Q3 2015 Holdings
Filed 2015-11-16 | 636 holdings | $119.5M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-11-14) | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Houghton Mifflin Harcourt Co | COM | 44157R109 | $3.8K | 188,595 | 0.0% |
| Avago Technologies LTDPut | COM | Y0486S904 | $3.8K | 300,000 | 0.0% |
| China Nepstar Chain DrugA | ADR | 16943C109 | $3.9K | 1,851,931 | 0.0% |
| Avago Technologies LTDCall | COM | Y0486S904 | $4.1K | 354,100 | 0.0% |
| New Oriental Educatio | ADR | 647581107 | $4.2K | 208,333 | 0.0% |
| Western Asset High Income OP(HIO) | FUND | 95766K109 | $4.2K | 901,261 | 0.0% |
| NET 1 Ueps Technologies Inc(LSAK) | COM | 64107N206 | $4.3K | 254,671 | 0.0% |
| Spdr Gold Shares(GLD)Call | ETP | 78463V107 | $4.3K | 40,000 | 0.0% |
| Brookfield High Income Fund | COM | 11272P102 | $4.3K | 595,572 | 0.0% |
| Renren IncA | ADR | 759892102 | $4.4K | 1,416,747 | 0.0% |
| Echo Global Logistics Inc(ECHO1EUR) | COM | 27875T101 | $4.4K | 225,329 | 0.0% |
| Prospect Capital Corp | DEBT | 74348TAK8 | $4.5K | $4,485,000 | 0.0% |
| Verint Systems Inc(VTY) | COM | 92343X100 | $4.5K | 103,900 | 0.0% |
| Apigee Corp | COM | 03765N108 | $4.5K | 428,375 | 0.0% |
| Jazz Pharmaceuticals PLC(JAZZ) | COM | G50871105 | $4.5K | 34,040 | 0.0% |
| Hill-Rom Holdings Inc(HRC) | COM | 431475102 | $4.6K | 88,760 | 0.0% |
| Ardmore Shipping Corp(ASC) | COM | Y0207T100 | $4.6K | 382,185 | 0.0% |
| Sunrun Inc(RUN) | COM | 86771W105 | $4.6K | 448,323 | 0.0% |
| Citrix Systems Inc(CTXSEUR) | COM | 177376100 | $4.7K | 67,400 | 0.0% |
| YY Inc | DEBT | 98426TAB2 | $4.7K | $5,000,000 | 0.0% |
| Ishares Msci Brazil Capped E(EWZ) | ETP | 464286400 | $4.7K | 215,000 | 0.0% |
| Laboratory CRP of Amer Hldgs | COM | 50540R409 | $4.9K | 45,546 | 0.0% |
| Atlantic Alliance Partnership | COM | G04897107 | $5.0K | 490,000 | 0.0% |
| Gaslog Partners LP | COM | Y2687W108 | $5.2K | 324,432 | 0.0% |
| Western Asset High Yield DEF(HYI) | FUND | 95768B107 | $5.2K | 374,341 | 0.0% |
| Netapp Inc(NTAP)Call | COM | 64110D104 | $5.3K | 180,300 | 0.0% |
| Pandora Media Inc | COM | 698354107 | $5.4K | 252,657 | 0.0% |
| First Trust High Income Long | COM | 33738E109 | $5.4K | 384,994 | 0.0% |
| C&J Energy Services LTD | COM | G3164Q101 | $5.5K | 1,551,279 | 0.0% |
| Horizon Global Corp-w/I | COM | 44052W104 | $5.6K | 634,400 | 0.0% |
| Layne Christensen Co | DEBT | 521050AB0 | $5.7K | $7,711,000 | 0.0% |
| Huron Consulting Group Inc(HURN) | COM | 447462102 | $5.8K | 92,300 | 0.0% |
| Trinet Group Inc(TNET) | COM | 896288107 | $5.8K | 346,803 | 0.0% |
| Adeptus Health Inc(ADPTEUR) | COM | 006855100 | $5.9K | 73,066 | 0.0% |
| Enernoc Inc | DEBT | 292764AB3 | $5.9K | $8,500,000 | 0.0% |
| Watsco Inc(WSO) | COM | 942622200 | $5.9K | 50,000 | 0.0% |
| Zoosk Inc. | COM | 98978Y107 | $6.0K | 816,000 | 0.0% |
| Cepheid Inc | COM | 15670R107 | $6.3K | 139,000 | 0.0% |
| Range Resources Corp(RRC) | COM | 75281A109 | $6.4K | 199,450 | 0.0% |
| USG Corp | COM | 903293405 | $6.7K | 250,000 | 0.0% |
| Safeguard Scientifics in | DEBT | 786449AK4 | $6.7K | $6,000,000 | 0.0% |
| Northern Oil and Gas Inc | COM | 665531109 | $6.8K | 1,533,955 | 0.0% |
| Starwood Property Trust | DEBT | 85571BAC9 | $7.0K | $7,000,000 | 0.0% |
| Cardtronics Inc | COM | 14161H108 | $7.0K | 214,758 | 0.0% |
| Zebra Technologies Corp(ZBRA)Put | COM | 989207105 | $7.1K | 92,500 | 0.0% |
| Mallinckrodt PLC | COM | G5785G107 | $7.1K | 111,365 | 0.0% |
| KLX Inc | COM | 482539103 | $7.1K | 200,000 | 0.0% |
| Oasis Petroleum Inc | COM | 674215108 | $7.4K | 853,901 | 0.0% |
| Lumenis LTD | COM | M6778Q121 | $7.5K | 542,355 | 0.0% |
| Baker Hughes Inc | COM | 057224107 | $7.7K | 148,254 | 0.0% |