Q3 2017 Holdings
Filed 2017-11-14 | 88 holdings | $344.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Barington Hilco Acquisition | *W EXP 02/11/201 | 06759V127 | $5 | 49,649 | 0.0% |
| Barington Hilco Acquisition | Rights | 06759V119 | $12 | 49,649 | 0.0% |
| Quinpario Acquisition C-Cw23 | *W EXP 01/01/202 | 74874U119 | $12 | 32,582 | 0.0% |
| Electrum SPL Acquisition COR | *W EXP 99/99/999 | G3105C112 | $15 | 47,820 | 0.0% |
| Origo Acquisition Cor. WT | *W EXP 12/17/202 | G67789118 | $22 | 73,423 | 0.0% |
| Origo Acquisition Corp-Rts | RIGHT 12/12/2016 | G67789134 | $24 | 73,423 | 0.0% |
| Hunter Maritime Acquisition WTS | W EXP 99/99/999 | Y37828129 | $56 | 93,414 | 0.0% |
| Andina Acquisition Corp II | *W EXP 11/23/202 | G0441P138 | $71 | 196,406 | 0.0% |
| Modern Media Acquisitio-Cw22 | Warrants | 60765P111 | $79 | 147,043 | 0.0% |
| Borqs Technologies Inc -Cw22(BRQSF) | *W EXP 99/99/999 | G1466B111 | $82 | 292,153 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | *W EXP 99/99/999 | G0726L117 | $99 | 248,436 | 0.0% |
| Modern Media Acquisition-Rts | Rights | 60765P129 | $101 | 282,325 | 0.0% |
| Nextdecade Corp | W EXP 99/99/999 | 65342K113 | $115 | 123,986 | 0.0% |
| Andina Acquisition Corp II | RIGHT 09/01/2017 | G0441P120 | $116 | 196,406 | 0.0% |
| M I Acquisitions Inc | *W EXP 99/99/999 | 55304A112 | $133 | 384,235 | 0.0% |
| Vivopower International PLC | SHS | G9376R100 | $203 | 58,609 | 0.1% |
| Stellar Aqcuisition III | *W EXP 03/22/202 | Y8172W115 | $237 | 640,219 | 0.1% |
| Lazard World Dividend & Income | COM | 521076109 | $263 | 23,192 | 0.1% |
| GDL Fund(GDL) | COM | 361570104 | $271 | 26,554 | 0.1% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $287 | 27,020 | 0.1% |
| GSV Capital Corp | COM | 36191J101 | $325 | 60,104 | 0.1% |
| New Ireland Fund | COM | 645673104 | $436 | 31,795 | 0.1% |
| Spdr S&P ETF TR TR Unit | TR UNIT | 78432F103 | $440 | 1,750 | 0.1% |
| Ellsworth Fund Inc(ECF) | COM | 289074106 | $450 | 48,595 | 0.1% |
| Herzfeld Caribbean Basin FD | COM | 42804T106 | $507 | 69,940 | 0.1% |
| Constellation Alpha Capital | UNIT | G2379F124 | $513 | 50,000 | 0.1% |
| Barington Hilco Acquisition | COM | 06759V101 | $539 | 52,080 | 0.2% |
| Trinity Place Holdings Inc(TPHS) | COM | 89656D101 | $594 | 84,683 | 0.2% |
| Aberdeen Emerging Mkts Small | COM | 00301T102 | $602 | 43,119 | 0.2% |
| BlackRock Debt Strat FD Inc(DSU) | COM NEW | 09255R202 | $708 | 60,644 | 0.2% |
| Pensare Acquisition | UNITS | 70957E204 | $874 | 84,600 | 0.3% |
| First TR Enhanced Eqty Inc(FFA) | COM | 337318109 | $1.0K | 69,613 | 0.3% |
| Aberdeen Latin American Eqty | COM | 00306K106 | $1.1K | 39,461 | 0.3% |
| Royce Value Trust(RVT) | COM | 780910105 | $1.2K | 74,200 | 0.3% |
| Aberdeen Indonesia FD | COM | 00305P106 | $1.2K | 151,330 | 0.3% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $1.2K | 497,162 | 0.4% |
| Clough Global Opportunities(GLO) | SH BEN INT | 18914E106 | $1.3K | 125,563 | 0.4% |
| Alpine Global Premier Pptys | COM | 02083A103 | $1.5K | 226,679 | 0.4% |
| Nuveen Connecticut Qlty MUN FD | COM | 67060D107 | $1.5K | 125,003 | 0.4% |
| Atlantic Acquisition COR | Unit | 048206205 | $1.5K | 150,000 | 0.4% |
| Firsthand Technology Value(SVVC) | COM | 33766Y100 | $1.7K | 210,715 | 0.5% |
| General American Investors(GAM) | COM | 368802104 | $1.8K | 48,808 | 0.5% |
| Franklin Unvl TR(FT) | SH BEN INT | 355145103 | $1.8K | 242,418 | 0.5% |
| Deutsche Strategic Income TR | SHS | 25160F109 | $1.8K | 143,311 | 0.5% |
| Hunter Maritime Acquisition | CL A | Y37828111 | $1.8K | 186,828 | 0.5% |
| Delaware INV Dividend & INV | COM | 245915103 | $2.0K | 182,008 | 0.6% |
| Andina Acquisition Corp II | SHS | G0441P104 | $2.0K | 196,406 | 0.6% |
| Bison Capital Acquisition | UNIT | G1142P120 | $2.1K | 200,000 | 0.6% |
| Asia Tigers Fund Inc | COM | 04516T105 | $2.1K | 172,630 | 0.6% |
| Invesco PA Value MUN Income TR(VPV) | COM | 46132K109 | $2.2K | 182,321 | 0.7% |