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Bank of New York Mellon Corp

Q4 2017 Holdings

Filed 2018-02-09 | 26351 holdings | $20.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
Direxion Daily Energy BUL 3X(ERX)DLY25459W888$2085,9330.0%
Eaton Vance LTD Duration FND(XEVVX)COM27828H105$20915,3190.0%
Proshares Ultra Midcap400(MVV)PSHS74347R404$2091,7010.0%
Ishares Ibonds DEC 2025 Term(IBDQ)IBON46434VBD1$2098,3550.0%
Sohu.com IncCOM83408W103$2094,8080.0%
Spdr S&P Regional Banking(KRE)S&P78464A698$2103,5670.0%
Spdr S&P North American Natu(NANR)S&P78463X152$2115,9650.0%
Calamos Dynamic Convertible(CCD)COM12811V105$21310,5960.0%
Pimco Active Bond Exchange(BOND)ACTI72201R775$2152,0310.0%
Powershares Financial PrefrdFINL73935X229$21511,3940.0%
Ft-Preferred Secur & Inc ETF(FPE)PFD33739E108$21510,7640.0%
Algonquin Power & Utilities(AQN)COM015857105$21519,2670.0%
Voxeljet AGADS92912L107$21546,9470.0%
Kadmon Holdings Inc(KDMN)COM48283N106$21659,4300.0%
Albireo Pharma Inc(BDQM)COM01345P106$2168,4380.0%
United States Oil Fund LPUNIT91232N108$21718,0780.0%
Prudential GL SH DUR HI YLDCOM74433A109$21815,1530.0%
BlackRock Muniholdings CA QU(MUC)COM09254L107$21815,3110.0%
Golub Capital BDC Inc(GBDC)COM38173M102$21811,9370.0%
Powershares Preferred PortfoPFD73936T565$21814,6450.0%
Deutsche Municipal Income TRCOM25160C106$21918,3760.0%
Ishares Core 10 Year USD BO(ILTB)CORE464289479$2193,3760.0%
Endocyte IncCOM29269A102$21951,3130.0%
Viveve Medical IncCOM92852W204$21944,2100.0%
Wheeler Real Estate InvestmeCOM963025705$22022,0260.0%
Japan Smaller Capitalization(JOF)COM47109U104$22118,6770.0%
Ishares Msci Peru ETF(EPU)MSCI464289842$2225,4080.0%
Richardson Elec LTD(RELL)COM763165107$22333,1620.0%
Rait Financial TrustCOM749227609$223595,1540.0%
Templeton Dragon Fund Inc(TDF)COM88018T101$22310,3920.0%
Willbros Group IncCOM969203108$224157,6820.0%
Osisko Gold Royalties LTD(OREUR)COM68827L101$22519,3820.0%
Pimco High Income Fund(PHK)COM722014107$22630,3680.0%
Insulet CorporationNOTE45784PAD3$227150,0000.0%
Xbiotech Inc(XBIT)COM98400H102$22757,5630.0%
Savara Inc(SVRA)COM805111101$22715,3240.0%
Tuesday Morning CorpCOM899035505$22882,8970.0%
Powershares Ftse Rafi EM MKTEMER73936T763$22810,2030.0%
Gogo IncNOTE38046CAB5$228250,0000.0%
Cedar Fair LPDEPO150185106$2283,5110.0%
Wiley (John) & Sons(WLYB)CL B968223305$2283,4520.0%
Xerium Technologies IncCOM98416J118$22953,8800.0%
Nuveen Amt-Fr QU Muni Inc FD(XNEAX)COM670657105$22916,7180.0%
Powershares CEF Income CompoCEF73936Q843$2299,5550.0%
Prgx Global Inc(PRGX)COM69357C503$23032,3880.0%
Transenterix IncCOM89366M201$231119,5840.0%
Powershares National Amt-FreINSU73936T474$2328,9710.0%
Ishares Msci Mexico ETF(EWW)MSCI464286822$2324,6900.0%
Nymox Pharmaceutical Corp(NYMXF)COMP73398102$23370,4910.0%
Navios Maritime AcquisitionSHSY62159101$234210,5870.0%
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