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Regal Investment Advisors LLC

Q3 2013 Holdings

Filed 2013-11-12 | 907 holdings | $5.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
Adobe SYS Inc(ADBE)Stock00724F101$51000.0%
Cree IncStock225447101$5800.0%
Lifepoint Hosps IncStock53219L109$51000.0%
Hancock John PFD Eqty FD SH BEN INT(HPI)CEF41013W108$52500.0%
Stanley Black & Decker(SWK)Stock854502101$5580.0%
Sanofi SA(SNY)ADR80105N105$51030.0%
Suburban Propane Partners LP(SPH)MLP864482104$51100.0%
Spdr Barclays Capital Conv Bond(CWB)ETF78464A359$51170.0%
Aetna US Healthcare Inc COMStock00817Y108$5760.0%
Micron Technology(MU)Stock595112103$63500.0%
American Water Works Co(AWK)Stock030420103$61490.0%
Alexander & Baldwin Hldgs Inc COM(ALEX)Stock014491104$61700.0%
Exide TechnologiesStock302051206$616,6800.0%
Powershares CEF IncomeETF73936Q843$62400.0%
Viad Corp COM(PRSU)Stock92552R406$62510.0%
Firstenergy Corp(FE)Stock337932107$61540.0%
Anadarko Pete Corp(APC3EUR)Stock032511107$6680.0%
Guggenheim ETF Trust S&P 500 Equal WeightETF78355W106$6920.0%
Avanir Pharmaceuticals CL AStock05348P401$61,4000.0%
Cliffs Natural Resources IncStock18683K101$63100.0%
Kohls Corp(KSS)Stock500255104$61150.0%
Netgear! Inc. CMN(NTGR)Stock64111Q104$62000.0%
Financial Engines IncStock317485100$61020.0%
Gladstone Invt Corp COM(GAIN)CEF376546107$68000.0%
Intl Fcstone Inc.Stock46116V105$62950.0%
Market Vectors ETF TR Rare Earth Strategic Metals ETFETF57061R536$61430.0%
Claymore Guggenheim Strt(GOF)CEF40167F101$62500.0%
Wisdomtree Dividend Ex-Financials ETF(AIVL)ETF97717W406$61000.0%
Wisdomtree Intl Smallcap Dividend(DLS)ETF97717W760$61000.0%
Cabelas IncStock126804301$61000.0%
Enbridge Energy MgmtllcStock29250X103$62120.0%
PG&E Corp(PCG)Stock69331C108$61500.0%
Coca Cola Bottling Co Cons(COKE)Stock191098102$61000.0%
Capital One Financial Corp(COF)Stock14040H105$71020.0%
Infosys Technologies LTD Spons ADR Repstg 1/2 Equity SH(INFY)ADR456788108$71450.0%
Howard Bancorp Inc COM(HBMD)Stock442496105$77800.0%
F N B Corp-Pa(FNB)Stock302520101$75440.0%
Alcoa IncStock013817101$78540.0%
Ishares Trust Russell 3000 Index FD(IWV)ETF464287689$7680.0%
ON Assignment IncStock682159108$72000.0%
VAN Kampen Senior Income Trust(VVR)CEF46131H107$71,3720.0%
Pimco 1-5 Year US Tips Index Fund(STPZ)ETF72201R205$71410.0%
Costamare Inc(CMRE)StockY1771G102$74000.0%
Pioneer Floating Rate TR(XPHDX)CEF72369J102$75420.0%
Hormel Foods Corp(HRL)Stock440452100$71550.0%
Amer Intl Group Inc(AIG)Stock026874784$71480.0%
Plains All American Pipeline LP(PAA)MLP726503105$71360.0%
Super Micro Computer Inc(SMCIUSD)Stock86800U104$74920.0%
Vistaprint LimitedStockN93540107$71200.0%
Energy Select Sector Spdr(XLE)ETF81369Y506$7850.0%
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