Q3 2024 Holdings
Filed 2024-11-14 | 170 holdings | $413.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Royal Caribbean Group | NOTE 6.000% 8/1 | 780153BQ4 | $64.0M | $17,905,000 | 15.5% |
| Centerpoint Energy Inc Conv PFD Taxbl | EQUITY | 15189T206 | $57.3M | 1,528,713 | 13.9% |
| RBC Bearings Inc | 5% CNV PFD SR A | 75524B203 | $51.3M | 386,487 | 12.4% |
| WTS Fornia Resources Corpo Exp10/23/2024 | WARR | 13057Q123 | $23.3M | 1,389,464 | 5.6% |
| AST Spacemobile Inc(ASTS)Call | COM CL A | 00217D100 | $16.3M | 623,300 | 3.9% |
| NRG Energy Inc | DBCV 2.750% 6/0 | 629377CG5 | $16.0M | $7,235,000 | 3.9% |
| EPR Pptys | PFD C CV 5.75% | 26884U208 | $15.2M | 677,266 | 3.7% |
| Contra CB Booking Hldg D04/30/21 00.750 Mn25 | FIXED INCOME | 098CSHAA7 | $13.5M | $6,049,000 | 3.3% |
| California RES Corp(CRC)Put | COM STOCK | 13057Q305 | $9.3M | 176,700 | 2.2% |
| Core Scientific Inc New(CORZW) | *W EXP 01/23/202 | 21874A114 | $8.6M | 1,279,698 | 2.1% |
| Microstrategy Inc | NOTE 2/1 | 594972AE1 | $6.1M | $4,500,000 | 1.5% |
| Peabody Engr Corp | NOTE 3.250% 3/0 | 704551AD2 | $6.0M | $4,000,000 | 1.4% |
| Transocean Inc. 144A 4.625 09/30/2029 | FIXED INCOME | 893830BU2 | $5.8M | $3,900,000 | 1.4% |
| Microstrategy Incorporated 14 0.625 03/15/2030 | FIXED INCOME | 594972AH4 | $5.5M | $4,150,000 | 1.3% |
| AST Spacemobile Inc(ASTS)Put | COM CL A | 00217D100 | $5.0M | 189,600 | 1.2% |
| Sunrun Inc. 144A 4 03/01/2030 | FIXED INCOME | 86771WAC9 | $4.7M | $3,500,000 | 1.1% |
| CTO Realty Growth Inc. 3.875 04/15/2025 | FIXED INCOME | 210226AD8 | $4.7M | $3,596,000 | 1.1% |
| Snap Inc | NOTE 0.250% 5/0 | 83304AAD8 | $4.4M | $4,568,000 | 1.1% |
| Hewlett Packard Enterprise C(HPEPC) | 7.625 MAND CONV | 42824C208 | $4.3M | 71,748 | 1.1% |
| Novavax Inc(NVAX) | COM NEW | 670002401 | $4.2M | 333,887 | 1.0% |
| Microchip Technology Inc.(MCHP)Call | COM | 595017104 | $4.0M | 50,300 | 1.0% |
| Starwood Ppty TR Inc | NOTE 6.750% 7/1 | 85571BBA2 | $3.8M | $3,607,000 | 0.9% |
| Jetblue Airways Corporation 1 2.5 09/01/2029 | FIXED INCOME | 477143AQ4 | $3.8M | $3,000,000 | 0.9% |
| Novavax Inc(NVAX)Put | COM NEW | 670002401 | $3.6M | 281,600 | 0.9% |
| Microstrategy Inc(MSTR)Put | CL A NEW | 594972408 | $3.4M | 20,000 | 0.8% |
| Marathon Digital Holdings in 2.125 09/01/2031 | FIXED INCOME | 565788AC0 | $2.8M | $2,500,000 | 0.7% |
| Nuscale PWR Corp | *W EXP 05/02/202 | 67079K118 | $2.7M | 863,963 | 0.7% |
| American Airls Group Inc(AAL)Call | COM | 02376R102 | $2.7M | 238,000 | 0.6% |
| Microstrategy Inc(MSTR) | CL A NEW | 594972408 | $2.5M | 15,093 | 0.6% |
| Carnival Corp(CCL) | UNIT 99/99/9999 | 143658300 | $2.4M | 131,887 | 0.6% |
| Core Scientific Inc New(CORZ) | COM | 21874A106 | $2.3M | 191,373 | 0.5% |
| Royal Caribbean Group(RCL)Put | COM | V7780T103 | $2.1M | 11,900 | 0.5% |
| Core Scientific Inc New(CORZ)Call | COM | 21874A106 | $2.1M | 173,500 | 0.5% |
| Carnival Corp(CCL)Put | UNIT 99/99/9999 | 143658300 | $2.0M | 107,200 | 0.5% |
| Brightspring Health Svcs Inc | UNIT 02/01/2027 | 10950A205 | $1.8M | 32,476 | 0.4% |
| Aaoi 5 1/4 12/15/26 | FIXED INCOME | 03823UAC6 | $1.8M | $1,517,000 | 0.4% |
| LI Auto Inc | NOTE 0.250% 5/0 | 50202MAB8 | $1.7M | $1,415,000 | 0.4% |
| Enovix Corporation(ENVX)Call | COM | 293594107 | $1.6M | 172,300 | 0.4% |
| NCR Voyix Corporation PFD 5.5000 03/16/2024 Series A | EQUITY | 62886E207 | $1.6M | 1,500 | 0.4% |
| Envx 3 05/01/28 | FIXED INCOME | 293594AC1 | $1.6M | $1,750,000 | 0.4% |
| Arbor Realty Trust Inc | NOTE 7.500% 8/0 | 038923BA5 | $1.6M | $1,542,000 | 0.4% |
| AMC Networks Inc. 144A 4.25 02/15/2029 | FIXED INCOME | 00164VAH6 | $1.6M | $1,700,000 | 0.4% |
| Dynavax Technologies Corp | NOTE 2.500% 5/1 | 268158AD4 | $1.5M | $1,275,000 | 0.4% |
| Microstrategy Inc(MSTR)Call | CL A NEW | 594972408 | $1.5M | 9,000 | 0.4% |
| Spirit Airls Inc | NOTE 4.750% 5/1 | 848577AA0 | $1.4M | $2,000,000 | 0.4% |
| Opko Health Inc(OPK)Put | COM | 68375N103 | $1.4M | 920,900 | 0.3% |
| AST Spacemobile Inc(ASTS) | COM CL A | 00217D100 | $1.3M | 50,421 | 0.3% |
| Novavax Inc | NOTE 5.000%12/1 | 670002AD6 | $1.3M | $1,000,000 | 0.3% |
| Opko Health Inc(OPK) | COM | 68375N103 | $1.3M | 844,652 | 0.3% |
| California RES Corp(CRC)Call | COM STOCK | 13057Q305 | $1.2M | 22,900 | 0.3% |