Q3 2020 Holdings
Filed 2020-11-16 | 334 holdings | $11.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Eaton Vance Muni Income Trus(EVN) | SH BEN INT | 27826U108 | $2.1K | 164,030 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $2.2K | 264,356 | 0.0% |
| Tuscan Hldgs Corp | COM | 90069K104 | $2.2K | 213,743 | 0.0% |
| South MTN Merger Corp | COM CL A | 838884104 | $2.2K | 208,466 | 0.0% |
| Chardan Healthcr Acqstn 2 Co | COM | 15957T107 | $2.2K | 222,500 | 0.0% |
| Hennessy Cap Acqustion Corp | CL A COM | 42589C104 | $2.2K | 195,920 | 0.0% |
| Pivotal Invt Corp II | COM CL A | 72582K100 | $2.2K | 192,493 | 0.0% |
| Nuveen New York QLT MUN Inc(NAN) | COM | 67066X107 | $2.3K | 164,789 | 0.0% |
| Galileo Acquisition Corp | SHS | G3770A102 | $2.3K | 235,000 | 0.0% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $2.5K | $2,422,000 | 0.0% |
| Lionheart Acquisition Corp I | UNIT 08/13/2025 | 53625R203 | $2.5K | 250,000 | 0.0% |
| Neuberger Brman NY Muni FD I | COM | 64124K102 | $2.5K | 217,103 | 0.0% |
| Western Asset Managed Muns F(MMU) | COM | 95766M105 | $2.5K | 208,167 | 0.0% |
| Barings Corporate Invs(MCI) | COM | 06759X107 | $2.6K | 204,831 | 0.0% |
| Agba Acquisition LTD | SHS | G0120M109 | $2.6K | 250,000 | 0.0% |
| Eagle Grwth & Income Oppty F | COM SHS BEN IN | 26958J105 | $2.6K | 207,900 | 0.0% |
| DMY Technology Group Inc | COM | 233253103 | $2.6K | 205,330 | 0.0% |
| Apollo SR Floating Rate FD I | COM | 037636107 | $2.6K | 204,606 | 0.0% |
| Greenvision Acquisition Corp | COM | 39678G103 | $2.7K | 265,942 | 0.0% |
| Voya Glbl Eqty DIV & Prem OP(XIGDX) | COM | 92912T100 | $2.7K | 553,017 | 0.0% |
| LIV Cap Acquisition Corp | CL A | G5510C108 | $2.8K | 284,062 | 0.0% |
| Greenrose Acquisition Corp(GNRSQ) | COM | 395392103 | $2.8K | 289,496 | 0.0% |
| Fiduciary Claymore Engry INF | COM | 31647Q205 | $2.8K | 393,031 | 0.0% |
| First TR SR FLG RTE Incm FD(FCT) | COM | 33733U108 | $2.9K | 260,895 | 0.0% |
| Alussa Energy Acquisition Co | SHS CL A | G0232J101 | $2.9K | 290,674 | 0.0% |
| Golub Cap BDC Inc(GBDC) | COM | 38173M102 | $2.9K | 219,122 | 0.0% |
| Trine Acquisition Corp | COM CL A | 89628U108 | $2.9K | 269,281 | 0.0% |
| Voya NAT RES Equity Income F | COM | 92913C106 | $3.0K | 1,210,875 | 0.0% |
| Property Solutions Acquisiti | UNIT 03/30/2027 | 74348Q207 | $3.0K | 299,200 | 0.0% |
| BlackRock Multi-Sector Inc T(BIT) | COM | 09258A107 | $3.0K | 191,975 | 0.0% |
| CC Neuberger Principal Hldng | COM | G1992Y114 | $3.1K | 299,997 | 0.0% |
| Churchill Cap Corp II(CCXGBP) | CL A | 17143G106 | $3.1K | 297,945 | 0.0% |
| BlackRock Science & Tech TR(BSTZ) | SHS BEN INT | 09260K101 | $3.3K | 128,192 | 0.0% |
| Pershing Square Tontine Hldg | COM CL A | 71531R109 | $3.4K | 150,000 | 0.0% |
| Clough Global Equity FD(XGLQX) | COM | 18914C100 | $3.5K | 309,974 | 0.0% |
| Blackstone GSO Flting RTE FU(BSL) | COM | 09256U105 | $3.5K | 253,277 | 0.0% |
| Interprivate Acquisition COR | COM | 46064A103 | $3.5K | 349,999 | 0.0% |
| Churchill Capital Corp IV | UNIT 99/99/9999 | 171439201 | $3.6K | 355,000 | 0.0% |
| Calamos Conv Opportunities &(CHI) | SH BEN INT | 128117108 | $3.6K | 326,079 | 0.0% |
| BlackRock Munivest FD Inc(MVF) | COM | 09253R105 | $3.6K | 419,302 | 0.0% |
| Merida Merger Corp I | COM | 58953M106 | $3.8K | 389,191 | 0.0% |
| Duff & Phelps Util Corp BD T | COM | 26432K108 | $3.9K | 427,641 | 0.0% |
| BlackRock Munihldngs Cali QL(MUC) | COM | 09254L107 | $4.0K | 283,888 | 0.0% |
| Tuscan Hldgs Corp II | COM | 90070A103 | $4.0K | 399,998 | 0.0% |
| Sprott Focus TR Inc(FUND) | COM | 85208J109 | $4.0K | 676,858 | 0.0% |
| MVC Cap Inc(MVC) | COM | 553829102 | $4.0K | 518,323 | 0.0% |
| Special Opportunities FD Inc | PFD CONV SE B | 84741T302 | $4.1K | 161,353 | 0.0% |
| Wells Fargo Income Opportuni(XEADX) | WF INC OPPTY FD | 94987B105 | $4.2K | 570,024 | 0.0% |
| Advent Convertible & Income(AVK) | COM | 00764C109 | $4.3K | 311,477 | 0.0% |
| First TR Energy Income & GRO | COM | 33738G104 | $4.3K | 478,629 | 0.0% |