Q3 2013 Holdings
Filed 2013-11-12 | 71 holdings | $198.3K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2015-11-06) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Eaton Vance Risk-Managed DIV(ETJ)A | COM | 27829G106 | $57.9K | 4,616,182 | 23.5% |
| Liberty All Star Equity Fund(USA)A | SH BEN INT | 530158104 | $38.4K | 7,093,756 | 19.4% |
| Zweig Total Return FD | COM | 989837208 | $24.8K | 1,891,824 | 10.1% |
| Swiss Helvetia Fund(SWZ) | COM | 870875101 | $23.6K | 1,661,787 | 9.6% |
| General Amern Investors(GAM)A | COM | 368802104 | $21.4K | 626,090 | 10.8% |
| MVC Capital Inc(MVC) | COM | 553829102 | $17.7K | 1,353,534 | 7.2% |
| Firsthand Technology Value(SVVC) | COM | 33766Y100 | $17.4K | 709,629 | 7.1% |
| Amer Strat Inc PTF III | COM | 03009T101 | $15.4K | 2,226,702 | 6.3% |
| Imperial Holdings Inc | COM | 452834104 | $15.2K | 2,403,293 | 6.2% |
| Hf2 Financial Management Inc | COM | 40421A104 | $13.1K | 1,296,394 | 5.3% |
| Thai Fund IncA | COM | 882904105 | $11.6K | 583,031 | 5.8% |
| Javelin Mortgage Investment | COM | 47200B104 | $11.3K | 956,281 | 4.6% |
| Gyrodyne Co of America Inc | COM | 403820103 | $10.8K | 144,391 | 4.4% |
| Clough Global Equity Fund(XGLQX)A | COM | 18914C100 | $10.2K | 682,053 | 5.2% |
| Aquasition Corp | COM | Y0192H103 | $9.2K | 915,522 | 3.7% |
| Adams Express Co(ADX)A | COM | 006212104 | $8.6K | 691,138 | 4.3% |
| Alpine Total Dynamic DividenA | COM | 021060108 | $8.4K | 2,085,881 | 4.2% |
| TRI Contl Corp(TY)A | COM | 895436103 | $7.1K | 388,619 | 3.6% |
| Gladstone Investment Corp(GAIN)A | COM | 376546107 | $6.7K | 953,917 | 3.4% |
| Boulder Growth & Income Fund(STEW)A | COM | 101507101 | $6.2K | 807,226 | 3.1% |
| Collabrium Japan Acquisition | SHS | G2266G102 | $6.1K | 600,000 | 2.5% |
| Amer Strat Inc Port II | COM | 30099105 | $6.0K | 736,620 | 2.4% |
| Royce Micro-Cap TR Inc(RMT)A | COM | 780915104 | $5.4K | 462,764 | 2.7% |
| BGS Acquisition Corp | UNIT | G1082J100 | $5.2K | 525,300 | 2.1% |
| Nuveen Diversified CurrencyA | COM | 67090N109 | $5.1K | 486,732 | 2.6% |
| Capitol Acquisition Corp IIA | COM | 14056V105 | $4.8K | 499,998 | 2.4% |
| Alliancebernstein Inc FundA | COM | 01881E101 | $4.6K | 647,168 | 2.3% |
| India Fund Inc(IFN)A | COM | 454089103 | $4.5K | 232,747 | 2.2% |
| CIS Aquisition LTD | COM | G21490209 | $4.4K | 435,000 | 1.8% |
| Boulder Total Return FD IncA | COM | 101541100 | $4.3K | 197,646 | 2.2% |
| Royce Value TR Inc(RVT)A | COM | 780910105 | $4.2K | 261,557 | 2.1% |
| Andina Acquisition Corp | COM | G0440W100 | $4.1K | 410,000 | 1.7% |
| Central Secs Corp(CET)A | COM | 155123102 | $3.7K | 157,577 | 1.9% |
| Quinpario Acquisition CorpA | UNIT | 74874R207 | $3.1K | 300,000 | 1.6% |
| First Opportunity FD IncA | COM | 33587T108 | $2.7K | 327,071 | 1.4% |
| Helios Strategic Inc FD | COM | 42328A203 | $2.7K | 418,011 | 1.1% |
| Western Asset Infl Mmgmt FDA | COM | 95766U107 | $2.5K | 155,018 | 1.3% |
| Aberdeen Israel FundA | COM | 00301L109 | $2.5K | 165,400 | 1.3% |
| Bancroft Fund LTD(BCV)A | COM | 059695106 | $2.4K | 131,555 | 1.2% |
| American Select PortfolioA | COM | 029570108 | $2.3K | 243,441 | 1.2% |
| Independence Realty Trust in(IRT)A | COM | 45378A106 | $2.3K | 275,000 | 1.1% |
| Clough Glbl Opportunities FD(GLO)A | SH | 18914E106 | $2.3K | 174,787 | 1.1% |
| Paragon Shipping IncA | COM | 69913R408 | $1.9K | 335,000 | 1.0% |
| DCP Midstream Partners LPA | COM | 23311P100 | $1.9K | 37,958 | 1.0% |
| Ellsworth Fund LTD(ECF)A | COM | 289074106 | $1.8K | 228,538 | 0.9% |
| Neuberger Berman Real Estate(XNROX)A | COM | 64190A103 | $1.7K | 382,268 | 0.9% |
| Chart Acquisition CorpA | COM | 161151105 | $1.4K | 140,872 | 0.7% |
| Infinity Cross Border AcquisitA | COM | G4772R101 | $1.1K | 142,699 | 0.6% |
| Zweig Fund IncA | COM | 989834205 | $1.1K | 80,132 | 0.5% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $1.0K | 547,241 | 0.4% |