Q4 2013 Holdings
Filed 2014-02-12 | 63 holdings | $207.1K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-01-11) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Prime Acquisition CorpA | W | G72436127 | $14 | 50,142 | 0.0% |
| Silver Eagle AcquisitionA | W | 827694118 | $17 | 27,992 | 0.0% |
| BOX Ships IncorporatedA | SHS | Y09675102 | $46 | 14,000 | 0.0% |
| Collabrium Japan AcquisitionA | W | G2266G110 | $64 | 578,381 | 0.0% |
| Delaware INV Dividend & IncA | COM | 245915103 | $101 | 10,800 | 0.0% |
| CIS Acquisition LTDA | W | G21490118 | $107 | 415,736 | 0.1% |
| Resources Capital Corp.A | COM | 76120W302 | $119 | 20,000 | 0.1% |
| Capitol Acquisition CorpA | W | 14056V113 | $129 | 237,576 | 0.1% |
| US Geothermal IncA | COM | 90338S102 | $137 | 361,917 | 0.1% |
| Sandridge Energy IncA | COM | 80007P307 | $152 | 25,000 | 0.1% |
| Wheeler REITA | COM | 963025101 | $201 | 46,848 | 0.1% |
| Jetpay CorpA | COM | 477177109 | $204 | 98,799 | 0.1% |
| Aquasition Corp WTS 01/22/18A | W | Y0192H111 | $208 | 884,647 | 0.1% |
| Chart Acquisition CorpA | W | 161151113 | $245 | 368,393 | 0.1% |
| Invesco Dynamic Credit OppoA | COM | 46132R104 | $248 | 19,203 | 0.1% |
| Silver Eagle AcquisitionA | COM | 827694100 | $271 | 27,992 | 0.1% |
| Gyrodyne Co of America Inc | COM | 403820103 | $297 | 10,914 | 0.1% |
| Asia Tigers Fund IncA | COM | 04516T105 | $326 | 28,913 | 0.2% |
| Central EUR Russ & Turk FD Inc(CEE)A | COM | 153436100 | $374 | 12,239 | 0.2% |
| Montgomery ST Income SEC IncA | COM | 614115103 | $379 | 24,420 | 0.2% |
| Monroe Cap Corp(MRCC)A | COM | 610335101 | $464 | 38,030 | 0.2% |
| Infinity Cross Border AcquisA | W | G4772R119 | $495 | 850,772 | 0.2% |
| DWS Glbl High Income FD IncA | COM | 23338W104 | $532 | 66,383 | 0.3% |
| New Ireland Fund IncA | COM | 645673104 | $546 | 42,501 | 0.3% |
| Roberts Realty Investors IncA | COM | 769900101 | $547 | 607,114 | 0.3% |
| Mergeworthrx CorpA | COM | 58952R106 | $580 | 71,285 | 0.3% |
| Brookfield Global Listed INFA | COM | 11273Q109 | $817 | 41,334 | 0.4% |
| Gabelli Global Util & Income(GLU)A | COM | 36242L105 | $941 | 46,970 | 0.5% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $1.0K | 523,605 | 0.4% |
| Infinity Cross Border Acquis | COM | G4772R101 | $1.1K | 137,597 | 0.5% |
| Anworth Mortgage Asset Corp(ANH)A | COM | 037347101 | $1.2K | 281,223 | 0.6% |
| Ellsworth Fund LTD(ECF)A | COM | 289074106 | $1.2K | 148,608 | 0.6% |
| DCP Midstream Partners LPA | COM | 23311P100 | $1.3K | 25,385 | 0.6% |
| Keating Capital IncA | COM | 48722R106 | $1.3K | 210,740 | 0.6% |
| Whitestone REIT(WSR)A | COM | 966084204 | $1.4K | 104,963 | 0.7% |
| Neuberger Berman Real Estate(XNROX)A | COM | 64190A103 | $1.6K | 359,824 | 0.8% |
| Gladstone Investment Corp(GAIN)A | COM | 376546107 | $1.6K | 202,214 | 0.8% |
| Advent More ENH GR & IncA | COM | 00765E104 | $1.6K | 162,320 | 0.8% |
| Clough Glbl Opportunities FD(GLO)A | SH | 18914E106 | $1.8K | 135,641 | 0.9% |
| Preferred Apartment CommunA | COM | 74039L103 | $1.8K | 229,024 | 0.9% |
| Bancroft Fund LTD(BCV)A | COM | 059695106 | $1.9K | 102,168 | 0.9% |
| ROI Acquisition Corp IIA | COM | 74966G200 | $1.9K | 190,936 | 0.9% |
| Independence Realty Trust in(IRT)A | COM | 45378A106 | $2.0K | 238,287 | 1.0% |
| Levy Acquisition CorpA | COM | 52748T203 | $2.0K | 200,000 | 1.0% |
| Aberdeen Israel Fund IncA | COM | 00301L109 | $2.1K | 126,998 | 1.0% |
| Central Secs Corp(CET)A | COM | 155123102 | $3.0K | 139,987 | 1.5% |
| Quinpario Acquisition CorpA | UNIT | 74874R207 | $3.1K | 285,152 | 1.5% |
| Chart Acquisition CorpA | COM | 161151105 | $3.6K | 368,393 | 1.7% |
| American Select PortfolioA | COM | 029570108 | $4.0K | 433,772 | 1.9% |
| Royce Value TR Inc(RVT)A | COM | 780910105 | $4.2K | 261,557 | 2.0% |