Q4 2013 Holdings
Filed 2014-02-12 | 63 holdings | $207.1K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-01-11) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Eaton Vance Risk-Managed DIV(ETJ) | COM | 27829G106 | $48.9K | 4,338,458 | 20.4% |
| Liberty All Star Equity Fund(USA)A | COM | 530158104 | $38.5K | 6,449,921 | 18.6% |
| Swiss Helvetia Fund(SWZ) | COM | 870875101 | $23.4K | 1,676,153 | 9.8% |
| Zweig Total Return FD | COM | 989837208 | $23.3K | 1,673,385 | 9.7% |
| Firsthand Technology Value(SVVC) | COM | 33766Y100 | $23.3K | 1,005,954 | 9.7% |
| General American Investors(GAM)A | COM | 368802104 | $20.4K | 579,112 | 9.8% |
| MVC Capital Inc(MVC) | COM | 553829102 | $18.3K | 1,353,534 | 7.6% |
| Imperial Holdings Inc | COM | 452834104 | $15.7K | 2,403,293 | 6.6% |
| Western Asset Infl Mgmt FD Inc | COM | 95766U107 | $14.9K | 881,758 | 6.2% |
| Amer Strat Inc PTF III | COM | 03009T101 | $14.6K | 2,226,702 | 6.1% |
| Alliancebernstein Inc FundA | COM | 01881E101 | $13.5K | 1,893,574 | 6.5% |
| Clough Global Equity Fund(XGLQX)A | COM | 18914C100 | $12.6K | 804,631 | 6.1% |
| Hf2 Financial Management Inc | COM | 40421A104 | $12.1K | 1,187,411 | 5.0% |
| Thai Fund IncA | COM | 882904105 | $9.7K | 532,876 | 4.7% |
| Aquasition Corp | COM | Y0192H103 | $9.0K | 884,647 | 3.8% |
| Adams Express Co(ADX)A | COM | 006212104 | $8.7K | 665,338 | 4.2% |
| TRI Contl Corp(TY)A | COM | 895436103 | $7.8K | 388,619 | 3.7% |
| Quartet Merger Corp | COM | 747717304 | $7.1K | 700,000 | 2.9% |
| Collabrium Japan Acquisition | SHS | G2266G102 | $5.9K | 578,381 | 2.5% |
| Boulder Growth & Income Fund(STEW)A | COM | 101507101 | $5.9K | 737,947 | 2.9% |
| Amer Strat Inc Port II | COM | 030099105 | $5.7K | 736,620 | 2.4% |
| Alpine Total Dynamic DividenA | COM | 021060108 | $5.5K | 1,320,751 | 2.7% |
| Global Defense & Natl SEC SYS | COM | 37953N108 | $5.5K | 549,900 | 2.3% |
| Royce Micro-Cap TR Inc(RMT)A | COM | 780915104 | $5.4K | 425,921 | 2.6% |
| Helios Strategic Inc FD | COM | 42328A203 | $5.2K | 787,326 | 2.2% |
| Nuveen Diversified Currency Oppor FDA | COM | 67090N109 | $4.9K | 486,732 | 2.4% |
| Virtus Total Return FDA | COM | 92829A103 | $4.9K | 1,235,420 | 2.3% |
| India Fund Inc(IFN)A | COM | 454089103 | $4.7K | 236,196 | 2.3% |
| DWS High Income OPPA | COM | 23339M204 | $4.6K | 320,585 | 2.2% |
| Capitol Acquisition Corp IIA | COM | 14056V105 | $4.6K | 475,152 | 2.2% |
| Boulder Total Return FD IncA | COM | 101541100 | $4.4K | 192,385 | 2.1% |
| CIS Aquisition LTD | COM | G21490209 | $4.2K | 415,736 | 1.8% |
| Royce Value TR Inc(RVT)A | COM | 780910105 | $4.2K | 261,557 | 2.0% |
| American Select PortfolioA | COM | 029570108 | $4.0K | 433,772 | 1.9% |
| Chart Acquisition CorpA | COM | 161151105 | $3.6K | 368,393 | 1.7% |
| Quinpario Acquisition CorpA | UNIT | 74874R207 | $3.1K | 285,152 | 1.5% |
| Central Secs Corp(CET)A | COM | 155123102 | $3.0K | 139,987 | 1.5% |
| Aberdeen Israel Fund IncA | COM | 00301L109 | $2.1K | 126,998 | 1.0% |
| Levy Acquisition CorpA | COM | 52748T203 | $2.0K | 200,000 | 1.0% |
| Independence Realty Trust in(IRT)A | COM | 45378A106 | $2.0K | 238,287 | 1.0% |
| ROI Acquisition Corp IIA | COM | 74966G200 | $1.9K | 190,936 | 0.9% |
| Bancroft Fund LTD(BCV)A | COM | 059695106 | $1.9K | 102,168 | 0.9% |
| Preferred Apartment CommunA | COM | 74039L103 | $1.8K | 229,024 | 0.9% |
| Clough Glbl Opportunities FD(GLO)A | SH | 18914E106 | $1.8K | 135,641 | 0.9% |
| Advent More ENH GR & IncA | COM | 00765E104 | $1.6K | 162,320 | 0.8% |
| Gladstone Investment Corp(GAIN)A | COM | 376546107 | $1.6K | 202,214 | 0.8% |
| Neuberger Berman Real Estate(XNROX)A | COM | 64190A103 | $1.6K | 359,824 | 0.8% |
| Whitestone REIT(WSR)A | COM | 966084204 | $1.4K | 104,963 | 0.7% |
| Keating Capital IncA | COM | 48722R106 | $1.3K | 210,740 | 0.6% |
| DCP Midstream Partners LPA | COM | 23311P100 | $1.3K | 25,385 | 0.6% |