Q3 2017 Holdings
Filed 2017-10-23 | 72 holdings | $540.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Abbvie Inc(ABBV) | COM | 00287Y109 | $294.0K | 3,307 | 54.4% |
| DNP Select Income FD(DNP) | COM | 23325P104 | $116.0K | 10,139 | 21.5% |
| Vanguard Index FDS(VTI) | TOTAL STK MKT | 922908769 | $19.6K | 150,958 | 3.6% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $13.6K | 54,141 | 2.5% |
| CME Group Inc(CME) | COM CL A | 12572Q105 | $11.5K | 84,971 | 2.1% |
| SSgA Active ETF TR(TOTL) | SPDR TR TACTIC | 78467V848 | $8.6K | 173,593 | 1.6% |
| Vanguard Star FD(VXUS) | VG TL INTL STK F | 921909768 | $7.0K | 128,200 | 1.3% |
| Spdr Series Trust | BLOOMBERG BRCLYS | 78464A417 | $7.0K | 187,261 | 1.3% |
| Ishares TR(HYG) | IBOXX HI YD ETF | 464288513 | $5.2K | 58,302 | 1.0% |
| Pimco ETF TR(MINT) | ENHAN SHRT MA AC | 72201R833 | $4.8K | 47,566 | 0.9% |
| Apple Inc(AAPL) | COM | 037833100 | $3.1K | 20,324 | 0.6% |
| Pimco ETF TR(HYS) | 0-5 HIGH YIELD | 72201R783 | $2.8K | 27,974 | 0.5% |
| Trimtabs ETF TR(ABFL) | FLOAT SHRINK | 89628W302 | $2.6K | 84,462 | 0.5% |
| Vanguard BD Index FD Inc(BND) | TOTAL BND MRKT | 921937835 | $2.3K | 27,786 | 0.4% |
| Vanguard Specialized Portfol(VIG) | DIV APP ETF | 921908844 | $1.6K | 17,097 | 0.3% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $1.5K | 975,000 | 0.3% |
| Vanguard Intl Equity Index F(VEU) | ALLWRLD EX US | 922042775 | $1.4K | 26,376 | 0.3% |
| Live Nation Entertainment in | DBCV 2.500% 5/1 | 538034AJ8 | $1.3K | 1,010,000 | 0.2% |
| Cboe Hldgs Inc(CBOE) | COM | 12503M108 | $1.3K | 12,149 | 0.2% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $1.2K | 1,030,000 | 0.2% |
| Vector Group LTD | FRNT 4/1 | 92240MBC1 | $1.2K | 1,025,000 | 0.2% |
| Cemex SAB de CV | NOTE 3.720% 3/1 | 151290BR3 | $1.2K | 1,045,000 | 0.2% |
| CSG SYS Intl Inc | NOTE 4.250% 3/1 | 126349AF6 | $1.1K | 1,065,000 | 0.2% |
| Calamp Corp | NOTE 1.625% 5/1 | 128126AB5 | $1.1K | 1,050,000 | 0.2% |
| Allscripts Healthcare Solutn | NOTE 1.250% 7/0 | 01988PAD0 | $1.1K | 1,060,000 | 0.2% |
| KB Home | NOTE 1.375% 2/0 | 48666KAS8 | $1.1K | 1,050,000 | 0.2% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $1.1K | 945,000 | 0.2% |
| Wright MED Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $1.1K | 985,000 | 0.2% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $1.1K | 1,020,000 | 0.2% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $1.1K | 1,020,000 | 0.2% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $1.0K | 1,045,000 | 0.2% |
| Macquarie Infrastructure COR | NOTE 2.875% 7/1 | 55608BAA3 | $1.0K | 960,000 | 0.2% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $1.0K | 1,010,000 | 0.2% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $1.0K | 1,040,000 | 0.2% |
| Ishares TR(EFA) | MSCI EAFE ETF | 464287465 | $995 | 14,537 | 0.2% |
| Ezcorp Inc | NOTE 2.625% 6/1 | 302301AB2 | $990 | 1,005,000 | 0.2% |
| Gogo Inc | NOTE 3.750% 3/0 | 38046CAB5 | $964 | 1,045,000 | 0.2% |
| Rovi Corp | NOTE 0.500% 3/0 | 779376AD4 | $957 | 950,000 | 0.2% |
| Huron Consulting Group Inc | NOTE 1.250%10/0 | 447462AB8 | $951 | 1,010,000 | 0.2% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $951 | 1,010,000 | 0.2% |
| Seacor Holdings Inc | NOTE 3.000%11/1 | 81170YAB5 | $943 | 1,040,000 | 0.2% |
| PNC Finl Svcs Group Inc(PNC) | COM | 693475105 | $780 | 5,789 | 0.1% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $741 | 7,762 | 0.1% |
| Microsoft Corp(MSFT) | COM | 594918104 | $667 | 8,951 | 0.1% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $660 | 687 | 0.1% |
| Intel Corp(INTC) | COM | 458140100 | $588 | 15,450 | 0.1% |
| Jazz Investments I LTD | NOTE 1.875% 8/1 | 472145AB7 | $567 | 535,000 | 0.1% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $551 | 475,000 | 0.1% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $511 | 505,000 | 0.1% |
| Johnson & Johnson(JNJ) | COM | 478160104 | $494 | 3,802 | 0.1% |