Q3 2015 Holdings
Filed 2015-11-13 | 325 holdings | $634.9K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cornerstone Strategic Value Fund Inc.(CLM) | common stock | 21924B302 | $330.0K | 20,974 | 52.0% |
| BioMarin Pharmaceutical Inc.(BMRN) | common stock | 09061G101 | $42.0K | 400 | 6.6% |
| Biogen Inc.(BIIB) | common stock | 09062X103 | $29.0K | 100 | 4.6% |
| Oxford Lane Capital, 7.50% Pfd Series 2023 | preferred stock | 691543300 | $18.8K | 777,784 | 3.0% |
| Oxford Lane Capital, 8.125% Pfd Series 2024 | preferred stock | 691543409 | $11.7K | 462,849 | 1.8% |
| Boulder Growth and Income Fund, Inc.(STEW) | common stock | 101507101 | $11.6K | 1,559,113 | 1.8% |
| Tekla Healthcare Opportunities Fund(THQ) | common stock | 879105104 | $10.0K | 614,424 | 1.6% |
| BlackRock Science and Technology Trust(BST) | common stock | 09258G104 | $7.5K | 471,704 | 1.2% |
| Pimco Dynamic Credit Income Fund | common stock | 72202D106 | $6.7K | 366,429 | 1.1% |
| Adams Diversified Equity Fund, Inc.(ADX) | common stock | 006212104 | $6.0K | 472,297 | 0.9% |
| Alpine Total Dynamic Dividend Fund | common stock | 021060207 | $5.3K | 704,323 | 0.8% |
| Tri-Continental Corp.(TY) | common stock | 895436103 | $5.0K | 255,411 | 0.8% |
| Pimco Dynamic Income Fund(PDI) | common stock | 72201Y101 | $4.6K | 161,319 | 0.7% |
| Liberty All-Star Equity Fund(USA) | common stock | 530158104 | $4.3K | 837,690 | 0.7% |
| Alnylam Pharmaceuticals, Inc.(ALNY) | common stock | 02043Q107 | $4.0K | 50 | 0.6% |
| Pimco Enchanced Short Maturity Active ETF(MINT) | common stock | 72201R833 | $4.0K | 39,336 | 0.6% |
| Tortoise Pipeline & Energy Fund | common stock | 89148H108 | $3.8K | 214,256 | 0.6% |
| Adams Natural Resources Fund, Inc.(PEO) | common stock | 00548F105 | $3.7K | 205,851 | 0.6% |
| MVC Capital 7.25% Preferred | preferred stock | 553829201 | $3.5K | 147,289 | 0.5% |
| General American Investors Company, Inc.(GAM) | common stock | 368802104 | $3.5K | 111,624 | 0.5% |
| Salient Midstream & MLP Fund | common stock | 79471V105 | $3.1K | 220,595 | 0.5% |
| Virtus Total Return Fund | common stock | 92829A103 | $3.1K | 810,751 | 0.5% |
| Morgan Stanley China A Share Fund(XCAFX) | common stock | 617468103 | $3.1K | 136,343 | 0.5% |
| The Herzfeld Caribbean Basin Fund, Inc. | common stock | 42804T106 | $2.9K | 420,107 | 0.5% |
| Nuveen Credit Strategies Income Fund(XJQCX) | common stock | 67073D102 | $2.9K | 367,524 | 0.5% |
| Gabelli Healthcare & Wellness (Rx) Trust(GRX) | common stock | 36246K103 | $2.9K | 300,934 | 0.5% |
| NexPoint Credit Strategies Fund(NXDT) | common stock | 65340G205 | $2.9K | 507,103 | 0.5% |
| Royal Caribbean Cruises Ltd.(RCL) | common stock | V7780T103 | $2.7K | 30,313 | 0.4% |
| Alpine Global Dynamic Dividend Fund | common stock | 02082E205 | $2.7K | 314,089 | 0.4% |
| DoubleLine Income Solutions Fund(DSL) | common stock | 258622109 | $2.6K | 149,041 | 0.4% |
| RMR Real Estate Income Fund | common stock | 76970B101 | $2.5K | 138,294 | 0.4% |
| Lennar Corp.(LEN) | common stock | 526057104 | $2.4K | 49,500 | 0.4% |
| Gabelli Dividend & Income Trust(XGDVX) | common stock | 36242H104 | $2.1K | 122,229 | 0.3% |
| MasTec, Inc.(MTZ) | common stock | 576323109 | $2.1K | 134,927 | 0.3% |
| Norwegian Cruise Line Holdings Ltd.(NCLH) | common stock | G66721104 | $2.1K | 36,443 | 0.3% |
| Copa Holdings SA(CPA) | common stock | P31076105 | $2.0K | 48,550 | 0.3% |
| Aberdeen Japan Equity Fund, Inc.(XJEQX) | common stock | 00306J109 | $2.0K | 294,864 | 0.3% |
| Tekla Healthcare Investors(HQH) | common stock | 87911J103 | $1.8K | 65,883 | 0.3% |
| Cohen & Steers Infrastructure Fund, Inc.(UTF) | common stock | 19248A109 | $1.8K | 95,289 | 0.3% |
| Royce Value Trust Inc.(RVT) | common stock | 780910105 | $1.8K | 157,186 | 0.3% |
| Seaboard Corp.(SEB) | common stock | 811543107 | $1.8K | 580 | 0.3% |
| First Trust High Income Long t Fund | common stock | 33738E109 | $1.8K | 125,314 | 0.3% |
| Diversified Real Asset Income Fund | common stock | 25533B108 | $1.7K | 104,029 | 0.3% |
| Zweig Total Return Fund Inc. | common stock | 989837208 | $1.6K | 136,670 | 0.2% |
| Consolidated Water Co. Ltd.(CWCO) | common stock | G23773107 | $1.5K | 129,538 | 0.2% |
| First Trust Energy Infrastructure Fund | common stock | 33738C103 | $1.5K | 92,455 | 0.2% |
| Tekla World Healthcare Fund(THW) | common stock | 87911L108 | $1.5K | 101,183 | 0.2% |
| New Germany Fund, Inc.(GF) | common stock | 644465106 | $1.4K | 98,685 | 0.2% |
| Carnival Corp.(CCL) | common stock | 143658300 | $1.3K | 27,000 | 0.2% |
| BlackRock Credit Allocation Income Trust(BTZ) | common stock | 092508100 | $1.3K | 109,443 | 0.2% |