Q3 2014 Holdings
Filed 2014-11-14 | 40 holdings | $2.5M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2015-04-17) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $2.2M | 25,000 | 87.4% |
| Centrus Energy Corp(LEU) | CL A | 15643U104 | $221.0K | 21,780 | 8.7% |
| Ishares(EWY) | MSCI STH KOR ETF | 464286772 | $13.6K | 225,000 | 0.5% |
| Hf2 Finl Mgmt Inc | CL A | 40421A104 | $12.5K | 1,200,000 | 0.5% |
| Nuveen Diver Currency Oppor | COM | 67090N109 | $11.2K | 1,054,679 | 0.4% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $9.3K | $5,000,000 | 0.4% |
| Seabridge Gold Inc(SA) | COM | 811916105 | $7.7K | 950,000 | 0.3% |
| Garnero Group Acquisition Co | SHS | G5866L108 | $5.5K | 575,000 | 0.2% |
| Capitol Acquisition Corp II | COM | 14056V105 | $4.9K | 500,000 | 0.2% |
| 1347 Cap Corp | COM | 68245V103 | $3.3K | 350,000 | 0.1% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $3.0K | 301,754 | 0.1% |
| Denison Mines Corp(DNN) | COM | 248356107 | $2.8K | 2,470,000 | 0.1% |
| Firsthand Tech Value FD Inc(SVVC) | COM | 33766Y100 | $2.8K | 115,921 | 0.1% |
| Mergeworthrx Corp | COM | 58952R106 | $2.7K | 325,000 | 0.1% |
| Nuveen Equity Prem ADV FD | COM | 6706ET107 | $2.6K | 196,263 | 0.1% |
| Vtti Energy Partners LP | COM UNIT RP LT | Y9384M101 | $2.5K | 100,000 | 0.1% |
| Nuveen Global Equity Income | COM | 6706EH103 | $2.4K | 178,317 | 0.1% |
| Silver Eagle Acquisition COR | COM | 827694100 | $2.3K | 228,200 | 0.1% |
| NGP Cap RES CoA | COM | 62912R107 | $1.8K | 297,479 | 0.1% |
| Grupo Aval Acciones Y Valore(AVAL) | SPONSORED ADS | 40053W101 | $1.0K | 75,000 | 0.0% |
| Cambridge Cap Acquisition Co | COM | 13215Q106 | $970 | 100,000 | 0.0% |
| Cornerstone Total Rtrn FD in | COM NEW | 21924U201 | $755 | 138,704 | 0.0% |
| Smart & Final Stores Inc | COM | 83190B101 | $722 | 50,000 | 0.0% |
| Nuveen MD Prem Income MUN FD | COM | 67061Q107 | $663 | 52,968 | 0.0% |
| Idreamsky Technology Limited | SPONSORED ADS | 45173K101 | $595 | 35,000 | 0.0% |
| Hoegh LNG Partners LP | COM UNIT LTD | Y3262R100 | $458 | 20,000 | 0.0% |
| Medley Mgmt Inc | CL A COM | 58503T106 | $422 | 25,000 | 0.0% |
| Nuveen Quality MUN FD Inc | COM | 67062N103 | $405 | 31,290 | 0.0% |
| Mountain Prov Diamonds Inc(MPVDF) | COM NEW | 62426E402 | $375 | 75,000 | 0.0% |
| Cornerstone Strategic Value | COM NEW | 21924B203 | $368 | 63,078 | 0.0% |
| Vitae Pharmaceuticals Inc | COM | 92847N103 | $305 | 40,000 | 0.0% |
| Nuveen Conn Prem Income MUN | COM | 67060D107 | $155 | 12,436 | 0.0% |
| 1347 Cap Corp | RIGHT 07/21/2016 | 68245V111 | $126 | 350,000 | 0.0% |
| Herzfeld Caribbean Basin FD | COM | 42804T106 | $122 | 15,200 | 0.0% |
| Community Health SYS Inc New | RIGHT 01/27/2016 | 203668116 | $90 | 3,000,000 | 0.0% |
| 1347 Cap Corp | *W EXP 07/15/202 | 68245V129 | $88 | 350,000 | 0.0% |
| Garnero Group Acquisition Co | RIGHT 06/25/2016 | G5866L132 | $75 | 267,600 | 0.0% |
| Enservco Corp | COM | 29358Y102 | $69 | 19,075 | 0.0% |
| Gabelli Equity TR Inc | RIGHT 10/20/2014 | 362397184 | $56 | 976,156 | 0.0% |
| Garnero Group Acquisition Co | *W EXP 06/24/201 | G5866L116 | $40 | 334,000 | 0.0% |