Q1 2017 Holdings
Filed 2017-04-14 | 83 holdings | $3.7M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-04-19) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Copsync Inc | *W EXP 11/12/202 | 217712116 | $2 | 30,000 | 0.0% |
| Origo Acquisition Cor. WT | *W EXP 12/17/202 | G67789118 | $8 | 75,000 | 0.0% |
| Barington Hilco Acquisition | *W EXP 02/11/201 | 06759V127 | $9 | 50,823 | 0.0% |
| Axar Acquistion Copr | *W EXP | 05455L102 | $11 | 150,176 | 0.0% |
| Origo Acquisition Corp-Rts | RIGHT 12/12/2016 | G67789134 | $14 | 75,000 | 0.0% |
| Quinpario Acquisition C-Cw23 | *W EXP 01/01/202 | 74874U119 | $17 | 33,337 | 0.0% |
| Barington Hilco Acquisition | Rights | 06759V119 | $18 | 50,823 | 0.0% |
| Wheeler Real Estate Investme | COM | 963025101 | $35 | 20,069 | 0.0% |
| Andina Acquisition Corp II | *W EXP 11/23/202 | G0441P138 | $57 | 201,285 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | *W EXP 99/99/999 | G0726L117 | $65 | 130,910 | 0.0% |
| Electrum SPL Acquisition COR | *W EXP 99/99/999 | G3105C112 | $68 | 151,020 | 0.0% |
| Andina Acquisition Corp II | RIGHT 09/01/2017 | G0441P120 | $95 | 201,285 | 0.0% |
| Harmony Merger Corp-Warrant | *W EXP 01/01/202 | 413247123 | $100 | 200,000 | 0.0% |
| Pacific Special Acquisition | *W EXP 10/20/202 | G68588121 | $104 | 300,000 | 0.0% |
| Aberdeen Indonesia FD | COM | 00305P106 | $106 | 14,758 | 0.0% |
| Aberdeen GTR China FD | COM | 003031101 | $107 | 10,235 | 0.0% |
| Pacific Special Acquisition | RIGHT 03/15/2017 | G68588113 | $125 | 300,000 | 0.0% |
| Stellar Aqcuisition III | *W EXP 03/22/202 | Y8172W115 | $222 | 653,000 | 0.0% |
| Jetpay Corp | COM | 477177109 | $237 | 100,877 | 0.0% |
| GDL Fund(GDL) | COM | 361570104 | $261 | 26,554 | 0.0% |
| Lazard World Dividend & Income | COM | 521076109 | $263 | 24,650 | 0.0% |
| Vivopower International PLC | SHS | G9376R100 | $270 | 59,990 | 0.0% |
| Aberdeen Emerging Mkts Small | COM | 00301T102 | $280 | 21,500 | 0.0% |
| GSV Capital Corp | COM | 36191J101 | $280 | 62,496 | 0.0% |
| Aberdeen Chile FD Inc(AEF) | COM | 00301W105 | $341 | 48,900 | 0.0% |
| Origo Acquisition Corp | SHS | G67789126 | $343 | 32,785 | 0.0% |
| Tecnoglass Inc(TGLS) | SHS | G87264100 | $401 | 36,980 | 0.0% |
| Deutsche Global High Income | COM | 25158V108 | $447 | 52,601 | 0.0% |
| Franklin Unvl TR(FT) | SH BEN INT | 355145103 | $449 | 64,278 | 0.0% |
| Aberdeen Israel Fund Inc | COM | 00301L109 | $498 | 28,425 | 0.0% |
| Barington Hilco Acquisition | COM | 06759V101 | $519 | 50,823 | 0.0% |
| Aberdeen Japan Equity FD(XJEQX) | COM | 00306J109 | $638 | 80,207 | 0.0% |
| Ellsworth Fund Inc(ECF) | COM | 289074106 | $665 | 77,045 | 0.0% |
| Herzfeld Caribbean Basin FD | COM | 42804T106 | $682 | 96,306 | 0.0% |
| Deutsche Multi-Market Income | SHS | 25160E102 | $873 | 100,341 | 0.0% |
| Royce Value Trust(RVT) | COM | 780910105 | $1.0K | 74,200 | 0.0% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $1.2K | 497,162 | 0.0% |
| Alpine Global Premier Pptys | COM | 02083A103 | $1.3K | 226,679 | 0.0% |
| BlackRock Debt Strat FD Inc(DSU) | COM NEW | 09255R202 | $1.3K | 114,133 | 0.0% |
| Clough Global Opportunities(GLO) | SH BEN INT | 18914E106 | $1.3K | 127,970 | 0.0% |
| General American Investors(GAM) | COM | 368802104 | $1.6K | 48,808 | 0.0% |
| Asia Tigers Fund Inc | COM | 04516T105 | $1.7K | 149,803 | 0.0% |
| Hunter Maritime Acquisition | UNIT | Y37828103 | $1.9K | 189,400 | 0.1% |
| First TR Enhanced Eqty Inc(FFA) | COM | 337318109 | $2.0K | 139,222 | 0.1% |
| Andina Acquisition Corp II | SHS | G0441P104 | $2.0K | 201,285 | 0.1% |
| Firsthand Technology Value(SVVC) | COM | 33766Y100 | $2.0K | 256,186 | 0.1% |
| New Ireland Fund Inc | COM | 645673104 | $2.2K | 171,201 | 0.1% |
| Adams Express Company(ADX) | COM | 006212104 | $2.3K | 166,914 | 0.1% |
| Delaware INV Dividend & INV | COM | 245915103 | $2.4K | 228,898 | 0.1% |
| Avista Healthcare PUB ACQ Co(AVA) | COM | G0726L125 | $2.5K | 252,000 | 0.1% |