Q2 2018 Holdings
Filed 2018-07-24 | 1988 holdings | $304.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Viking Therapeutics Inc(VKTX) | Common Stock | 92686J106 | $114 | 12,000 | 0.0% |
| Everspin Techs Inc(MRAM) | Common Stock | 30041T104 | $115 | 12,900 | 0.0% |
| SG Blocks Inc PAR 001 | Common Stock | 78418A307 | $116 | 22,230 | 0.0% |
| Biodelivery Scncs Intl(BDSIUSD) | Common Stock | 09060J106 | $116 | 39,294 | 0.0% |
| Himax Technologies Inc(HIMX) | Common Stock | 43289P106 | $118 | 15,868 | 0.0% |
| Tidewater Inc New A WTS | Warrant/Right | 88642R117 | $120 | 34,452 | 0.0% |
| Pimco Strat Incm FD Inc(RCS) | ETF/Closed End- | 72200X104 | $121 | 12,542 | 0.0% |
| EV MUN Incm TR(EVN) | ETF/Closed End- | 27826U108 | $124 | 10,447 | 0.0% |
| Clearbridge Amer Energy | ETF/Closed End | 184691103 | $125 | 16,600 | 0.0% |
| Deutsche Bank AG | Common Stock | D18190898 | $125 | 11,745 | 0.0% |
| WF Mult Sector Incm FD(ERC) | ETF/Closed End- | 94987D101 | $129 | 10,329 | 0.0% |
| NUV Diversified DIV Inc | ETF/Closed End | 6706EP105 | $129 | 11,100 | 0.0% |
| Gamco Natl RES Goldincm(GNT) | ETF/Closed End | 36465E101 | $130 | 20,449 | 0.0% |
| Calamos Glbl Dynamic Inc(CHW) | ETF/Closed End | 12811L107 | $131 | 14,570 | 0.0% |
| Western High Incme Oppty(HIO) | ETF/Closed End- | 95766K109 | $132 | 27,471 | 0.0% |
| Itau SA ADR REP 500 PFD(BVXB) | Common Stock | 465562106 | $132 | 12,708 | 0.0% |
| Kayne Anderson Energy | ETF/Closed End | 48660P104 | $133 | 14,069 | 0.0% |
| Invesco TR Invt GRD NY(VTN) | ETF/Closed End- | 46131T101 | $133 | 10,453 | 0.0% |
| Keryx Biopharm Inc | Common Stock | 492515101 | $134 | 35,765 | 0.0% |
| WF GLB DIV OPP FD(EOD) | ETF/Closed End | 94987C103 | $137 | 24,420 | 0.0% |
| Navigator Holdings LTD(NVGS) | Common Stock | Y62132108 | $138 | 10,915 | 0.0% |
| First Bank Willimstwn NJ(FRBA) | Common Stock | 31931U102 | $139 | 10,000 | 0.0% |
| FRK LTD DUR Incm TR(FTF) | ETF/Closed End- | 35472T101 | $140 | 12,856 | 0.0% |
| Nuveen MA Qual MUN Inc(NMT) | ETF/Closed End- | 67061E104 | $144 | 11,601 | 0.0% |
| Vuzix Corp New(VUZI) | Common Stock | 92921W300 | $144 | 19,300 | 0.0% |
| THL Credit Inc BDC | Common Stock | 872438106 | $145 | 18,490 | 0.0% |
| Container Store GRP Inc(TCSUSD) | Common Stock | 210751103 | $145 | 17,300 | 0.0% |
| Miller HI Inc EQ COM BEN | ETF/Closed End | 600379101 | $147 | 12,171 | 0.0% |
| Ranger EQ Bear ETF(HDGEGBP) | ETF/Closed End- | 00768Y883 | $150 | 19,273 | 0.0% |
| Chico's FAS Inc(CHS1USD) | Common Stock | 168615102 | $150 | 18,427 | 0.0% |
| Putnam Mstr Intrmdt Incm(PIM) | ETF/Closed End- | 746909100 | $151 | 32,286 | 0.0% |
| Icici Bank LTD ADR(IBN) | Common Stock | 45104G104 | $153 | 19,005 | 0.0% |
| Community Bankers TR CRP | Common Stock | 203612106 | $155 | 17,342 | 0.0% |
| Sangamo Therapeutics Inc(SGMO) | Common Stock | 800677106 | $157 | 11,028 | 0.0% |
| Franklin Universal TR SB(FT) | ETF/Closed End | 355145103 | $157 | 23,526 | 0.0% |
| BlackRock Cap Invt BDC(BKCCUSD) | Common Stock | 092533108 | $158 | 27,139 | 0.0% |
| Prospect Cap Corp BDC(PSEC) | Common Stock | 74348T102 | $159 | 23,688 | 0.0% |
| Ribbon Communication Inc(RBBN) | Common Stock | 762544104 | $160 | 22,427 | 0.0% |
| Voya DIV EQ Incm(IAE) | ETF/Closed End | 92912J102 | $160 | 16,018 | 0.0% |
| MFS Invest Grade Muni TR(CXH) | ETF/Closed End- | 59318B108 | $161 | 17,454 | 0.0% |
| Ocwen Financial Corp New | Common Stock | 675746309 | $161 | 40,650 | 0.0% |
| Nuveen MUN HI Inc OPP FD(NMZ) | ETF/Closed End- | 670682103 | $162 | 12,755 | 0.0% |
| Maxwell Tech Inc | Common Stock | 577767106 | $165 | 31,700 | 0.0% |
| Liberty Allstar Equity(USA) | ETF/Closed End | 530158104 | $165 | 25,794 | 0.0% |
| Royal BK Scotlnd GRP PLC | Common Stock | 780097689 | $167 | 24,554 | 0.0% |
| Bristow Group Inc(BRSEUR) | Common Stock | 110394103 | $175 | 12,405 | 0.0% |
| Array Biopharma Inc(ARRYEUR) | Common Stock | 04269X105 | $178 | 10,614 | 0.0% |
| Stellus Cap Invt BDC(SCM) | Common Stock | 858568108 | $178 | 13,941 | 0.0% |
| Encana Corp | Common Stock | 292505104 | $178 | 13,678 | 0.0% |
| KBR Inc(KBR) | Common Stock | 48242W106 | $179 | 10,000 | 0.0% |