Q3 2018 Holdings
Filed 2018-10-18 | 88 holdings | $1.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bausch Health COS Inc(BHC) | COM | 071734107 | $559.0K | 21,794 | 36.1% |
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $369.0K | 2,237 | 23.8% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $351.0K | 3,711 | 22.7% |
| DNP Select Income FD(DNP) | COM | 23325P104 | $121.0K | 10,886 | 7.8% |
| Spdr Series Trust(SPTM) | PORTFOLIO TL STK | 78464A805 | $18.1K | 500,890 | 1.2% |
| CME Group Inc(CME) | COM CL A | 12572Q105 | $16.7K | 98,186 | 1.1% |
| Trimtabs ETF TR(ABFL) | ALL CAP US FREE | 89628W302 | $12.4K | 326,010 | 0.8% |
| Vanguard Index FDS(VTI) | TOTAL STK MKT | 922908769 | $11.4K | 75,878 | 0.7% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $11.0K | 37,764 | 0.7% |
| Ishares TR(SHYG) | 0-5YR HI YL CP | 46434V407 | $10.1K | 219,570 | 0.7% |
| Spdr SER TR(SJNK) | BLOOMBERG SRT TR | 78468R408 | $9.8K | 354,496 | 0.6% |
| Spdr Index SHS FDS(SPDW) | PORTFOLIO DEVLPD | 78463X889 | $8.6K | 280,224 | 0.6% |
| Apple Inc(AAPL) | COM | 037833100 | $4.6K | 20,525 | 0.3% |
| Flexshares TR(GQRE) | GLB QLT R/E IDX | 33939L787 | $3.8K | 61,825 | 0.2% |
| Vanguard Star FD(VXUS) | VG TL INTL STK F | 921909768 | $3.5K | 64,480 | 0.2% |
| Spdr Index SHS FDS(SPEM) | PORTFOLIO EMG MK | 78463X509 | $2.1K | 60,306 | 0.1% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $1.7K | 850 | 0.1% |
| Vanguard Group(VIG) | DIV APP ETF | 921908844 | $1.6K | 14,045 | 0.1% |
| Vanguard Intl Equity Index F(VEU) | ALLWRLD EX US | 922042775 | $1.2K | 22,147 | 0.1% |
| Cboe Global Markets Inc(CBOE) | COM | 12503M108 | $1.1K | 11,350 | 0.1% |
| Microsoft Corp(MSFT) | COM | 594918104 | $865 | 7,561 | 0.1% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $861 | 540,000 | 0.1% |
| Ishares TR(EFA) | MSCI EAFE ETF | 464287465 | $826 | 12,152 | 0.1% |
| PNC Finl Svcs Group Inc(PNC) | COM | 693475105 | $787 | 5,782 | 0.1% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $784 | 6,945 | 0.1% |
| Intel Corp(INTC) | COM | 458140100 | $750 | 15,855 | 0.0% |
| Nuvasive Inc | NOTE 2.250% 3/1 | 670704AG0 | $690 | 545,000 | 0.0% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $672 | 515,000 | 0.0% |
| Johnson & Johnson(JNJ) | COM | 478160104 | $653 | 4,724 | 0.0% |
| Interdigital Inc | NOTE 1.500% 3/0 | 458660AD9 | $605 | 515,000 | 0.0% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $599 | 460,000 | 0.0% |
| CSG SYS Intl Inc | NOTE 4.250% 3/1 | 126349AF6 | $593 | 565,000 | 0.0% |
| Spdr Gold Trust(GLD) | GOLD SHS | 78463V107 | $587 | 5,208 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 1.500%10/1 | 09061GAF8 | $585 | 485,000 | 0.0% |
| Calamp Corp | NOTE 1.625% 5/1 | 128126AB5 | $581 | 550,000 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $580 | 560,000 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $577 | 540,000 | 0.0% |
| Dycom Inds Inc | NOTE 0.750% 9/1 | 267475AB7 | $577 | 520,000 | 0.0% |
| Allscripts Healthcare Solutn | NOTE 1.250% 7/0 | 01988PAD0 | $575 | 545,000 | 0.0% |
| Priceline GRP Inc | NOTE 0.900% 9/1 | 741503AX4 | $570 | 480,000 | 0.0% |
| Vector Group LTD | FRNT 4/1 | 92240MBC1 | $558 | 530,000 | 0.0% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $557 | 450,000 | 0.0% |
| Alphabet Inc(GOOG) | CAP STK CL C | 02079K107 | $547 | 458 | 0.0% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $537 | 510,000 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $516 | 450,000 | 0.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAP6 | $509 | 555,000 | 0.0% |
| Seacor Holdings Inc | NOTE 3.000%11/1 | 81170YAB5 | $509 | 520,000 | 0.0% |
| OSI Systems Inc | NOTE 1.250% 9/0 | 671044AD7 | $501 | 525,000 | 0.0% |
| Cemex SAB de CV | NOTE 3.720% 3/1 | 151290BR3 | $489 | 485,000 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.250% 9/1 | 22943FAM2 | $484 | 495,000 | 0.0% |