.8% |
| PG&E Corp | UNIT 08/16/2023 | 69331C140 | $2.4M | 16,973 | 0.7% |
| American Airls Group Inc(AAL)Put | COM | 02376R102 | $2.3M | 157,900 | 0.7% |
| Microstrategy Inc(MSTR)Call | CL A NEW | 594972408 | $2.1M | 7,100 | 0.6% |
| Carnival Corp(CCL)Call | COMMON STOCK | 143658300 | $2.0M | 192,600 | 0.6% |
| Coherent Corp(COHR)Call | COM | 19247G107 | $1.7M | 44,700 | 0.5% |
| Sabre Corp(SABR)Put | COM | 78573M104 | $1.7M | 395,900 | 0.5% |
| Dynavax Technologies Corp | NOTE 2.500% 5/1 | 268158AD4 | $1.7M | $1,400,000 | 0.5% |
| Fluor Corp New(FLR)Call | COM | 343412102 | $1.5M | 49,300 | 0.5% |
| Chart Inds Inc | 6.75DP CNV PFD B | 16115Q407 | $1.4M | 26,473 | 0.4% |
| Deutsche Bank A GPut | NAMEN AKT | D18190898 | $1.3M | 131,100 | 0.4% |
| Fluor Corp New(FLR)Put | COM | 343412102 | $1.3M | 42,500 | 0.4% |
| AST Spacemobile Inc(ASTS)Call | COM CL A | 00217D100 | $1.2M | 241,500 | 0.4% |
| Verra Mobility Corp(VRRM)Call | CL A COM STK | 92511U102 | $1.2M | 71,500 | 0.4% |
| Chesapeake Energy Corp(EXE)Put | COM | 165167735 | $1.1M | 14,100 | 0.3% |
| Algonquin PWR Utils Corp(AQN)Put | COM | 015857105 | $1.1M | 127,300 | 0.3% |
| KKR Real Estate FIN TR Inc | NOTE 6.125% 5/1 | 48251KAB6 | $990.0K | $1,000,000 | 0.3% |