Q4 2016 Holdings
Filed 2017-02-14 | 81 holdings | $10.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Copsync Inc | *W EXP 11/12/202 | 217712116 | $1 | 10,794 | 0.0% |
| Ishares US Real 1/20/2017 73.00 | Put Options | 464287959 | $2 | $11,900 | 0.0% |
| Ishares US Real 1/20/2017 79.00 | Call Options | 464287909 | $4 | 11,900 | 0.0% |
| Copsync Inc | COM NEW | 217712207 | $7 | 10,794 | 0.0% |
| Barington Hilco Acquisition | *W EXP 02/11/201 | 06759V127 | $7 | 50,823 | 0.0% |
| Quinpario Acquisition C-Cw23 | *W EXP 01/01/202 | 74874U119 | $10 | 51,097 | 0.0% |
| Barington Hilco Acquisition | Rights | 06759V119 | $13 | 50,823 | 0.0% |
| Origo Acquisition Cor. WT | *W EXP 12/17/202 | G67789118 | $23 | 75,000 | 0.0% |
| Medallion Finl Corp(MFIN) | COM | 583928106 | $30 | 10,000 | 0.0% |
| Origo Acquisition Corp-Rts | RIGHT 12/12/2016 | G67789134 | $32 | 75,000 | 0.0% |
| Electrum SPL Acquisition COR | *W EXP 99/99/999 | G3105C112 | $42 | 151,020 | 0.0% |
| Andina Acquisition Corp II | *W EXP 11/23/202 | G0441P138 | $54 | 201,285 | 0.0% |
| Harmony Merger Corp-Warrant | *W EXP 01/01/202 | 413247123 | $70 | 200,000 | 0.0% |
| Andina Acquisition Corp II | RIGHT 09/01/2017 | G0441P120 | $79 | 201,285 | 0.0% |
| Pacific Special Acquisition | *W EXP 10/20/202 | G68588121 | $84 | 300,000 | 0.0% |
| E-Compass Acquisition Corp | RIGHT 02/18/2017 | G2920Y119 | $98 | 100,000 | 0.0% |
| Pacific Special Acquisition | RIGHT 03/15/2017 | G68588113 | $159 | 300,000 | 0.0% |
| Franklin LTD Duration Inc TR(FTF) | COM | 35472T101 | $203 | 16,860 | 0.0% |
| Origo Acquisition Corp | SHS | G67789126 | $209 | 20,085 | 0.0% |
| Jetpay Corp | COM | 477177109 | $227 | 100,877 | 0.0% |
| Franklin Unvl TR(FT) | SH BEN INT | 355145103 | $246 | 36,790 | 0.0% |
| GDL Fund(GDL) | COM | 361570104 | $261 | 26,554 | 0.0% |
| GSV Capital Corp | COM | 36191J101 | $318 | 63,225 | 0.0% |
| Vivopower International PLC | SHS | G9376R100 | $330 | 59,990 | 0.0% |
| First TR Enhanced Eqty Inc(FFA) | COM | 337318109 | $427 | 31,633 | 0.0% |
| Herzfeld Caribbean Basin FD | COM | 42804T106 | $440 | 65,545 | 0.0% |
| Quinpario Acquisition Corp 2 | COM | 74874U101 | $508 | 51,097 | 0.0% |
| Barington Hilco Acquisition | COM | 06759V101 | $516 | 50,823 | 0.0% |
| Ellsworth Fund Inc(ECF) | COM | 289074106 | $637 | 77,045 | 0.0% |
| Morgan Stanley Emer Mkts FD | COM | 61744G107 | $739 | 56,083 | 0.0% |
| Deutsche Multi-Market Income | SHS | 25160E102 | $855 | 100,341 | 0.0% |
| Tecnoglass Inc(TGLS) | SHS | G87264100 | $891 | 72,748 | 0.0% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $999 | 497,162 | 0.0% |
| E-Compass Acquisition Corp | ORD SHS | G2920Y101 | $1.0K | 100,000 | 0.0% |
| Asia Tigers Fund Inc | COM | 04516T105 | $1.3K | 144,450 | 0.0% |
| General American Investors(GAM) | COM | 368802104 | $1.5K | 48,808 | 0.0% |
| Royce Value Trust(RVT) | COM | 780910105 | $1.6K | 118,300 | 0.0% |
| Hunter Maritime Acquisition | UNIT | Y37828103 | $1.9K | 189,400 | 0.0% |
| Delaware INV Dividend & INV | COM | 245915103 | $1.9K | 193,447 | 0.0% |
| Andina Acquisition Corp II | SHS | G0441P104 | $2.0K | 201,285 | 0.0% |
| Adams Express Company(ADX) | COM | 006212104 | $2.1K | 166,914 | 0.0% |
| Firsthand Technology Value(SVVC) | COM | 33766Y100 | $2.1K | 278,489 | 0.0% |
| Morgan Stanley Asia PAC FD | COM | 61744U106 | $2.2K | 105,971 | 0.0% |
| New Ireland Fund Inc | COM | 645673104 | $2.3K | 188,323 | 0.0% |
| Crossroads Capital Inc | COM | 227656105 | $2.4K | 1,121,332 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | UNIT | G0726L109 | $2.5K | 250,000 | 0.0% |
| M III Acquisition Corp | UNIT 99/99/9999T | 55378T203 | $2.6K | 265,200 | 0.0% |
| Aberdeen Singapore FD Inc | COM | 003244100 | $2.6K | 305,070 | 0.0% |
| Pacific Special Acquisition | SHS | G68588105 | $3.1K | 300,000 | 0.0% |
| Delaware Enhanced GBL DIV & | COM | 246060107 | $3.1K | 308,956 | 0.0% |