Q4 2014 Holdings
Filed 2015-02-06 | 1368 holdings | $48.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cubic Energy Inc | COM | 229675103 | $1 | 30,000 | 0.0% |
| Lucas Energy Inc | COM NEW | 549333201 | $1 | 11,500 | 0.0% |
| BPZ Resources Inc | COM | 055639108 | $3 | 11,800 | 0.0% |
| Kips BAY MED Inc | COM | 49726K105 | $3 | 20,000 | 0.0% |
| Joes Jeans Inc | COM | 47777N101 | $4 | 12,400 | 0.0% |
| Camac Energy Inc | COM | 131745101 | $5 | 12,173 | 0.0% |
| Aeterna Zentaris Inc | COM NEW | 007975303 | $6 | 10,055 | 0.0% |
| Cleveland Biolabs Inc | COM | 185860103 | $6 | 22,500 | 0.0% |
| Quicksilver Resources Inc | COM | 74837R104 | $7 | 35,970 | 0.0% |
| Tiger Media Inc | SHS | G88685105 | $8 | 10,000 | 0.0% |
| Comstock MNG Inc | COM | 205750102 | $8 | 11,050 | 0.0% |
| Molycorp Inc del | COM | 608753109 | $9 | 10,376 | 0.0% |
| Golden Star | RES LTD CDA COM | 38119T104 | $9 | 44,110 | 0.0% |
| Walter Energy Inc | COM | 93317Q105 | $15 | 10,706 | 0.0% |
| Capstone Turbine | CORP COM | 14067D102 | $15 | 20,700 | 0.0% |
| Chiquita Brands Intl Inc | NOTE 4.250% 8/1 | 170032AT3 | $15 | 15,000 | 0.0% |
| Mines Mgmt Inc | COM | 603432105 | $16 | 34,200 | 0.0% |
| Rubicon Minerals | CORP COM | 780911103 | $18 | 18,939 | 0.0% |
| Galena Biopharma Inc | COM | 363256108 | $21 | 13,819 | 0.0% |
| BGC Partners Inc | NOTE 4.500% 7/1 | 05541TAD3 | $21 | 20,000 | 0.0% |
| Enteromedics Inc | COM NEW | 29365M208 | $22 | 15,825 | 0.0% |
| Ares | CAP CORP NOTE 5.125% 6/0 | 04010LAD5 | $26 | 25,000 | 0.0% |
| Zion Oil & Gas Inc(ZNOG) | COM | 989696109 | $27 | 19,727 | 0.0% |
| Oclaro Inc | COM NEW | 67555N206 | $28 | 16,000 | 0.0% |
| Polymet | MINING CORP COM | 731916102 | $29 | 27,848 | 0.0% |
| Kinross Gold Corp COM NO(KGC) | PAR | 496902404 | $29 | 10,316 | 0.0% |
| Alpha Natural Resources Inc(ANRZQEUR) | COM | 02076X102 | $31 | 18,750 | 0.0% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $31 | 31,000 | 0.0% |
| Tanzanian Royalty | EXPL CORP COM | 87600U104 | $32 | 49,050 | 0.0% |
| Telecommunication SYS Inc CL | A | 87929J103 | $34 | 11,000 | 0.0% |
| Microvision Inc del(MVIS) | COM NEW | 594960304 | $35 | 20,225 | 0.0% |
| Ares | CAP CORP NOTE 5.750% 2/0 | 04010LAB9 | $36 | 35,000 | 0.0% |
| Dryships Inc | SHS | Y2109Q101 | $39 | 37,246 | 0.0% |
| Prospect Capital Corporation | NOTE 5.500% 8/1 | 74348TAD4 | $40 | 40,000 | 0.0% |
| ION Geophysical | CORP COM | 462044108 | $40 | 14,490 | 0.0% |
| Gold(GORO) | RESOURCE CORP COM | 38068T105 | $41 | 12,255 | 0.0% |
| Superconductor Technologies | COM PAR $0.001 | 867931404 | $42 | 15,000 | 0.0% |
| Information Services Group(III) | I COM | 45675Y104 | $43 | 10,247 | 0.0% |
| Westport Innovations Inc | COM NEW | 960908309 | $48 | 12,815 | 0.0% |
| MFS High Income(CXE) | MUN TR SH BEN INT | 59318D104 | $49 | 10,000 | 0.0% |
| Adcare Health Systems Inc | COM NEW | 00650W300 | $50 | 12,584 | 0.0% |
| Powershares ETF Trust Wndrhll CLN | EN | 73935X500 | $54 | 10,226 | 0.0% |
| Severn Bancorp Annapolis MD(SVBI) | COM | 81811M100 | $56 | 12,358 | 0.0% |
| Silver STD RES Inc | COM | 82823L106 | $57 | 11,300 | 0.0% |
| Thestreet Inc | COM | 88368Q103 | $61 | 25,424 | 0.0% |
| Armour Residential REIT Inc | COM | 042315101 | $62 | 16,722 | 0.0% |
| AK STL Hldg(AKS1EUR) | CORP COM | 001547108 | $63 | 10,586 | 0.0% |
| Sandridge Energy Inc | COM | 80007P307 | $63 | 34,889 | 0.0% |
| Macatawa | BK CORP COM | 554225102 | $63 | 11,500 | 0.0% |
| Silvercorp Metals Inc(SVM) | COM | 82835P103 | $64 | 49,283 | 0.0% |