Q4 2015 Holdings
Filed 2016-02-16 | 42 holdings | $5.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ciena Corp(CIEN) | COM NEW | 171779309 | $5.1M | 245,002 | 91.3% |
| Centrus Energy Corp(LEU) | CL A | 15643U104 | $72.0K | 54,920 | 1.3% |
| Fiat Chrysler Automobiles | CONV MAND $7.875 12-Dec-2016 | BTGCTW7 | $58.7K | $50,500 | 1.1% |
| Actavis PLC | CONV MAND $5.50 10-Mar-2018 | BY9D6T8 | $41.0K | 40,000 | 0.7% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $30.7K | $16,068,000 | 0.6% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $28.2K | $17,000,000 | 0.5% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $24.5K | 1,642,546 | 0.4% |
| Affymetrix Inc | NOTE 4.000% 7/0 | 00826TAH1 | $22.5K | $12,500,000 | 0.4% |
| Proofpoint Inc | NOTE 1.250%12/1 | 743424AB9 | $22.2K | $12,854,000 | 0.4% |
| Merrimack Pharmaceuticals in | NOTE 4.500% 7/1 | 590328AA8 | $21.8K | $14,780,000 | 0.4% |
| Monster Worldwide Inc | NOTE 3.500%10/1 | 611742AB3 | $18.4K | $14,500,000 | 0.3% |
| Starwood Ppty TR Inc | NOTE 3.750%10/1 | 85571BAC9 | $17.3K | $17,500,000 | 0.3% |
| Orexigen Therapeutics Inc | NOTE 2.750%12/0 | 686164AB0 | $12.6K | $20,871,000 | 0.2% |
| Mentor Graphics Corp | SDCV 4.000% 4/0 | 587200AK2 | $11.7K | $11,267,000 | 0.2% |
| Jazz Technologies Inc New | NOTE 8.000%12/3 | 47214GAF4 | $11.6K | $7,420,000 | 0.2% |
| Vector Group LTD | NOTE 1.750% 4/1 | 92240MBC1 | $10.5K | $9,200,000 | 0.2% |
| Servicesource Intl Inc | NOTE 1.500% 8/0 | 81763UAB6 | $10.3K | $12,000,000 | 0.2% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $10.2K | $10,000,000 | 0.2% |
| Sunedison Inc | NOTE 2.750% 1/0 | 86732YAD1 | $8.3K | $16,188,000 | 0.1% |
| Violin Memory Inc | NOTE 4.250%10/0 | 92763AAB7 | $7.7K | $13,000,000 | 0.1% |
| Priceline GRP IncCall | COM NEW | 741503403 | $7.7K | 6,000 | 0.1% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $7.1K | $7,400,000 | 0.1% |
| Ciena Corp(CIEN)Put | COM NEW | 171779309 | $4.8K | 230,000 | 0.1% |
| Solazyme Inc | NOTE 5.000%10/0 | 83415TAC5 | $4.1K | $8,400,000 | 0.1% |
| Keyw Hldg Corp | NOTE 2.500% 7/1 | 493723AA8 | $4.0K | $5,695,000 | 0.1% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $3.8K | $3,215,000 | 0.1% |
| Energy XXI Bermuda LTD | NOTE 3.000%12/1 | 29274UAB7 | $1.9K | $26,228,000 | 0.0% |
| Iconix Brand Group Inc | NOTE 2.500% 6/0 | 451055AE7 | $1.9K | $2,100,000 | 0.0% |
| Cobalt Intl Energy Inc | NOTE 3.125% 5/1 | 19075FAB2 | $1.6K | $3,000,000 | 0.0% |
| Amyris Inc | DBCV 9.500% 4/1 | 03236MAD3 | $1.5K | $1,450,000 | 0.0% |
| ON Semiconductor Corp(ON) | COM | 682189105 | $1.2K | 117,500 | 0.0% |
| Alere Inc | COM | 01449J105 | $840 | 21,500 | 0.0% |
| CSW Industrials Inc(CSW) | COM | 126402106 | $832 | 22,096 | 0.0% |
| Topbuild Corp(BLD) | COM | 89055F103 | $769 | 25,000 | 0.0% |
| PTC Therapeutics Inc(PTCT) | COM | 69366J200 | $515 | 15,900 | 0.0% |
| Keyw Hldg Corp | COM | 493723100 | $500 | 83,128 | 0.0% |
| Tetralogic Pharmaceuticals C | NOTE 8.000% 6/1 | 88165UAB5 | $485 | $1,000,000 | 0.0% |
| Orexigen Therapeutics Inc | COM | 686164104 | $408 | 237,332 | 0.0% |
| Capital Southwest Corp(CSWC) | COM | 140501107 | $347 | 25,000 | 0.0% |
| Fuelcell Energy Inc | COM NEW | 35952H502 | $268 | 54,075 | 0.0% |
| Medical Transcription BLG Co | COM | 58464J105 | $120 | 100,000 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $97 | 861,200 | 0.0% |