Q3 2019 Holdings
Filed 2019-10-15 | 1750 holdings | $30.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Vanguard LC ETF(VV) | Equities | 922908637 | $34 | 251 | 0.0% |
| Seattle Genetics Inc | Equities | 812578102 | $34 | 400 | 0.0% |
| Walker & Dunlop Inc(WD) | Equities | 93148P102 | $34 | 600 | 0.0% |
| Cheniere Energy Inc(LNG) | Equities | 16411R208 | $34 | 541 | 0.0% |
| B Riley Financia | PFDs, REITs, | 05580M306 | $34 | 1,300 | 0.0% |
| Pagseguro Digital(PAGS) | Equities | G68707101 | $35 | 745 | 0.0% |
| AZ ST Lottery | Convertible/ | 040624AV0 | $35 | 35,000 | 0.0% |
| Powershares Dynamic LRE | Equities | 73935X609 | $35 | 715 | 0.0% |
| Schwab US DIV Equity ETF(SCHD) | Equities | 808524797 | $35 | 631 | 0.0% |
| Middleby Corp(MIDD) | Equities | 596278101 | $35 | 300 | 0.0% |
| Powershares S&p500 LOW VOL ETF | Equities | 73937B779 | $35 | 602 | 0.0% |
| Progressive Corp Ohio(PGR) | Equities | 743315103 | $35 | 450 | 0.0% |
| Vanguard Consumer(VCR) | Equities | 92204A108 | $36 | 200 | 0.0% |
| Union Pacific Co | Convertible/ | 907818DM7 | $36 | 35,000 | 0.0% |
| Nice LTD(NSY) | Equities | 653656108 | $36 | 250 | 0.0% |
| First Trust DJ Internet ETF | Equities | 33733E306 | $36 | 271 | 0.0% |
| Zoetis Inc(ZTS) | Equities | 98978V103 | $36 | 290 | 0.0% |
| Cardinal Health Inc | Convertible/ | 14149YBA5 | $36 | 35,000 | 0.0% |
| Canopy Growth Corp | Equities | 138035100 | $36 | 1,558 | 0.0% |
| Biomarin Pharma Inc(BMRN) | Equities | 09061G101 | $36 | 528 | 0.0% |
| Pimco 1-5 YR US Tips ETF(STPZ) | Equities | 72201R205 | $37 | 700 | 0.0% |
| SAP SE (ADR)(SAP) | Equities | 803054204 | $37 | 313 | 0.0% |
| Ingersoll-Rand PLC | Equities | G4766G101 | $37 | 298 | 0.0% |
| Docusign Inc(DOCU) | Equities | 256163106 | $37 | 600 | 0.0% |
| Work Recovery in | Equities | 981370109 | $38 | 1,600 | 0.0% |
| Abbott Laboratori | Convertible/ | 002824BE9 | $38 | 36,000 | 0.0% |
| Occidental Petro Corp | Equities | 674599015 | $38 | 844 | 0.0% |
| Keycorp Inc(KEY) | Equities | 493267108 | $39 | 2,166 | 0.0% |
| Marriott Intl Inc CL A(MAR) | Equities | 571903202 | $39 | 316 | 0.0% |
| Brookfield Asset Management Inc | Equities | 112585104 | $39 | 742 | 0.0% |
| Becton, Dickins | Convertible/ | 075887BR9 | $40 | 40,000 | 0.0% |
| First Trust HC Alphadex ETF(FXH) | Equities | 33734X143 | $40 | 540 | 0.0% |
| Fidelity Natl Finl Inc | Equities | 31620R105 | $40 | 900 | 0.0% |
| Ishares Russell MC Gwth ETF(IWP) | Equities | 464287481 | $40 | 280 | 0.0% |
| Ishares TR Barclays Bond(SHY) | Equities | 464287457 | $40 | 472 | 0.0% |
| Hologic Inc(HOLX) | Equities | 436440101 | $40 | 800 | 0.0% |
| Spdr S&P Regional Bank ETF(KRE) | Equities | 78464A698 | $40 | 749 | 0.0% |
| Spdr Small Cap Etf(SPSM) | Equities | 78468R853 | $40 | 1,323 | 0.0% |
| Salt Verde AZ FC | Convertible/ | 79575EAJ7 | $40 | 35,000 | 0.0% |
| Vanguard REIT ETF(VNQ) | Equities | 922908553 | $40 | 429 | 0.0% |
| Vodafone Group PLC | Equities | 92857W209 | $40 | 2,000 | 0.0% |
| Nordstrom Inc(JWNUSD) | Equities | 655664100 | $40 | 1,200 | 0.0% |
| Southwest Airlin | Convertible/ | 844741BA5 | $40 | 40,000 | 0.0% |
| Resmed Inc(RMD) | Equities | 761152107 | $41 | 300 | 0.0% |
| Accelerate Diagnostics Inc | Equities | 00430H102 | $41 | 2,195 | 0.0% |
| Alterra FIN LLC | Convertible/ | 02153LAA2 | $41 | 40,000 | 0.0% |
| QTS Realty Trust Inc(QTS) | PFDs, REITs, | 74736A103 | $41 | 800 | 0.0% |
| Autodesk Inc | Equities | 527691060 | $41 | 280 | 0.0% |
| Travelers Companies | Equities | 89417E113 | $41 | 275 | 0.0% |
| Amgen Inc. | Convertible/ | 031162BG4 | $41 | 40,000 | 0.0% |