Q4 2016 Holdings
Filed 2017-02-14 | 81 holdings | $10.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Central Secs Corp COM(CET) | COM | 155123102 | $5.6M | 405,221 | 52.1% |
| Credit Suisse Asset Mgmt Inc(CIK) | COM | 224916106 | $4.2M | 1,339,089 | 39.5% |
| Coty Inc(COTY) | COM CL A | 222070203 | $521.0K | 28,474 | 4.9% |
| Stewart Information Services(STC) | COM | 860372101 | $47.0K | 1,019,318 | 0.4% |
| Neuberger Berman Real Estate(XNROX) | COM | 64190A103 | $29.5K | 5,494,917 | 0.3% |
| New York REIT Inc | COM | 64976L109 | $27.1K | 2,678,084 | 0.3% |
| Virtus Total Return FD | COM | 92829A103 | $22.4K | 5,016,152 | 0.2% |
| Swiss Helvetia Fund(SWZ) | COM | 870875101 | $18.2K | 1,781,230 | 0.2% |
| Hill International Inc | COM | 431466101 | $16.9K | 3,875,519 | 0.2% |
| Deutsche High Income Opport | COM | 25158Y102 | $14.6K | 1,012,392 | 0.1% |
| Advent More ENH GR & Inc | COM | 00765E104 | $12.1K | 1,461,794 | 0.1% |
| MVC Capital Inc(MVC) | COM | 553829102 | $11.8K | 1,378,812 | 0.1% |
| Clough Global Equity Fund(XGLQX) | COM | 18914C100 | $11.8K | 1,056,831 | 0.1% |
| Japan Smaller Captlztn FD Inc(JOF) | COM | 47109U104 | $11.3K | 1,164,976 | 0.1% |
| Lazard Global TOT RT & Inc(XLGIX) | COM | 52106W103 | $11.2K | 816,828 | 0.1% |
| Cushing Renaissance FD | COM | 231647108 | $10.4K | 598,826 | 0.1% |
| Pacholder High Yield Fund | COM | 693742108 | $10.3K | 1,429,253 | 0.1% |
| Putnam High Income Securitie | SHS BEN INT | 746779107 | $9.9K | 1,207,014 | 0.1% |
| First Trust Aberdeen Global | COM SHR | 337319107 | $8.9K | 795,281 | 0.1% |
| TRI Contl Corp COM(TY) | COM | 895436103 | $6.9K | 313,691 | 0.1% |
| Stellar Acquisition III Inc | UNIT 03/22/2022 | Y8172W123 | $6.7K | 653,000 | 0.1% |
| Imperial Hldgs Inc | NOTE 8.500% 2/1 | 452834AE4 | $6.6K | $9,243,000 | 0.1% |
| Great ELM Cap Corp | COM | 390320109 | $5.5K | 470,056 | 0.1% |
| Liberty All Star Equity FD SH(USA) | SH BEN INT | 530158104 | $5.5K | 1,059,826 | 0.1% |
| JPMorgan China Region FD Inc | COM | 48126T104 | $5.3K | 338,204 | 0.0% |
| Korea Equity FD Inc | COM | 50063B104 | $5.0K | 674,051 | 0.0% |
| Emergent Capital Inc(EMGCUSD) | COM | 29102N105 | $4.9K | 4,032,377 | 0.0% |
| Wheeler Real Estate Investme | COM | 963025101 | $4.4K | 2,584,730 | 0.0% |
| M I Acquisition Corp | UNIT 99/99/9999 | 55304A203 | $4.0K | 390,000 | 0.0% |
| BlackRock Debt Strat FD Inc(DSU) | COM NEW | 09255R202 | $3.8K | 336,619 | 0.0% |
| Boulder Growth & Incm FD Inc(STEW) | COM | 101507101 | $3.8K | 426,605 | 0.0% |
| Delaware Enhanced GBL DIV & | COM | 246060107 | $3.1K | 308,956 | 0.0% |
| Pacific Special Acquisition | SHS | G68588105 | $3.1K | 300,000 | 0.0% |
| Aberdeen Singapore FD Inc | COM | 003244100 | $2.6K | 305,070 | 0.0% |
| M III Acquisition Corp | UNIT 99/99/9999T | 55378T203 | $2.6K | 265,200 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | UNIT | G0726L109 | $2.5K | 250,000 | 0.0% |
| Crossroads Capital Inc | COM | 227656105 | $2.4K | 1,121,332 | 0.0% |
| New Ireland Fund Inc | COM | 645673104 | $2.3K | 188,323 | 0.0% |
| Morgan Stanley Asia PAC FD | COM | 61744U106 | $2.2K | 105,971 | 0.0% |
| Firsthand Technology Value(SVVC) | COM | 33766Y100 | $2.1K | 278,489 | 0.0% |
| Adams Express Company(ADX) | COM | 006212104 | $2.1K | 166,914 | 0.0% |
| Andina Acquisition Corp II | SHS | G0441P104 | $2.0K | 201,285 | 0.0% |
| Delaware INV Dividend & INV | COM | 245915103 | $1.9K | 193,447 | 0.0% |
| Hunter Maritime Acquisition | UNIT | Y37828103 | $1.9K | 189,400 | 0.0% |
| Royce Value Trust(RVT) | COM | 780910105 | $1.6K | 118,300 | 0.0% |
| General American Investors(GAM) | COM | 368802104 | $1.5K | 48,808 | 0.0% |
| Asia Tigers Fund Inc | COM | 04516T105 | $1.3K | 144,450 | 0.0% |
| E-Compass Acquisition Corp | ORD SHS | G2920Y101 | $1.0K | 100,000 | 0.0% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $999 | 497,162 | 0.0% |
| Tecnoglass Inc(TGLS) | SHS | G87264100 | $891 | 72,748 | 0.0% |